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Displaying 43541 - 43560 of 45441
9111012 Informal Interpretation
Date
Rule
7A(c)(1); 802.1(b)
11/19/91 - called (redacted). Advised that since sale involved less than all of (redacted)'s rights in bona fide financing arrangements (and buyer does not engagein commercial trucking activities...
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(117.54 KB)
9111010 Informal Interpretation
Date
Rule
7A(c)(1); 802.1(b)
11/18/91 - called (redacted). He confirmed that this proposed sale did not involvethe sale of substantially all of the assets of a division of the seller and that the buyers purchase of these lease...
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(117.2 KB)
9111008 Informal Interpretation
Date
Rule
801.11(e); 801.40
11/14/91 - called (redacted) and advised that letter correctly reflects our earlier discussion and that 801.11(e) would reduce (redacted) size below $10MM for thepurchase of the various voting stock...
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(104.86 KB)
9111003 Informal Interpretation
Date
Rule
7A(c)(1)
11/8/91 OK. TFH
File
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(92.92 KB)
9111004 Informal Interpretation
Date
Rule
7A(c)(1); 802.1
11/8/91 - Writer misunderstood what I said. Applicability of exemption depends exclusively on the fact that raw land is being transferred. TFH
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(109.26 KB)
9111006 Informal Interpretation
Date
Rule
801.1 (a)(2)
11/7/91 Called (redacted) and advised that the System is a state agency (non-corporate) and, as such, is not an entity under Sec. 801.1 (a)(2). This conclusion is supported by the enabling legislation...
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(116.95 KB)
9111002 Informal Interpretation
Date
Rule
7A (c)(1); 802.1; 801.40
This letter is in error; called (redacted) 11-5-91 and informed her of such. PS
File
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(100.06 KB)
9401003 Informal Interpretation
Date
Rule
801.10(b), 801.10(c)
Exclusive licenses. Valuation of. 11/4/91 advised writer that grant of 4 year, North American exclusive patent and know-how license is the transfer of an asset. The lump sum payment and estimated...
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(100.99 KB)
9111001 Informal Interpretation
Date
Rule
7A(c)(1)
None, but see #9111003
File
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(92.82 KB)
9111005 Informal Interpretation
Date
Rule
801.1(c); 801.10; 801.90
None.
File
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(84.06 KB)
9111011 Informal Interpretation
Date
Rule
801.30; 802.51
Called (redacted) and informed notice must be given to V (the issuer) and perhaps cc a copy to C to bring them into the loop. Otherwise, I agree with letter. PS. RS concurs. See PDF exhibit for...
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Original Image File
(94.23 KB)
9111013 Informal Interpretation
Date
Rule
802.1
Writer told that this was NOT an exempt transaction. WS called (redacted) andtold that this transaction was not exempt. WS discussed this letter with R Smithand N. Ovuka, and they concurred.
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(86.48 KB)
9111015 Informal Interpretation
Date
Rule
7A(c)(2); 801.21; 801.13
The acquisition of mortgages is exempt under 7A(c)(2) and a mortgage is not an asset under 801.21. Therefore, its value need not be aggregated with other non-exempt assets under 801.13, and a person...
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(136.88 KB)
9111017 Informal Interpretation
Date
Rule
802.63
OK. John Sipple expressed some reservations about a situation in which someone heard about this plan and bought up B bonds in order to acquire control of whatused to be B. Its not clear how this case...
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Original Image File
(87.34 KB)
9111018 Informal Interpretation
Date
Rule
801.40
This transaction is a formation of a partnership not a corporation - - not reportable. 7-31-78 SBP at 33485. Contacted (redacted); not reportable. PS. RS concurs, but notes minor flaws in letter.
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(177.98 KB)
9110016 Informal Interpretation
Date
Rule
801.40
Called (redacted) 10-29-91 -- 801.40 does not apply since size thresholds are notmet. PS. RS concurs but notes flaws.
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(125.66 KB)
9110013 Informal Interpretation
Date
Rule
802.63
10/23/91 Per J/Ss request, called (redacted). He advised that B was not acompetitor of A, the insurance company. I advised that A appeared to be acreditor of B and, as such, in a bona fide debt...
File
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(117.36 KB)
Displaying 43541 - 43560 of 45441