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Early Termination Notices

20171112: CK Williams UK Holdings Limited; DUET Company Limited

Date

May 9, 2017

Acquiring Party

CK Williams UK Holdings Limited

Acquired Party

DUET Company Limited

Acquired Entities

DUET Company Limited

DUET Investment Holdings Limited

DUET Finance Limited

DUET Finance Trust

Early Termination Notices

20171135: KMG Chemicals, Inc.; Arsenal Capital Partners III LP

Date

May 9, 2017

Acquiring Party

KMG Chemicals, Inc.

Acquired Party

Arsenal Capital Partners III LP

Acquired Entities

Flowchem Holdings LLC

Cases and Proceedings

Process Enforcement

AFR Financial, LLC

Type of Action

Process Enforcement

Last Updated

May 9, 2017

FTC Matter/File Number

1523038

Case Status

Closed

HSR Informal Interpretations

1705002 Informal Interpretation

Date

May 9, 2017

Rule

801.1(g)

You are correct. The 15‐day waiting period for CTOs only applies to voting securities, per 801.1(g)(2).

Original (80 KB)

HSR Informal Interpretations

1705003 Informal Interpretation

Date

May 9, 2017

Rule

801.30

Yes, unless this is a tender offer, the transaction can be filed as either an 801.30 or a non‐801.30 transaction. See PNPM #217. If you opt to file as an 801.30, remember that a notice letter must...

Original (95.39 KB)

Advisory Opinions

Letter From Mary Engle, Associate Director, Division of Advertising Practices, To Mark S. Brown, Esq.

Date

May 9, 2017

Staff Opinion Letter Addressing Compliance With the Commission Decision and Order in In the Matter of Santa Fe Natural Tobacco Company, Docket No. C-3952, and Copy of the Incoming Request

Staff Opinion Letter Addressing Compliance With the Decision and Order (1.76 MB)

Early Termination Notices

20171000: Thomas Jefferson University; Philadelphia University

Date

May 8, 2017

Acquiring Party

Thomas Jefferson University

Acquired Party

Philadelphia University

Acquired Entities

Philadelphia University

Early Termination Notices

20171086: AT&T Inc.; Softbank Group Corp.

Date

May 8, 2017

Acquiring Party

AT&T Inc.

Acquired Party

Softbank Group Corp.

Acquired Entities

AT&T Mobility Spectrum LLC

New Cingular Wireless PCS, LLC

Sprintcom, Inc.

Sprint Spectrum L.P.

Sprint Spectrum License Holder III LLC

Sprint PCS License, L.L.C.

Early Termination Notices

20171087: Softbank Group Corp.; AT&T Inc.

Date

May 8, 2017

Acquiring Party

Softbank Group Corp.

Acquired Party

AT&T Inc.

Acquired Entities

New Cingular Wireless PCS, LLC

AT&T Mobility Spectrum LLC

Sprintcom, Inc.

Sprint Spectrum L.P.

Sprint Spectrum License Holder III LLC

Sprint PCS License, L.L.C.

Early Termination Notices

20171092: Platinum Equity Capital Partners IV, L.P.; ATS Consolidated, Inc.

Date

May 8, 2017

Acquiring Party

Platinum Equity Capital Partners IV, L.P.

Acquired Party

ATS Consolidated, Inc.

Acquired Entities

ATS Consolidated, Inc.

Early Termination Notices

20171094: Shanghai Shenda Co., Ltd.; International Automotive Components Group North America, LLC

Date

May 8, 2017

Acquiring Party

Shanghai Shenda Co., Ltd.

Acquired Party

International Automotive Components Group North America, LLC

Acquired Entities

Newco

Early Termination Notices

20171101: Insignia Capital Partners, L.P.; Tillamook Country Smoker, Inc.

Date

May 8, 2017

Acquiring Party

Insignia Capital Partners, L.P.

Acquired Party

Tillamook Country Smoker, Inc.

Acquired Entities

Tillamook Country Smoker, Inc.

Early Termination Notices

20171107: Orion US Holdings 1 L.P.; SunEdison, Inc.

Date

May 8, 2017

Acquiring Party

Orion US Holdings 1 L.P.

Acquired Party

SunEdison, Inc.

Acquired Entities

TerraForm Power Inc.

Early Termination Notices

20171108: Blackstone Energy Partners II Q L.P.; EnCap Flatrock Midstream Fund II, L.P.

Date

May 8, 2017

Acquiring Party

Blackstone Energy Partners II Q L.P.

Acquired Party

EnCap Flatrock Midstream Fund II, L.P.

Acquired Entities

EagleClaw Midstream Ventures, LLC

Early Termination Notices

20171109: Harmony Merger Corp.; NextDecade, LLC

Date

May 8, 2017

Acquiring Party

Harmony Merger Corp.

Acquired Party

NextDecade, LLC

Acquired Entities

NextDecade, LLC

Early Termination Notices

20171114: Olympus Growth Fund VI, L. P.; Wind Point Partners, VII-A, L.P.

Date

May 8, 2017

Acquiring Party

Olympus Growth Fund VI, L. P.

Acquired Party

Wind Point Partners, VII-A, L.P.

Acquired Entities

Petmate Holdings Co.

Early Termination Notices

20171115: Sawai Pharmaceutical Co., Ltd.; Ken & Grace Evanstad

Date

May 8, 2017

Acquiring Party

Sawai Pharmaceutical Co., Ltd.

Acquired Party

Ken & Grace Evanstad

Acquired Entities

Upsher-Smith Laboratories, Inc.

Early Termination Notices

20171117: Golden Gate Capital Opportunity Fund, L.P.; Vector Capital IV International, L.P.

Date

May 8, 2017

Acquiring Party

Golden Gate Capital Opportunity Fund, L.P.

Acquired Party

Vector Capital IV International, L.P.

Acquired Entities

20-20 Technologies Inc.

Early Termination Notices

20171120: Proximus PLC; TeleSign Holdings, Inc.

Date

May 8, 2017

Acquiring Party

Proximus PLC

Acquired Party

TeleSign Holdings, Inc.

Acquired Entities

TeleSign Holdings, Inc.

Early Termination Notices

20171129: Eagle Buyer, Inc.; Eagle Holding Company I

Date

May 8, 2017

Acquiring Party

Eagle Buyer, Inc.

Acquired Party

Eagle Holding Company I

Acquired Entities

Jaguar Holding Company I

Displaying 9981 - 10000 of 46721

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