The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
Displaying 41021 - 41040 of 44671
Federal Register Notice
Request for Industry Guidelines and Principles - P954807
… Request for Industry Guidelines and Principles - P954807 Federal Register Notice Request for Industry Guidelines and Principles - P954807 …
Date
Hart Marketing Enterprises Ltd., Inc., Internet Space Station, Inc., et al.
… Hart Marketing Enterprises Ltd., Inc., Internet Space Station, Inc., et al. Hart Marketing Enterprises Ltd., Inc., Internet …
Type of Action
Federal
Last Updated
FTC Matter/File Number
972 3259
Maher, Thomas; Dorian Reed, Audrey Reed, and Internet Business Broadcasting, Inc.
… Maher, Thomas; Dorian Reed, Audrey Reed, and Internet Business Broadcasting, Inc. Maher, Thomas; Dorian Reed, Audrey Reed, and …
Type of Action
Federal
Last Updated
FTC Matter/File Number
982 3000
Federal Register Notice
Granting of Request for Early Termination of the Waiting Period Under the Premerger Notification Rules
… Granting of Request for Early Termination of the Waiting Period Under the Premerger Notification Rules Federal Register Notice …
Date
Federal Register Notice
Roche Holding Ltd.; Analysis to Aid Public Comment
… Roche Holding Ltd.; Analysis to Aid Public Comment Federal Register Notice Roche Holding Ltd.; Analysis to Aid Public Comment 971 0103 980304rocheholding.pdf … Roche Holding Ltd.; Analysis to Aid Public Comment …
Date
Federal Register Notice
Stone Container Corp.; Analysis to Aid Public Comment
… Stone Container Corp.; Analysis to Aid Public Comment Federal Register Notice Stone Container Corp.; Analysis to Aid Public Comment 951 0006 980304stonecontainercorp.pdf … Stone Container Corp.; Analysis to Aid Public …
Date
9803002 Informal Interpretation
… 9803002 Informal Interpretation 9803002 Informal Interpretation (redacted) … will confirm our conversation on February 17, relative to the control provisions of the Hart-Scott-Rodino Antitrust Improvements Act (the HSR …
Date
Rule
801.1(b); 802.51(b)
3/3/98 - By phone mail message advised writer that, under 802.1(b) control rules,B (foreign issuer) does not control C (foreign issuer), even though foreign jurisdiction says B has de facto control of...
File
Original Image File
(53.26 KB)
Prepared Statement of the Federal Trade Commission On the Global Tobacco Settlement
… Prepared Statement of the Federal Trade Commission On the Global Tobacco Settlement Prepared Statement of the Federal Trade Commission On the Global Tobacco …
Date
By
Robert Pitofsky, Former Chairman
File
Testimony
(137.7 KB)
9802021 Informal Interpretation
… 9802021 Informal Interpretation 9802021 Informal Interpretation (redacted) … with Hart-Scott-Rodino Antitrust Improvements Act (theAct) Dear Dick: One of our clients is planning to … at least two of which will require a filing under the Act. The purpose of my letter is a seek guidance from …
Date
Rule
801.2 (a) & (b)
3/2/98- Advised writer that if it is certain that A (not C) will control LP after completion of transaction, A should file as an acquiring person (by controlling LP) and B should file as acquired...
File
Original Image File
(69.87 KB)
9802020 Informal Interpretation
… 9802020 Informal Interpretation 9802020 Informal Interpretation (redacted) [Please note: There were 2 pages of Facsimile cover letter.] February 26, … NW, Room 303, Washington, D.C. 20580 Re:Interpretation of the Securities Underwriter Exemption (16 C.F.R. 802.60) …
Date
Rule
802.60; 802.64
3/2/98 - Advised writer that if it is certain that A (not C) will control LP after completion of transaction, A should file as an acquiring person (by controlling LP) and B should file as acquired...
File
Original Image File
(107.26 KB)
Section 604(c)(1)(A): Reports for non-consumer-initiated credit or insurance transactions
… Section 604(c)(1)(A): Reports for non-consumer-initiated credit or insurance transactions Section 604(c)(1)(A): Reports for non-consumer-initiated credit or insurance transactions Advisory Opinion …
Date
9803014 Informal Interpretation
… 9803014 Informal Interpretation 9803014 Informal Interpretation March 16, … conversations. I had called to request guidance concerning the Federal Trade Commissions interpretations of the institutional investor exemption in Section 7A(c)(11) of …
Date
Rule
802.64
None
File
Original Image File
(60.51 KB)
9803003 Informal Interpretation
… 9803003 Informal Interpretation 9803003 Informal Interpretation (redacted) … D.C. 20580 Re:Premerger Notification Requirements Under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (the Act) Dear Mr. Sharpe: I am writing to you to confirm the …
Date
Rule
802.9
Questions posed to (redacted) What is the decision-making process of the eight general partners? Majority rule? Does X have veto power over the other seven?Answer: The decision making process requires...
File
Original Image File
(42.91 KB)
9803006 Informal Interpretation
… 9803006 Informal Interpretation 9803006 Informal Interpretation March 9, 1998 … my understanding of our telephone conversation concerning the applicability of the Hart-Scott-Rodino Antitrust Improvements Act of 1976 to …
Date
Rule
801.40
None noted
File
Original Image File
(39.7 KB)
9803007a Informal Interpretation
… 9803007a Informal Interpretation 9803007a Informal Interpretation (redacted) … Attached is an outline of a transaction that involves the transfer of a (redacted) and certain (redacted). We believe that the described transaction is exempt from the reporting …
Date
Rule
Unknown
None noted
File
Original Image File
(130.48 KB)
9803007b Informal Interpretation
… 9803007b Informal Interpretation 9803007b Informal Interpretation (redacted) Gov. Units Fin. Units Total % …
Date
Rule
Fin. Units
100
File
Original Image File
(130.48 KB)
9803011 Informal Interpretation
… 9803011 Informal Interpretation 9803011 Informal Interpretation (redacted) … Re:(redacted) Dear Nancy: This letter is a follow-up to the letter we sent to you on March 10, 1998 and confirms the discussions we had Wednesday, March 11, 1998 regarding a …
Date
Rule
7A(c)(1)
None.
File
Original Image File
(34.84 KB)
9803021 Informal Interpretation
… 9803021 Informal Interpretation 9803021 Informal Interpretation One page fax … conversation earlier today, I am briefly describing the transactions I called you about. 1.Company A is a … with sales of under $10 million and few assets. All of the stock of Company A is owned by a single individual …
Date
Rule
802.20
OK. Survivor is Individual B. RS concurs.
File
Original Image File
(58.62 KB)
9803022 Informal Interpretation
… 9803022 Informal Interpretation 9803022 Informal Interpretation (redacted) … of this morning involving you, me and (redacted) concerning the applicability of the 7A(c)(9) and 802.9 investment exemption to the purchase …
Date
Rule
802.9, 7A(c)(9)
None
File
Original Image File
(82.43 KB)
Displaying 41021 - 41040 of 44671