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Date

Tags:

Rule
803.9
Staff
Kristin Shaffer
Response/Comments

I'm afraid this is a bright line.  Two filing fees are required.

Question

[Redacted]

I’m afraid this is a bright line. Two filing fees are required.

Best regards,

Kristin

From: [Redacted]

Sent: Friday, August 03, 2018 3:17 PM


To: [Redacted]


Subject: 803.9(c)

Dear Team,

A US joint venture controlled by two foreign parents intends to make a reportable acquisition valued in excess of $168.8 million, but less than $843.9 million. The item 5 reporting for both parents is nearly identical. One parent has a minor investment outside the JV that reports $0.6 mm in revenues in a non-overlap code and the other reports $0.8 mm in additional investment income under 523910. Under these circumstances where the difference in item 5 reporting is so minimal, would the PNO permit the parties to submit one filing fee?

 

 

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