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The Acquired Person should only check the “Not Applicable, Select 801.30 Transaction” box if the transaction is a Select 801.30. And yes, in the Overlap Description section, the Acquired Person should...

If the proceeds in question comprise consideration for the acquisition, they must be included in the acquisition price calculation. The fact that the proceeds will be used to pay the seller’s...

You are correct that the intraperson exemption does not apply to this scenario.

As long as the single individual trustee is able to act, he/she controls the trust, and would be the UPE. Given that the trust is an entity within the individual/UPE, to the extent you have determined...

What you propose for the affidavit is acceptable. If the letter of intent itself provides sufficient detail about the scope of the entire transaction, it is also acceptable to reference it alone...

The tip sheet is intended to help filers determine the value of voting securities whose acquisition is being reported. It is not a tool for evaluating the reportability of a transaction. Using the tip...