The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
Displaying 5981 - 6000 of 45726
Date
Acquiring Party
Atlas Merchant Capital Fund LP
Acquired Party
AqGen Island Holdings, Inc.
Acquired Entities
AqGen Island Holdings, Inc.
20190944: Tokio Marine Holdings, Inc.; Richard Robin and Nurit Robin
Date
Acquiring Party
Tokio Marine Holdings, Inc.
Acquired Party
Richard Robin and Nurit Robin
Acquired Entities
NAS Insurance Services, LLC
20190946: Merck & Co., Inc.; Immune Design Corp.
Date
Acquiring Party
Merck & Co., Inc.
Acquired Party
Immune Design Corp.
Acquired Entities
Immune Design Corp.
20190950: Ares Corporate Opportunities Fund V, L.P.; Audax Private Equity Fund V-A, L.P.
Date
Acquiring Party
Ares Corporate Opportunities Fund V, L.P.
Acquired Party
Audax Private Equity Fund V-A, L.P.
Acquired Entities
Source Acquisition Corp.
20190955: Rhone Partners V L.P.; Newell Brands Inc.
… 20190955: Rhone Partners V L.P.; Newell Brands Inc. HSR Early Termination Notice 20190955: Rhone Partners V L.P.; Newell Brands Inc. 20190955 Rexair Holdings, Inc. Newell Brands Inc. Rhone Partners V L.P. … 20190955: Rhone Partners V L.P.; Newell …
Date
Acquiring Party
Rhone Partners V L.P.
Acquired Party
Newell Brands Inc.
Acquired Entities
Rexair Holdings, Inc.
20190956: JAB Consumer Fund SCA SICAR; Veterinary Specialist of North America Holdings LLC
… 20190956: JAB Consumer Fund SCA SICAR; Veterinary Specialist of North … JAB Consumer Fund SCA SICAR; Veterinary Specialist of North America Holdings LLC 20190956 Veterinary Specialist …
Date
Acquiring Party
JAB Consumer Fund SCA SICAR
Acquired Party
Veterinary Specialist of North America Holdings LLC
Acquired Entities
Veterinary Specialist of North America Holdings LLC
20190970: Bridgepoint Europe VI Investments (2) S.a.r.l.; Kyriba Corp.
Date
Acquiring Party
Bridgepoint Europe VI Investments (2) S.a.r.l.
Acquired Party
Kyriba Corp.
Acquired Entities
Kyriba Corp.
20190971: Madrone Partners L.P.; Uplift, Inc.
… 20190971: Madrone Partners L.P.; Uplift, Inc. HSR Early Termination Notice 20190971: Madrone Partners L.P.; Uplift, Inc. 20190971 Uplift, Inc. Uplift, Inc. Madrone Partners L.P. … 20190971: Madrone Partners L.P.; Uplift, Inc. …
Date
Acquiring Party
Madrone Partners L.P.
Acquired Party
Uplift, Inc.
Acquired Entities
Uplift, Inc.
20190976: Sun Life Financial Inc.; GreenOak Real Estate, LP
Date
Acquiring Party
Sun Life Financial Inc.
Acquired Party
GreenOak Real Estate, LP
Acquired Entities
GreenOak Real Estate, LP
20190978: Jane Hsiao; OPKO Health, Inc.
Date
Acquiring Party
Jane Hsiao
Acquired Party
OPKO Health, Inc.
Acquired Entities
OPKO Health, Inc.
Federal Register Notice
16 CFR Part 305: Energy Labeling Rule; Notice of Proposed Rulemaking; Request for Public Comment
Date
20190926: Falfurrias Capital Partners III, LP; DFW Capital Partners IV, L.P.
… 20190926: Falfurrias Capital Partners III, LP; DFW Capital Partners IV, L.P. HSR Early Termination Notice 20190926: Falfurrias Capital Partners III, LP; DFW Capital Partners IV, L.P. 20190926 SCI …
Date
Acquiring Party
Falfurrias Capital Partners III, LP
Acquired Party
DFW Capital Partners IV, L.P.
Acquired Entities
SCI Group Holding Corporation
20190935: Digital Colony Partners (Cayman), LP; Gestion Audem Inc.
… 20190935: Digital Colony Partners (Cayman), LP; Gestion Audem Inc. HSR Early Termination Notice 20190935: Digital Colony Partners (Cayman), LP; Gestion Audem Inc. 20190935 Cogeco … 1 (USA) Holdings Inc. Gestion Audem Inc. Digital Colony Partners (Cayman), LP … 20190935: Digital Colony Partners …
Date
Acquiring Party
Digital Colony Partners (Cayman), LP
Acquired Party
Gestion Audem Inc.
Acquired Entities
Cogeco Peer 1 (USA) Holdings Inc.
1903001 Informal Interpretation
… concerning the c(10) per centum shareholding exemption. Company and its current investors have entered into an SPA. … to the SPA, the company intends to issue a Series D round of preferred stock. All current investors plan to … on a pro rata basis. The Series D will be voting stock. All of the current investors plan to close on the same day, …
Date
Rule
7A(c)(10)
The closings would need to be virtually simultaneous to use 7A(c)(10). 1-2 weeks between them is definitely too long.
File
Original Image
(80.06 KB)
1903003 Informal Interpretation
… transaction whereby Buyer will acquire less than 50% of the non-corporate interests of Company in step 1 and then will acquire the remaining …
Date
Rule
801.1, 803.7
Please file now, for both steps. Thank you for running this by us.
File
Original Image
(127.47 KB)
1903006 Informal Interpretation
… March 12, 2019 2:42 PM To: [Redacted] Subject: RE: Size-of-Transaction with Real Estate Yes, you should include the … Eastern Time (US & Canada) To: [Redacted] Subject: Size-of-Transaction with Real Estate Hi, Question below regarding … voting securities of the Target from Target’s owners. As part of the same proposed transaction (same Purchase …
Date
Rule
801.10, 802.1, 802.2
Yes, you should include the real estate in the SOT, unless an exemption applies.
File
Original Image
(109.38 KB)
20190928: Apax IX USD L.P.; Centrica plc
… 20190928: Apax IX USD L.P.; Centrica plc HSR Early Termination Notice 20190928: Apax IX USD L.P.; Centrica plc 20190928 Direct Energy US Home Services, Inc. Clockwork, Inc. Centrica plc Apax IX USD L.P. … 20190928: Apax IX USD L.P.; Centrica plc …
Date
Acquiring Party
Apax IX USD L.P.
Acquired Party
Centrica plc
Acquired Entities
Direct Energy US Home Services, Inc.
Clockwork, Inc.
20190929: Astorg VII SLP; Anaqua Parent Holdings, Inc.
Date
Acquiring Party
Astorg VII SLP
Acquired Party
Anaqua Parent Holdings, Inc.
Acquired Entities
Anaqua Parent Holdings, Inc.
20190932: Aquiline Financial Services Fund III L.P.; Parthenon Investors III, L.P.
… 20190932: Aquiline Financial Services Fund III L.P.; Parthenon Investors III, L.P. HSR Early Termination Notice 20190932: Aquiline Financial Services Fund III L.P.; Parthenon Investors III, L.P. 20190932 Relation Holdco, Inc. Parthenon Investors III, L.P. Aquiline Financial Services …
Date
Acquiring Party
Aquiline Financial Services Fund III L.P.
Acquired Party
Parthenon Investors III, L.P.
Acquired Entities
Relation Holdco, Inc.
Displaying 5981 - 6000 of 45726