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2103005 Informal Interpretation
Date
Rule
Item 4(b)
Please submit Corp’s financial statements and put an endnote that the Corp shares are held through a trust, and that the trust’s financials can be supplied upon request or that the trust does not...
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2103001 Informal Interpretation
Date
Rule
802.71
802.71 potentially covers any transfer by a settlor to an irrevocable trust (irrespective of who settled the trust). The identity of the recipient does not matter, so long as the other regulatory...
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Following Federal Trade Commission Staff Recommendation to Challenge Transaction, Two Health Care Systems in Central Georgia Abandon Proposed Merger
Date
Given the announcement from Atrium Health Navicent, Inc. and Houston Healthcare System, Inc. that they are abandoning their proposed merger, the Federal Trade Commission has closed its investigation...
FTC Issues Annual Report on Ethanol Market Concentration 2020
Date
The Federal Trade Commission has issued its 2020 Report on Ethanol Market Concentration. The Energy Policy Act of 2005 directs the Commission to perform an annual review of market concentration in the...
2103003 Informal Interpretation
Date
Rule
801.11, Item 4(b)
We agree and note that X might need to stipulate if its financials don’t show that SOP is met.
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(69.51 KB)
2102006 Informal Interpretation
Date
Rule
801.2, 803.1
We like it when the principal transaction references that there will be a backside acquisition filing in item 3. Two separate filings are also preferable to avoid confusion.
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(216.87 KB)
2102002 Informal Interpretation
Date
Rule
801.21
Yes, we still consider cryptocurrencies cash equivalents when acquired.
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(193.92 KB)
2102004 Informal Interpretation
Date
Rule
801.1
1) Correct 2) Assuming the holdings you cite represent the rights to profits or assets upon dissolution, please list the UPE as “X and Y (spouses)” or you may just list “X and Y” and indicate for our...
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(152.54 KB)
2102007 Informal Interpretation
Date
Rule
Item 4(b)
You should provide the 2020 financials.
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(420.84 KB)
FTC Report Cites Benefits of International Cooperation On Antitrust and Consumer Protection Enforcement
Date
The Federal Trade Commission issued a report examining ways to enhance cooperation between the FTC and overseas competition and consumer protection authorities in order to maximize the effectiveness...
Displaying 901 - 920 of 4798