1007006 Informal Interpretation
… 1007006 Informal Interpretation 1007006 Informal Interpretation From: … 2010 3:17 PM To: Verne, B. Michael Subject: RE: Salesinto the U.S. Mike --Question rerestricted stock units that entitle the recipient to vote the shares andreceive dividends but …
Date
Rule
801.2, 801.1(c)
It depends on how they were restricted. We have seen various plans, I think the position then and now is that if you have the right to vote the share, receive dividends, and by definition the risk of...
File
Original Image File
(43.4 KB)