The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
Displaying 24001 - 24020 of 45712
0705001 Informal Interpretation
Date
Rule
801.40
Probably the appropriate way to look at this is as a formation of Holdco, with Investor, Founder and other shareholders contributing either cash or shares of target to the formation, because Holdco is...
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0705002 Informal Interpretation
Date
Rule
801.10, 15 USC 18a(c)(10) 7A(c)(10)
Agree with 1 and 2. When the restricted shares vest, a filing would be required only if the percentage of A voting securities held by C increases. C has already acquired the A voting securities...
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20071153: Community Education Centers, Inc.; CiviGenics, Inc
Date
Acquiring Party
Community Education Centers, Inc.
Acquired Party
CiviGenics, Inc
Acquired Entities
CiviGenics, Inc
20071093: NuVox, Inc.; M/C Venture Partners V, L.P.
Date
Acquiring Party
NuVox, Inc.
Acquired Party
M/C Venture Partners V, L.P.
Acquired Entities
Florida Digital Network, Inc.
20070507: Saskatchewan Wheat Pool, Inc.; United Grain Growers Limited
Date
Acquiring Party
Saskatchewan Wheat Pool, Inc.
Acquired Party
United Grain Growers Limited
Acquired Entities
United Grain Growers Limited
20071169: Thoma Cressey Fund VIII, L.P.; SvoCO, L.P.
Date
Acquiring Party
Thoma Cressey Fund VIII, L.P.
Acquired Party
SvoCO, L.P.
Acquired Entities
Midwest Dental Holding Company, Inc.
0704019 Informal Interpretation
Date
Rule
802.2(e), 802.4, 801.10
Once you have determined that the acquisition of the voting securities is reportable, the value is the total value of those voting securities. All assets (and liabilities) of the issuer would be taken...
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0704021 Informal Interpretation
Date
Rule
801.13, 801.14
If B1 and B2 are each their own UPE, then the acquisition of B2 is not aggregated with B1 and is therefore not reportable. 801.13 and 801.14 only deal with aggregation of acquisitions from the same...
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0704022 Informal Interpretation
Date
Rule
802.9
The restricted voting rights are not the result of a contractual arrangement, they are contained in the bylaws of the corporation. This would potentially be an argument that as a practical matter the...
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Displaying 24001 - 24020 of 45712