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Early Termination Notices

20190001: Phillip G. Ruffin; Fronton Investors Holdings, LLC

Date

October 9, 2018

Acquiring Party

Phillip G. Ruffin

Acquired Party

Fronton Investors Holdings, LLC

Acquired Entities

Fronton Holdings, LLC

HSR Informal Interpretations

1810001 Informal Interpretation

Date

October 5, 2018

Rule

801.30

Yes, if the issuer is a party to the agreement, then the transaction can be filed as an 801.30 or non-801.30.

Cases and Proceedings

Petitions to Quash

In the Matter of Fully Accountable, LLC

Date

October 5, 2018

Matter Number

172 3195

Petition To Limit or Quash Civil Investigative Demand, Filed by Fully Accountable, LLC (1.39 MB)

Petition To Limit or Quash Civil Investigative Demand, Filed by Non-Party Elevated Health, LLC (2.42 MB)

Early Termination Notices

20181905: The Energy & Minerals Group Fund IV, LP; Genesis Energy, L.P.

Date

October 5, 2018

Acquiring Party

The Energy & Minerals Group Fund IV, LP

Acquired Party

Genesis Energy, L.P.

Acquired Entities

GEL Wyoming II, LLC

Early Termination Notices

20181906: Tailwater Energy Fund III LP; Genesis Energy, L.P.

Date

October 5, 2018

Acquiring Party

Tailwater Energy Fund III LP

Acquired Party

Genesis Energy, L.P.

Acquired Entities

GEL Wyoming II, LLC

Early Termination Notices

20182041: Insignia Capital Partners, L.P.; Tobias Dengel

Date

October 5, 2018

Acquiring Party

Insignia Capital Partners, L.P.

Acquired Party

Tobias Dengel

Acquired Entities

WillowTree, LLC

Early Termination Notices

20182042: Apax IX USD L.P.; Paycor, Inc.

Date

October 5, 2018

Acquiring Party

Apax IX USD L.P.

Acquired Party

Paycor, Inc.

Acquired Entities

Paycor, Inc.

Early Termination Notices

20182072: The Hershey Trust Company, as Trustee for Milton Hershey Sch; B&G Foods, Inc.

Date

October 5, 2018

Acquiring Party

The Hershey Trust Company, as Trustee for Milton Hershey Sch

Acquired Party

B&G Foods, Inc.

Acquired Entities

B&G Foods, Inc.

B&G Foods North America, Inc.

Pirate Brands, LLC

Early Termination Notices

20182080: FS Investment Corporation; Corporate Capital Trust, Inc.

Date

October 5, 2018

Acquiring Party

FS Investment Corporation

Acquired Party

Corporate Capital Trust, Inc.

Acquired Entities

Corporate Capital Trust, Inc.

Early Termination Notices

20182084: Altaris Health Partners IV, L.P.; Taseer Bader

Date

October 5, 2018

Acquiring Party

Altaris Health Partners IV, L.P.

Acquired Party

Taseer Bader

Acquired Entities

CPP Holdco, LLC

Altus Pharmacy GP, LLC

Custom RX GP, LLC

Early Termination Notices

20182090: Eldorado Resorts, Inc.; William Hill PLC

Date

October 5, 2018

Acquiring Party

Eldorado Resorts, Inc.

Acquired Party

William Hill PLC

Acquired Entities

William Hill U.S. Holdco, Inc.

Early Termination Notices

20182092: Consolidated Edison, Inc.; Sempra Energy

Date

October 5, 2018

Acquiring Party

Consolidated Edison, Inc.

Acquired Party

Sempra Energy

Acquired Entities

Sempra Solar Holdings, LLC

Early Termination Notices

20182098: Equinox Gold Corp.; New Gold Inc.

Date

October 5, 2018

Acquiring Party

Equinox Gold Corp.

Acquired Party

New Gold Inc.

Acquired Entities

New Gold Mesquite Inc.

Early Termination Notices

20182101: OCP Trust; Outcomes Group Holdings, LLC

Date

October 5, 2018

Acquiring Party

OCP Trust

Acquired Party

Outcomes Group Holdings, LLC

Acquired Entities

Outcomes Group Holdings, LLC

Federal Register Notice

A & O Enterprises Inc and Aaron K. Roberts; Analysis To Aid Public Comment

Date

October 5, 2018

Early Termination Notices

20181763: Ahlstrom- Munksjo Oyj; Specialty Papers Holdings, L.P.

Date

October 4, 2018

Acquiring Party

Ahlstrom- Munksjo Oyj

Acquired Party

Specialty Papers Holdings, L.P.

Acquired Entities

Expera Specialty Solutions Holdings, Inc.

Early Termination Notices

20182039: VanEck Vectors ETF Trust; OceanaGold Corporation

Date

October 4, 2018

Acquiring Party

VanEck Vectors ETF Trust

Acquired Party

OceanaGold Corporation

Acquired Entities

OceanaGold Corporation

Early Termination Notices

20182043: Wright Medical Group N.V.; Cartiva, Inc.

Date

October 4, 2018

Acquiring Party

Wright Medical Group N.V.

Acquired Party

Cartiva, Inc.

Acquired Entities

Cartiva, Inc.

Early Termination Notices

20182061: U.S. Farming Realty Trust III, LP; Valley Fruit III, LLC

Date

October 4, 2018

Acquiring Party

U.S. Farming Realty Trust III, LP

Acquired Party

Valley Fruit III, LLC

Acquired Entities

Royal Slope Orchards, LLC

Legacy Fruit Packers, LLC

HSR Informal Interpretations

1810011 Informal Interpretation

Date

October 3, 2018

Rule

Item 6(b)

For a natural person UPE, it is the top-level corporate or unincorporated entity that should report. In your case, the entity making the acquisition.

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