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Displaying 10321 - 10340 of 45868
Date
Rule
802.50; 802.51
Informal 0307004 is superseded by Premerger Notification Practice Manual (5th ed.) #152. “Sales in or into” are the same for both 802.50 and 802.51.
File
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(71.17 KB)
1609003 Informal Interpretation
Date
Rule
Item 4(b)
The change in the instructions for 4b is intended to relieve filers of the burden of providing separate reports for unconsolidated portfolio companies that do not contribute to overlaps, while adding...
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(63.98 KB)
FOIA Record
Lifelock consumer complaints (July 23, 2015 to October 5, 2016)
Request Date
FOIA Request Number
2016-01244
Document
20161610: S&P Global Inc.; Dr. Gary N. Ross
Date
Acquiring Party
S&P Global Inc.
Acquired Party
Dr. Gary N. Ross
Acquired Entities
PIRA
20161656: FR XIII Charlie AIV, L.P.; Chesapeake Energy Corporation
Date
Acquiring Party
FR XIII Charlie AIV, L.P.
Acquired Party
Chesapeake Energy Corporation
Acquired Entities
Chesapeake Energy Corporation
20161662: Exelon Corporation; Entergy Corporation
Date
Acquiring Party
Exelon Corporation
Acquired Party
Entergy Corporation
Acquired Entities
Entergy Nuclear FitzPatrick, LLC
81 FR 60257
Federal Register Cite
Type
Final Rule
Date
Description
DVD filing and Instructions Update
Topic
Administrative
Rules - 803
1609001 Informal Interpretation
Date
Rule
802.71
We agree that the creation and transfer of shares to Trusts B, C and D would be exempt under 802.71.
File
Original Image
(40.18 KB)
Federal Register Notice
16 CFR Part 803: Premerger Notification; Reporting and Waiting Period Requirements; Final Rule
Date
20161571: E*Trade Financial Corporation; General Atlantic Partners 96, L.P.
Date
Acquiring Party
E*Trade Financial Corporation
Acquired Party
General Atlantic Partners 96, L.P.
Acquired Entities
Aperture New Holdings, Inc.
20161630: Warburg Pincus Private Equity XI, L.P.; Avalara, Inc.
Date
Acquiring Party
Warburg Pincus Private Equity XI, L.P.
Acquired Party
Avalara, Inc.
Acquired Entities
Avalara, Inc.
20161641: CCMP Capital Investors III, L.P.; Jerry Newman Carr
Date
Acquiring Party
CCMP Capital Investors III, L.P.
Acquired Party
Jerry Newman Carr
Acquired Entities
Badger Sportswear, Inc.
20161643: CCMP Capital Investors III, L.P.; William Henry Carr
Date
Acquiring Party
CCMP Capital Investors III, L.P.
Acquired Party
William Henry Carr
Acquired Entities
Badger Sportswear, Inc.
Federal Register Notice
Agency Information Collection Activities; Proposed Collection; Comment Request; Notice (Regulation N)
Date
20161588: Partners Group Access 871 L.P.; SMS-THL Holdings I, Inc.
Date
Acquiring Party
Partners Group Access 871 L.P.
Acquired Party
SMS-THL Holdings I, Inc.
Acquired Entities
SMS-THL Holdings I, Inc.
20161627: CenterOak Equity Fund I, L.P.; Levine Leichtman Capital Partners III, L.P.
Date
Acquiring Party
CenterOak Equity Fund I, L.P.
Acquired Party
Levine Leichtman Capital Partners III, L.P.
Acquired Entities
Pretzel Parent Holding Corporation
20161634: KBR, Inc.; Honeywell International Inc.
Date
Acquiring Party
KBR, Inc.
Acquired Party
Honeywell International Inc.
Acquired Entities
Honeywell Technology Solutions Inc.
Displaying 10321 - 10340 of 45868