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Displaying 8761 - 8780 of 45499
1705004 Informal Interpretation
Date
Rule
801.1(f)
Yes, that is the position.
File
Original
(85.84 KB)
Federal Register Notice
16 CFR Part 4: Freedom of Information Act; Miscellaneous Rules; Final Rule Federal Register Notice
Date
20171112: CK Williams UK Holdings Limited; DUET Company Limited
Date
Acquiring Party
CK Williams UK Holdings Limited
Acquired Party
DUET Company Limited
Acquired Entities
DUET Company Limited
DUET Investment Holdings Limited
DUET Finance Limited
DUET Finance Trust
20171135: KMG Chemicals, Inc.; Arsenal Capital Partners III LP
Date
Acquiring Party
KMG Chemicals, Inc.
Acquired Party
Arsenal Capital Partners III LP
Acquired Entities
Flowchem Holdings LLC
AFR Financial, LLC
Type of Action
Process Enforcement
Last Updated
FTC Matter/File Number
1523038
Case Status
Closed
1705002 Informal Interpretation
Date
Rule
801.1(g)
You are correct. The 15‐day waiting period for CTOs only applies to voting securities, per 801.1(g)(2).
File
Original
(80 KB)
1705003 Informal Interpretation
Date
Rule
801.30
Yes, unless this is a tender offer, the transaction can be filed as either an 801.30 or a non‐801.30 transaction. See PNPM #217. If you opt to file as an 801.30, remember that a notice letter must...
File
Original
(95.39 KB)
Letter From Mary Engle, Associate Director, Division of Advertising Practices, To Mark S. Brown, Esq.
Date
Staff Opinion Letter Addressing Compliance With the Commission Decision and Order in In the Matter of Santa Fe Natural Tobacco Company, Docket No. C-3952, and Copy of the Incoming Request
20171000: Thomas Jefferson University; Philadelphia University
Date
Acquiring Party
Thomas Jefferson University
Acquired Party
Philadelphia University
Acquired Entities
Philadelphia University
20171086: AT&T Inc.; Softbank Group Corp.
Date
Acquiring Party
AT&T Inc.
Acquired Party
Softbank Group Corp.
Acquired Entities
AT&T Mobility Spectrum LLC
New Cingular Wireless PCS, LLC
Sprintcom, Inc.
Sprint Spectrum L.P.
Sprint Spectrum License Holder III LLC
Sprint PCS License, L.L.C.
20171087: Softbank Group Corp.; AT&T Inc.
Date
Acquiring Party
Softbank Group Corp.
Acquired Party
AT&T Inc.
Acquired Entities
New Cingular Wireless PCS, LLC
AT&T Mobility Spectrum LLC
Sprintcom, Inc.
Sprint Spectrum L.P.
Sprint Spectrum License Holder III LLC
Sprint PCS License, L.L.C.
20171092: Platinum Equity Capital Partners IV, L.P.; ATS Consolidated, Inc.
Date
Acquiring Party
Platinum Equity Capital Partners IV, L.P.
Acquired Party
ATS Consolidated, Inc.
Acquired Entities
ATS Consolidated, Inc.
20171094: Shanghai Shenda Co., Ltd.; International Automotive Components Group North America, LLC
Date
Acquiring Party
Shanghai Shenda Co., Ltd.
Acquired Party
International Automotive Components Group North America, LLC
Acquired Entities
Newco
20171101: Insignia Capital Partners, L.P.; Tillamook Country Smoker, Inc.
Date
Acquiring Party
Insignia Capital Partners, L.P.
Acquired Party
Tillamook Country Smoker, Inc.
Acquired Entities
Tillamook Country Smoker, Inc.
20171107: Orion US Holdings 1 L.P.; SunEdison, Inc.
Date
Acquiring Party
Orion US Holdings 1 L.P.
Acquired Party
SunEdison, Inc.
Acquired Entities
TerraForm Power Inc.
20171108: Blackstone Energy Partners II Q L.P.; EnCap Flatrock Midstream Fund II, L.P.
Date
Acquiring Party
Blackstone Energy Partners II Q L.P.
Acquired Party
EnCap Flatrock Midstream Fund II, L.P.
Acquired Entities
EagleClaw Midstream Ventures, LLC
20171109: Harmony Merger Corp.; NextDecade, LLC
Date
Acquiring Party
Harmony Merger Corp.
Acquired Party
NextDecade, LLC
Acquired Entities
NextDecade, LLC
20171114: Olympus Growth Fund VI, L. P.; Wind Point Partners, VII-A, L.P.
Date
Acquiring Party
Olympus Growth Fund VI, L. P.
Acquired Party
Wind Point Partners, VII-A, L.P.
Acquired Entities
Petmate Holdings Co.
20171115: Sawai Pharmaceutical Co., Ltd.; Ken & Grace Evanstad
Date
Acquiring Party
Sawai Pharmaceutical Co., Ltd.
Acquired Party
Ken & Grace Evanstad
Acquired Entities
Upsher-Smith Laboratories, Inc.
Displaying 8761 - 8780 of 45499