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HSR Informal Interpretations

8307005 Informal Interpretation

Date

July 26, 1983

Rule

803.5; Item 1(c); Item 2(a)

7/26/83. RE: Letter of July 14, 1983. Letter is correct but we hereby ask forcopies of exemption request & send letter if request granted. We assign # and giveC5 letter & when - exemption granted we...

Original Image File (812.89 KB)

HSR Informal Interpretations

8307001 Informal Interpretation

Date

July 1, 1983

Rule

801.2

Original Image File (260.17 KB)

HSR Informal Interpretations

8307002 Informal Interpretation

Date

July 1, 1983

Rule

7A(a)(2)

The attached letters were reviewed by Wayne Kaplan and Dana Abrahamsen prior to July 8,1983 and as modified in the second letter there does not appear to be a reportabletransaction or transactions...

Original Image File (810.18 KB)

HSR Informal Interpretations

8307003 Informal Interpretation

Date

July 1, 1983

Rule

7A(c)(6)

Original Image File (2.13 MB)

HSR Informal Interpretations

8307004 Informal Interpretation

Date

July 1, 1983

Rule

801.1(c)

John & Dana concur 7-26-83. John. Problem: who has beneficial ownership inthe attached situation? The client or the broker? The situation is identical to theattached example with the exception that...

Original Image File (419.03 KB)

Advisory Opinions

American Academy of Ophthalmology

Date

June 17, 1983

re: Concerning provisions in a code of ethics regarding delegation of services to non-physician health care providers, arrangements for postoperative care, use of experimental procedures, and...

Letter from Michael A. Baggage to Jerald A. Jacobs, Esq., dated 06/17/83 (1010.43 KB)

Advisory Opinions