Informal interpretations provide guidance from previous staff interpretations on the applicability of the HSR rules to specific fact situations. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Displaying 3941 - 3960 of 4541
Date
Rule
801.1(c)(2); 801.11(c)(1)
Advised that 801.1(c)(2) requires insurance company to include assets held in a separateaccount for size of person test. - JDahnke 9/20/90
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(386.61 KB)
Date
Rule
801.11
9/18/90 Advised (redacted) that pursuant to Rule 801.11, the size of person test includesthe acquired person plus all entities it controls. He agreed and stated that the acquiredperson controls no one...
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Original Image File
(98.89 KB)
Date
Rule
801.11
For purposes of the size-of person test for an individual, include the financials of all entitiescontrolled plus any other investment assets. Exclude personal assets such as a house or car. Include...
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(81.69 KB)
Date
Rule
802.63
Sale - leaseback in ordinary course
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(442.36 KB)
Date
Rule
801.11
I never received a letter dated 9-4-90But did have phone conversation
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(42.3 KB)
Date
Rule
801.15(b); 802.50
None noted
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(56.78 KB)
Date
Rule
7A(c)(4); 801.1(a)(2)
None noted
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(47.27 KB)
Date
Rule
801.40; 802.30
None noted
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(167.44 KB)
Date
Rule
801.1(b)
B controls A because B has the power to designate directors of A.
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(178.37 KB)
Date
Rule
801.10(c)(2)
8/30 Advised (redacted) that as long as none of the payment of Company C’s debt to Company B was disguised consideration for the purchase of C’s stock, there is no basis for questioning the $9 MM...
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(186.1 KB)
Date
Rule
7A(c)(4)
Advised that exemption 7A(c)(4) was available to cover a transaction by a newly association under the conservatorship of the RTC.
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(349.41 KB)
Date
Rule
801.40
The formation of the companies are steps in a subsequent merger. Since it is a merger,801.40 cannot apply. If there were no merger, then it will be subjected 801.40.
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(1.1 MB)
Date
Rule
802.1
As long as it does not meet the size of transaction test for the aggregate total of commercialproperty. Resident property can be carved out.
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(148.5 KB)
Date
Rule
802.1; 802.50(b); 802.63
Confirmed that based on the facts presented the transaction appeared to be exempt per802.50(b). We also discussed the possible application of 802.63 - the exemption for the initial establishment of a...
File
Original Image File
(112.85 KB)
Date
Rule
801.15; 801.21, 801.90, 802.1, 802.20
Per J/S, Wrong - buying an ongoing store and inventories should not be excluded. Not in normal course of business to sell
File
Original Image File
(92.58 KB)
Date
Rule
7A(c)(1); 802.20 (b)
1/3/90 - called (redacted) and advised that we view - A as having acquired all of thepartnership interests, i.e., the full assets of the partnership. However, we do not view bankspace as retail since...
File
Original Image File
(258.86 KB)
Date
Rule
801.40
1/2/90 - advised (redacted) that we generally prefer to have the intermediary and final events occur at the same time. He said this would likely happen in the present case but since certain filings of...
File
Original Image File
(112.05 KB)
Date
Rule
801.1(a)(2)
If city is municipal corporation, isnt the city, the corporation and [sic] entity and therefore the UPE? Yes (redacted) called and said she used the term corporation loosely and that in fact the city...
File
Original Image File
(78.08 KB)
Displaying 3941 - 3960 of 4541