The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
Displaying 44221 - 44240 of 46318
9302004 Informal Interpretation
Date
Rule
801.11(c)
Trial balance sheet with errors is not a regularly prepared balance sheet but is in the process of being prepared. Once prepared without errors and if prepared on a monthly basis it becomes the last...
File
Original Image File
(115.43 KB)
9302006 Informal Interpretation
Date
Rule
801.1(a)(2); 801.2 (a) and (b); 801.40
None
File
Original Image File
(120.06 KB)
9302008 Informal Interpretation
Date
Rule
7A(c)(1)
Raw timberland is exempt since it has not been harvested in 5 years. Also it is only inventory for buyer who will use it in the ordinary course of his business.
File
Original Image File
(78.43 KB)
Mobil Oil Corporation
Federal Trade Commission Decisions, Volume 116, Page 113
Type of Action
Administrative
Last Updated
9301006 Informal Interpretation
Date
Rule
801.1(a); 7A(c)(4); 7A(a)(2)(B)
1/25/93 Called [redacted]. It appears that [redacted] is a political subdivision, and therefore, exempt. Nonprofit corporate affiliate is an entity and would be required to file if it meets the size...
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Original Image File
(157.25 KB)
9301007 Informal Interpretation
Date
Rule
802.30; 801.1(c)(8); 801.1(b)(2)
1/22/93 PMN cant expand 802.30 to exclude the merger of two subs held contractually. Must be by holdings of voting securities.
File
Original Image File
(167.04 KB)
9301005 Informal Interpretation
Date
Rule
802.63
1/13/93 Exempt under 802.63. RS concurs.
File
Original Image File
(208.7 KB)
9301002 Informal Interpretation
Date
Rule
Section 7A(a), 801.11(b)(2)
1/11/93 - called [redacted]. He advises that [redacted] holds only [redacted] and the latter's financials reflect the size of [redacted]. [Redacted] is a single entity and controls neither entity. The...
File
Original Image File
(53.35 KB)
9301003 Informal Interpretation
Date
Rule
801.1(c)(3); 803.2; 801.1(c)(4)
1/11/93 Under 801.1(c)(4), if settlor retains a reversionary interest, then settlor holds assets of the trust. By naming himself beneficiary, individual who contributed more than 50% has retained a...
File
Original Image File
(116.1 KB)
Advisory opinion overruling the 1979 staff opinion letter regarding gasohol
Date
Re: The Commission overruling the 1979 staff opinion letter regarding gasohol, Decisions Volume 116
Rayle v. First Natl Bank of Cut Bank et al.
Date
Federal Court
Central District of California
FTC amicus curiae brief in Rayle v. First Natl Bank of Cut Bank et al. before the Central District of California concerning whether an equity receiver may sue on behalf of defrauded customers
File
Rayle v. First Natl Bank of Cut Bank et al.
(11.08 MB)
9301004 Informal Interpretation
Date
Rule
801.1(c); 801.63
The Trust remains in existence and continues to hold title to the asset after the transaction. This is a purchase of a stream of income and not reportable.
File
Original Image File
(90.25 KB)
9301008 Informal Interpretation
Date
Rule
802.51
In order to be an exempt transaction under section 802.51, you need only to satisfy one of the subsections (a, b, c or d) listed therein.
File
Original Image File
(45.28 KB)
9212005 Informal Interpretation
Date
Rule
7A(c)(1); 802.1
See # 23 in Premerger Practice Manual refers to the PMN Office position on loans. Called [redacted] 12-18-92. Noted that the sale of substantially all of a portfolio of loans can be exempt under c-1...
File
Original Image File
(69.59 KB)
9212004 Informal Interpretation
Date
Rule
801.40; 801.1(f)(1)
12/16/92 – Advised [redacted- colleague] in the absence of [redacted- author of the letter] that the premerger office was of the view that the trust units were not voting securities. Asked for further...
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(136.89 KB)
Displaying 44221 - 44240 of 46318