Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 4201 - 4220 of 4541
Date
Rule
802.50
None - but see 8611017 for original letter
File
Original Image File
(245.91 KB)
Date
Rule
801.10
This looks OK to me.
File
Original Image File
(212.93 KB)
Date
Rule
Item 4(c)
Offering document must be included as 4(c).
File
Original Image File
(415.78 KB)
Date
Rule
16 C.F.R. 801.19(b)
O.K.
File
Original Image File
(135.37 KB)
Date
Rule
7A(c)(3); 803.30
None noted
File
Original Image File
(211.55 KB)
Date
Rule
802.20
Upon review it appears that this is a questionable interpretation in that C can elect 50% of the board or more through holding of voting securities. Perhaps C should have been advised to file. More...
File
Original Image File
(339.67 KB)
Date
Rule
16 C.F.R 802.20
Subject to real intent of parties to actually acquire and hold the 49% of the initial org. is not reportable.
File
Original Image File
(124.52 KB)
Date
Rule
802.1; 802.63
Must use ordinary course exemption analysis. c(2) does not apply because areacquiring an asset. 11/24/86
File
Original Image File
(391.27 KB)
Date
Rule
801.10 (b), 801.10 (c) (2), 801.13 (b) (1)
Letter incorrect. Since portions of the consideration are undetermined, the acquiring person must have good faith determine the fair market value of assets. 11/24/1986
File
Original Image File
(237.35 KB)
Date
Rule
802.20
Notified OK 11/21/86
File
Original Image File
(107.65 KB)
Date
Rule
802.30
Incorrect. Persons are A acquiring B & 802.30 inapplicable despite comparable shareholdings. Wayne Kaplan 11/12/86 Notified writer on 11/13/86
File
Original Image File
(138.55 KB)
Date
Rule
801.40
Called (redacted) 11-10-86. I concur
File
Original Image File
(137.33 KB)
Date
Rule
Rule 803.1 (Item 5 of Form)
See Text Boxes
File
Original Image File
(155.46 KB)
Date
Rule
801.90
Called on 11/25 to confirm understanding. Based on facts, the purchasing corporations appear to be separate persons. Also indicated that facts do not suggest that the transaction is structured as an...
File
Original Image File
(170.04 KB)
Date
Rule
803.1
Different forms can be used if info. is same. Wayne 10/3/86
File
Original Image File
(88.22 KB)
Date
Rule
802.1
O.K. W.E.K. 10/1/86
File
Original Image File
(228.11 KB)
Date
Rule
801.1(a)(1)
Called (redacted) 11-4-86
File
Original Image File
(155.18 KB)
Date
Rule
801.10; 801.12; 801.40
No Comments
File
Original Image File
(170.81 KB)
Date
Rule
7A
Letter is incorrect. I cannot bind the Commission. I merely advised (redacted) that we advise that no filing is necessary. We refers to the premerger office, and the FTC and Dept. of Justice are not...
File
Original Image File
(109.71 KB)
Displaying 4201 - 4220 of 4541