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HSR Informal Interpretations

9803001 Informal Interpretation

… 9803001 Informal Interpretation 9803001 Informal Interpretation (redacted) March 2, 1998 VIA HAND DELIVERY Premerger Notification Office Bureau of … a Simultaneous Transaction Dear Dick: Thank you for taking the time to speak with (redacted) and me last week …
Date
Rule
None
3/6/98 Advised writer that shareholders of B do not have to report for the taking of the same % ( or lesser) shares in Newco since Newco is the successor to B and only holds B as a sub. Also on p.6...
Federal Register Notice

Roche Holding Ltd.; Analysis to Aid Public Comment

… Roche Holding Ltd.; Analysis to Aid Public Comment Federal Register Notice Roche Holding Ltd.; Analysis to Aid Public Comment 971 0103 980304rocheholding.pdf … Roche Holding Ltd.; Analysis to Aid Public Comment …
Date
Federal Register Notice

Stone Container Corp.; Analysis to Aid Public Comment

… Stone Container Corp.; Analysis to Aid Public Comment Federal Register Notice Stone Container Corp.; Analysis to Aid Public Comment 951 0006 980304stonecontainercorp.pdf … Stone Container Corp.; Analysis to Aid Public …
Date
HSR Informal Interpretations

9803002 Informal Interpretation

… 9803002 Informal Interpretation 9803002 Informal Interpretation (redacted) … will confirm our conversation on February 17, relative to the control provisions of the Hart-Scott-Rodino Antitrust Improvements Act (the HSR …
Date
Rule
801.1(b); 802.51(b)
3/3/98 - By phone mail message advised writer that, under 802.1(b) control rules,B (foreign issuer) does not control C (foreign issuer), even though foreign jurisdiction says B has de facto control of...
HSR Informal Interpretations

9802021 Informal Interpretation

… 9802021 Informal Interpretation 9802021 Informal Interpretation (redacted) … with Hart-Scott-Rodino Antitrust Improvements Act (theAct) Dear Dick: One of our clients is planning to … at least two of which will require a filing under the Act. The purpose of my letter is a seek guidance from …
Date
Rule
801.2 (a) & (b)
3/2/98- Advised writer that if it is certain that A (not C) will control LP after completion of transaction, A should file as an acquiring person (by controlling LP) and B should file as acquired...
HSR Informal Interpretations

9802020 Informal Interpretation

… 9802020 Informal Interpretation 9802020 Informal Interpretation (redacted) [Please note: There were 2 pages of Facsimile cover letter.] February 26, … NW, Room 303, Washington, D.C. 20580 Re:Interpretation of the Securities Underwriter Exemption (16 C.F.R. 802.60) …
Date
Rule
802.60; 802.64
3/2/98 - Advised writer that if it is certain that A (not C) will control LP after completion of transaction, A should file as an acquiring person (by controlling LP) and B should file as acquired...
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