Skip to main content

Refine your results

Filters
Search
Include spaces in matter number if applicable. Ex.: 182 3125
Date
Displaying 2421 - 2440 of 2690
HSR Informal Interpretations

8609012 Informal Interpretation

… for filing the Hart-Scott-Rodino Notification and Report Forms for a number of our clients. In order to serve … cost we have entered the contents of the Notification and Report Form onto our word processing system. In this way we … as an equivalent reproduction of the Notification and Report Form under 16 C.F.R. 803.1(a) on which we can make …
Date
Rule
803.1
Different forms can be used if info. is same. Wayne 10/3/86
HSR Informal Interpretations

8609008 Informal Interpretation

… and its affiliated entities. A Premerger Notification and Report Form was filed with respect to this transaction on … structured as a mortgage or a secured loan, would not be a reportable transaction under the Act. When I described the …
Date
Rule
802.63
If bonafide financing deal this is exempt under 802.63. AS W.K. concurs.
HSR Informal Interpretations

8608005 Informal Interpretation

… the Act does not require the filing of a Notification and Report Form for any of these transactions. The formation of Company X is not reportable by Company A under 16 C.F.R. 801.40 because … Xs acquisition of widget assets from Company A is not reportable by the parties under 16 C.F.R. 802.20 since the …
Date
Rule
801.10; 801.40; 802.20
No written response will be given. A must determine in good faith fair market value of the v.s. of X it will obtain and if below $15.0MM in value then none of above transactions appear to be...
HSR Informal Interpretations

8608007 Informal Interpretation

… satisfies the minimum value exemption and is not reportable. A. a natural person, is the u.p.e. of B, a …
Date
Rule
7A(a)(3)
I concur Patrick Sharpe. Called (redacted) 8-22-86 Andy concurs. Upon later review, the letter appears to ignore the PMN position that any direct assumption of liabilities bargained for between the...
HSR Informal Interpretations

8608012 Informal Interpretation

… that (redacted) is not required to file a Notification and Report Form under Section 803.1(a) of the Rules in … Footnote Such a construction would be consistent with the reporting requirements for tender offers by United States … Section 802.20 of the Rules). We can see no rationale for a reporting requirement which treats foreign tender offers …
Date
Rule
802.51
No Comments
HSR Informal Interpretations

8607005 Informal Interpretation

… the formation of the joint venture partnership is not reportable under the H-S-R Act, (redacted) voluntarily … acquisition of accounts receivable from (redacted) is not a reportable transaction under the H-S-R Act. In the ordinary …
Date
Rule
802.1(b)
Limited to the specific facts of this matter the above is correct. Wayne Kaplan 7/21/86
HSR Informal Interpretations

8607006 Informal Interpretation

… is whether the formation of the joint venture must be reported, pursuant to § 801.40, or whether the creation of the joint venture will be exempt from the reporting requirements pursuant to the provisions of § …
Date
Rule
801.40; 802.50; 802.52
Company A acquisition exempt under 802.50. Development company exempt under 802.52.
HSR Informal Interpretations

8607004 Informal Interpretation

… an interpretation of the obligations of a foreign company reporting revenues under Item 5 of the Form. Sincerely, … In responding to Item 5 of the Premerger Notification and Report Form, the following questions arise: (1) Does Company A report revenues for goods manufactured by it outside the …
Date
Rule
801.51; Item 5
1. No - Only revenues for sales of those subs. out of establishments in the U.S. 2. No- 3. Sales of U.S. establishment are as a wholesaler Probably no difference where involved 4. Non-Mfg. 5. Co. must...
HSR Informal Interpretations

8606010 Informal Interpretation

… million. For purposes of the Premerger Notification and Report Form under the Antitrust Improvements Act of 1976, as … met. The acquisition price itself is under the $15 million reporting threshold. However, the construction costs of the … net effect on value of the transaction for purposed of the reporting threshold. 3. The Company is assuming construction …
Date
Rule
7A(c)(1)
Spoke w/ (redacted) 6/23/86 Size-of-Transaction must include $13.5 MM acquisition price plus costs reimbursed up to closing. Does not include remainder of contract price because is executory-services...
HSR Informal Interpretations

8606016 Informal Interpretation

… last Wednesday about the Hart-Scott-Rodino Notification and Report Form. As promised, I am writing to describe the … convertible debentures of Corporation A. With respect to reporting this transaction, I confronted what seemed to me to be four separate issues: 1. Which transactions are reportable? 2. Who are the acquiring and acquired persons, …
Date
Rule
801.2
No Comments
HSR Informal Interpretations

8705004 Informal Interpretation

… error because natural persons investment revenues must be reported under an appropriate SIC Code. You further stated … of the Hart-Scott-Rodino form requires such revenues to be reported regardless of amount, for 1982. Section 5(c) requires such revenues to be reported for the most recent year, provided such amounts are …
Date
Rule
801.1(b); Item 5
5/22/86- advised (redacted) that I agree with the content of this letter.
HSR Informal Interpretations

8605009 Informal Interpretation

… Period for New Antitrust Improvements Act Notification and Report Form Dear Mr. Sipple: This will confirm our telephone … utilizing the Antitrust Improvements Act Notification Report Form for Certain Mergers and Acquisitions (the form) … interpreted the sixty day transitional period under which reporting persons may submit either 1977 or 1982 revenue …
Date
Rule
Item 5
OK W
HSR Informal Interpretations

8605004 Informal Interpretation

… informational filing under Section 7A (c) (8) if separately reportable under the Act. You have advised me that the … the indirect acquisition of Subsidiary stock will not be reportable and no informational filing will be required. If …
Date
Rule
7A(c)(7) ; 7A(c)(8); 802.6
No Comments
Displaying 2421 - 2440 of 2690
Return to top