Skip to main content

Refine your results

Filters
Search
Include spaces in matter number if applicable. Ex.: 182 3125
Date
Displaying 5941 - 5960 of 11382
Early Termination Notices

20071526: Quintana Energy Partners, L.P.; Industrial Growth Partners II, L.P.

… 20071526: Quintana Energy Partners, L.P.; Industrial Growth Partners II, L.P. HSR Early Termination Notice 20071526: Quintana Energy Partners, L.P.; Industrial Growth Partners II, L.P. 20071526 AmerCable Incorporated Industrial Growth Partners II, …
Date
Acquiring Party
Quintana Energy Partners, L.P.
Acquired Party
Industrial Growth Partners II, L.P.
Acquired Entities
AmerCable Incorporated
HSR Informal Interpretations

0706016 Informal Interpretation

… 2.TheCorporation will form a limited liability company (the "LLC"). All ofthe member interests of the LLC … will not be permitted to distribute or usethose funds unless the Investors make their intended investment … loan, itis now more probable the two loans will be combined into one set of loandocumentation from one lender …
Date
Rule
801.10
Agree. MV concurs.
Early Termination Notices

20071525: Tricor Pacific Capital Partners (FundIV) L.P.; Antonio Accornero

… 20071525: Tricor Pacific Capital Partners (FundIV) L.P.; Antonio Accornero HSR Early Termination Notice 20071525: Tricor Pacific Capital Partners (FundIV) L.P.; Antonio Accornero 20071525 CPI Card … Co., Antonio Accornero Tricor Pacific Capital Partners (FundIV) L.P. … 20071525: Tricor Pacific Capital Partners …
Date
Acquiring Party
Tricor Pacific Capital Partners (FundIV) L.P.
Acquired Party
Antonio Accornero
Acquired Entities
CPI Card Group-Nevada, Inc.
CPI Holding Co.,
HSR Informal Interpretations

0706015 Informal Interpretation

… conclusionthat the described transaction is not reportable under the HSR Act and itsrules. While our discussion focused … 1)ShareExchange: Founding shareholders of Investment Company will exchange theirshares in Investment Company for … sell on a public exchange approximately 2,000,000 shares ofcommon stock valued at $5.00/share (the "IPO Price") …
Date
Rule
801.11
Agree.
Early Termination Notices

20071513: Fenway Partners Capital Fund III, L.P.; 1-800 CONTACTS, INC.

… 20071513: Fenway Partners Capital Fund III, L.P.; 1-800 CONTACTS, INC. HSR Early Termination Notice 20071513: Fenway Partners Capital Fund III, L.P.; 1-800 CONTACTS, INC. 20071513 1-800 CONTACTS, … INC. 1-800 CONTACTS, INC. Fenway Partners Capital Fund III, L.P. … 20071513: Fenway Partners Capital Fund III, …
Date
Acquiring Party
Fenway Partners Capital Fund III, L.P.
Acquired Party
1-800 CONTACTS, INC.
Acquired Entities
1-800 CONTACTS, INC.
Early Termination Notices

20071499: Owl Creek Overseas Fund, Ltd.; Lacy J. Harber

… 20071499: Owl Creek Overseas Fund, Ltd.; Lacy J. Harber HSR Early Termination Notice 20071499: Owl Creek Overseas Fund, Ltd.; Lacy J. Harber 20071499 TIMCO Aviation Services, Inc. Lacy J. Harber Owl Creek Overseas Fund, Ltd. … 20071499: Owl Creek Overseas Fund, Ltd.; Lacy J. …
Date
Acquiring Party
Owl Creek Overseas Fund, Ltd.
Acquired Party
Lacy J. Harber
Acquired Entities
TIMCO Aviation Services, Inc.
Early Termination Notices

20071492: SEI-TCV Holding Corporation; John W. O'Brien

… LLC R.J. O'Brien Foreign Exchange, Inc. R.J. O'Brien Fund Management, Inc. R.J. O'Brien International, Ltd. R.J. …
Date
Acquiring Party
SEI-TCV Holding Corporation
Acquired Party
John W. O'Brien
Acquired Entities
Harmonic Investment Management, Inc.
R.J. O'Brien & Associates, Inc.
R.J. O'Brien Alternative Asset Management, Inc.
R.J. O'Brien Financial, LLC
R.J. O'Brien Foreign Exchange, Inc.
R.J. O'Brien Fund Management, Inc.
R.J. O'Brien International, Ltd.
R.J. O'Brien Securities, Inc.
HSR Informal Interpretations

0706014 Informal Interpretation

… Michael Verne, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania Ave., … such as golf courses. Company B's assets also includeundeveloped land, which has been zoned residential (the … "Excluded Land"). The total purchase price for the stock ofCompany B is in excess of $59.8 million. Company A will …
Date
Rule
802.2
Agree.
Early Termination Notices

20071427: Windjammer Senior Equity Fund III, L.P.; ShoreView Capital Partners, L.P.

… 20071427: Windjammer Senior Equity Fund III, L.P.; ShoreView Capital Partners, L.P. HSR Early … Termination Notice 20071427: Windjammer Senior Equity Fund III, L.P.; ShoreView Capital Partners, L.P. 20071427 … ShoreView Capital Partners, L.P. Windjammer Senior Equity Fund III, L.P. … 20071427: Windjammer Senior Equity Fund III, …
Date
Acquiring Party
Windjammer Senior Equity Fund III, L.P.
Acquired Party
ShoreView Capital Partners, L.P.
Acquired Entities
SV-BBB Holdings, Inc.
HSR Informal Interpretations

0706011 Informal Interpretation

… prior to the relevantsteps of the proposed transaction, the common stock of Company A will be heldas follows: X, Y and Z will own, respectively, approximately 73%, 26% and 1% ofthe common stock of Company A. 1.X,Y and Z will … witha merger)? 2.Ifthe formation of Newco is analyzed under 801.40, and the majority interest inCompany A that is …
Date
Rule
802.10
Steps 1 & 2 are exempt under 802.10(b). Step 3 is potentially reportable.
Early Termination Notices

20071483: Littlejohn Fund III, L.P.; Van Houtte Inc.

… 20071483: Littlejohn Fund III, L.P.; Van Houtte Inc. HSR Early Termination Notice 20071483: Littlejohn Fund III, L.P.; Van Houtte Inc. 20071483 Van Houtte Inc. Van Houtte Inc. Littlejohn Fund III, L.P. … 20071483: Littlejohn Fund III, L.P.; Van …
Date
Acquiring Party
Littlejohn Fund III, L.P.
Acquired Party
Van Houtte Inc.
Acquired Entities
Van Houtte Inc.
Cooperation Agreements

Memorandum of Understanding On Consumer Protection Matters Between The State Administration for Industry and Commerce of The People's Republic of China and the Federal Trade Commission of the United States of America

… Memorandum of Understanding On Consumer Protection Matters Between The State Administration for Industry and Commerce of The People's Republic of China and the Federal Trade Commission of the United States of America Memorandum of …
Date
Related Releases
FTC Signs Memorandum of Understanding with China's Consumer Protection Agency
HSR Informal Interpretations

0706008 Informal Interpretation

… used in the terms control(s), controlling, controlled by andunder common control with) means: (1) Either. (i) Holding 50 … evidenced by an ownership certificate that is transferable under theterms of the partnership agreement and is subject …
Date
Rule
801.1(b)
Yes - if one partner has the right to 50% or more of the profits and another partner has the right to 50% or more of the assets on dissolution, there are two UPEs.
HSR Informal Interpretations

0706010 Informal Interpretation

… 0706010 Informal Interpretation From: (redacted) Sent: Sunday, June 10, 2007 3:48 PM To: Verne, B. Michael Subject: … purpose of investment Mike, I have a situation in which aCompany A (a seller) will acquire share consideration in … of the solely for the purpose ofinvestment exemption. Company A will acquire less than 3% of the votingsecurities …
Date
Rule
802.9
I agree that you do not need the combine these two entities for purpose of 802.9.
Early Termination Notices

20071467: Arlington Capital Partners II, L.P.; Radio One, Inc.

… Licenses, Ltd. Blue Chip Broadcasting, Ltd. Hawes-Saunders Broadcast Properties, Inc. Radio One of Dayton …
Date
Acquiring Party
Arlington Capital Partners II, L.P.
Acquired Party
Radio One, Inc.
Acquired Entities
Blue Chip Broadcasting Licenses, Ltd.
Blue Chip Broadcasting, Ltd.
Hawes-Saunders Broadcast Properties, Inc.
Radio One of Dayton Licenses, LLC
Early Termination Notices

20071410: Audax Private Equity Fund II, L.P.; AIS Holdings Corp.

… 20071410: Audax Private Equity Fund II, L.P.; AIS Holdings Corp. HSR Early Termination Notice 20071410: Audax Private Equity Fund II, L.P.; AIS Holdings Corp. 20071410 AIS Holdings Corp. AIS Holdings Corp. Audax Private Equity Fund II, L.P. … 20071410: Audax Private Equity Fund II, L.P.; …
Date
Acquiring Party
Audax Private Equity Fund II, L.P.
Acquired Party
AIS Holdings Corp.
Acquired Entities
AIS Holdings Corp.
Early Termination Notices

20071367: Littlejohn Fund III, L.P.; Intertape Polymer Group Inc.

… 20071367: Littlejohn Fund III, L.P.; Intertape Polymer Group Inc. HSR Early Termination Notice 20071367: Littlejohn Fund III, L.P.; Intertape Polymer Group Inc. 20071367 … Polymer Group Inc. Intertape Polymer Group Inc. Littlejohn Fund III, L.P. … 20071367: Littlejohn Fund III, L.P.; …
Date
Acquiring Party
Littlejohn Fund III, L.P.
Acquired Party
Intertape Polymer Group Inc.
Acquired Entities
Intertape Polymer Group Inc.
HSR Informal Interpretations

0706009 Informal Interpretation

… makes the "irrevocable" trust more like the investment funds of 801.1(c)(6), thus, the securities are under the control of the settlors, giving them control of … the new Premerger Manual and the informal opinions and found nothing on point with regards to the power to replace …
Date
Rule
801.1(b)
Update August 3, 2016: The PNO does not take the position that the described trusts would constitute collective investment funds as described in 801.1(c)(6); and the replacement provision does not...
HSR Informal Interpretations

0706007 Informal Interpretation

… June 6, 2007 VIA E-MAIL B. Michael Verne Federal Trade Commission Premerger Notification Office 600 Pennsylvania … with me yesterday. I wanted to confirm that Icorrectly understand the PNO's position with respect to the exempt status ofcold storage warehouses in the context of the acquisition …
Date
Rule
802.2
Agree/
Displaying 5941 - 5960 of 11382
Return to top