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… Civic Development Group, Inc., et al.; Analysis to Aid Public Comment Federal Register Notice Civic Development Group, Inc., et al.; Analysis to Aid Public Comment 972 3025 …
… Federal-Mogul Corporation, et al.; Analysis to Aid Public Comment Federal Register Notice Federal-Mogul Corporation, et al.; Analysis to Aid Public Comment 981 …
3/18/1998, called writer to inform him that size of person test (by JV) was [not] met because the sub-leasing is not a guaranty and, thus, would not be included as a contribution in the formation of...
3/18/98 Writer confirmed that on chart included on Section 4 Page 2, the husband and wife noted held all of the outstanding voting stock of the nine corporations listed. The balance of the authorized...
3/18/98 Advised writer that sale of subject assets did not appear to constitute the disposition of an “operating unit”. Since seller was remaining in the mortgage servicing business, the transaction...
… 9803009 Informal Interpretation 9803009 Informal Interpretation … discussion, your conference thereafter with Dick Smith and our follow-up discussion. Corporations A and B each own … are, therefore, exempt under 802.51(c) absent aggregation considerations which are inapplicable for the reasons given …
Date
Rule
801.10, 801.14, 801.15
Called (redacted) 3/13/98. Does not meet the size-of- transaction test. I concur with this letter
3/12/98 Confirmed w/ writer that same procedure should be followed, namely that(redacted) does not have to file, but filing may be made by (redacted) and (redacted).
… 9802018 Informal Interpretation 9802018 Informal Interpretation … in our exchange of telephone messages of February 18 and 19, 1998 regarding the application of the … sales and assets. The seller of the New Franchises in the Estate of (redacted) which presently owns (redacted). …
Date
Rule
801.13(b)
3/11/98 Confirmed w/ writer that acquisition of new franchises would be looked at as a separate transaction from previously filed transaction and thresholds would be applicable. If acquisition did not...
3/6/98 Advised writer that shareholders of B do not have to report for the taking of the same % ( or lesser) shares in Newco since Newco is the successor to B and only holds B as a sub. Also on p.6...