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Displaying 44481 - 44500 of 45561
8705004 Informal Interpretation
Date
Rule
801.1(b); Item 5
5/22/86- advised (redacted) that I agree with the content of this letter.
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(111.1 KB)
8605006 Informal Interpretation
Date
Rule
801.40
OK as amended W. Kaplan 5/21/86
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(340.06 KB)
8605004 Informal Interpretation
Date
Rule
7A(c)(7) ; 7A(c)(8); 802.6
No Comments
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(256.31 KB)
8605005 Informal Interpretation
Date
Rule
7A(d)(2)(B), 803.11, 802.30
On 5/29/ I informed (redacted) that the Transaction was not required to be filedsince (1) If it involves voting securities it is exempt under 802.30 as an intra-person transaction. If it is not voting...
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(533.14 KB)
8605011 Informal Interpretation
Date
Rule
803.11; Section 7A(e)(2)
See Comments
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(65.08 KB)
8604011 Informal Interpretation
Date
Rule
802.20
I concur with this letter except that we cannot sign and return a copy of your letter P.S. called (redacted) 1:30 P.M. May 1, 1986. The PMN Staff concurs with your letter, except for exception as...
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(317.36 KB)
Displaying 44481 - 44500 of 45561