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HSR Informal Interpretations

9301006 Informal Interpretation

… 9301006 Informal Interpretation 9301006 Informal Interpretation January 14, … Ovuka Re: Exemption of [redacted] District Hospitals from the Hart-Scott-Rodino Pre-Merger Notification Requirements … such as our client [redacted] as political subdivisions of the state. Enclosed please find a copyof Health and Safety …
Date
Rule
801.1(a); 7A(c)(4); 7A(a)(2)(B)
1/25/93 Called [redacted]. It appears that [redacted] is a political subdivision, and therefore, exempt. Nonprofit corporate affiliate is an entity and would be required to file if it meets the size...
HSR Informal Interpretations

9301007 Informal Interpretation

… 9301007 Informal Interpretation 9301007 Informal Interpretation January 22, … Trade Commission Washington, DC 20580 Re: Application of the Hart-Scott-Rodino Act to the Merger of Commonly Held Nonprofit Entities Dear Ms. …
Date
Rule
802.30; 801.1(c)(8); 801.1(b)(2)
1/22/93 PMN cant expand 802.30 to exclude the merger of two subs held contractually. Must be by holdings of voting securities.
HSR Informal Interpretations

9301005 Informal Interpretation

… 9301005 Informal Interpretation 9301005 Informal Interpretation January 13, … (16 C.F. R. 802.63) from Notification Requirement of the Hart-Scott-Rodino Antitrust Improvements Act of 1976 … to confirm your advice of January 11, 1992 with respect to the applicability of the creditors exemption from the …
Date
Rule
802.63
1/13/93 Exempt under 802.63. RS concurs.
HSR Informal Interpretations

9301002 Informal Interpretation

… 9301002 Informal Interpretation 9301002 Informal Interpretation January 6, … Esq. Re:15 USCA 18(a) Notification Dear Sir or Madam: The undersigned represents [redacted] (hereinafter [redacted]) which is the holding company for [redacted] (hereinafter [redacted]) …
Date
Rule
Section 7A(a), 801.11(b)(2)
1/11/93 - called [redacted]. He advises that [redacted] holds only [redacted] and the latter's financials reflect the size of [redacted]. [Redacted] is a single entity and controls neither entity. The...
HSR Informal Interpretations

9301003 Informal Interpretation

… 9301003 Informal Interpretation 9301003 Informal Interpretation January 8, … our telephone conversation on Tuesday, January 5 concerning the matter discussed below. First, I asked you to confirm our conclusion concerning which entity would be the ultimate parent entity for Hart-Scott-Rodino purposes …
Date
Rule
801.1(c)(3); 803.2; 801.1(c)(4)
1/11/93 Under 801.1(c)(4), if settlor retains a reversionary interest, then settlor holds assets of the trust. By naming himself beneficiary, individual who contributed more than 50% has retained a...
Amicus Briefs

Rayle v. First Natl Bank of Cut Bank et al.

… First Natl Bank of Cut Bank et al. FTC amicus curiae brief in Rayle v. First Natl Bank of Cut Bank et al. before the Central District of California concerning whether an equity receiver may sue on behalf of …
Date
Federal Court
Central District of California
FTC amicus curiae brief in Rayle v. First Natl Bank of Cut Bank et al. before the Central District of California concerning whether an equity receiver may sue on behalf of defrauded customers
HSR Informal Interpretations

9301001 Informal Interpretation

… 9301001 Informal Interpretation 9301001 Informal Interpretation January 15, … Ovuka Re:Exemption of California District Hospitals from the Hart-Scott-Rodino Pre-Merger Notification Requirements … Our client, [redacted], a body politic subdivision of the State of California (the District), is contemplating …
Date
Rule
7A(c)(4)
None
HSR Informal Interpretations

9301004 Informal Interpretation

… 9301004 Informal Interpretation 9301004 Informal Interpretation January 12, … Dear Ms. Ovuka: This letter is to request advice concerning the position of the Federal Trade Commission (FTC) with respect to a …
Date
Rule
801.1(c); 801.63
The Trust remains in existence and continues to hold title to the asset after the transaction. This is a purchase of a stream of income and not reportable.
HSR Informal Interpretations

9301008 Informal Interpretation

… 9301008 Informal Interpretation 9301008 Informal Interpretation VIA … conference yesterday, I understand that, with respect to the acquisition of [redacted], such acquisition would be exempt under FTC Rule 802.51(b) under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 if …
Date
Rule
802.51
In order to be an exempt transaction under section 802.51, you need only to satisfy one of the subsections (a, b, c or d) listed therein.
Advocacy Filings

FTC Staff Comment Before the Legislative Audit Counsel, State of South Carolina Concerning the Regulation of the Health Care Professions

… FTC Staff Comment Before the Legislative Audit Counsel, State of South Carolina Concerning the Regulation of the Health Care Professions Submitted …
Date
Matter Number
V920023
HSR Informal Interpretations

9212005 Informal Interpretation

… 9212005 Informal Interpretation 9212005 Informal Interpretation December 14, … 10, 1992 conversation during which you informed me that the transaction described below is exempt from the premerger notification requirements of the …
Date
Rule
7A(c)(1); 802.1
See # 23 in Premerger Practice Manual refers to the PMN Office position on loans. Called [redacted] 12-18-92. Noted that the sale of substantially all of a portfolio of loans can be exempt under c-1...
HSR Informal Interpretations

9212004 Informal Interpretation

… 9212004 Informal Interpretation 9212004 Informal Interpretation The trust is known colloquially as a “Massachusetts business …
Date
Rule
801.40; 801.1(f)(1)
12/16/92 – Advised [redacted- colleague] in the absence of [redacted- author of the letter] that the premerger office was of the view that the trust units were not voting securities. Asked for further...
HSR Informal Interpretations

9212002 Informal Interpretation

… 9212002 Informal Interpretation 9212002 Informal Interpretation December 10, … for Informal Opinion Dear Ms. Ovuka: Pursuant to 803.30 of the Premerger Notification Rules, I would request an informal opinion confirming that under the circumstances set forth in this letter a second …
Date
Rule
801.2(d); 802.30
12/14/92 The transaction is exempt. The parties have already filed for a merger and consolidation so that the contemplated restructuring is covered by the prior filing. JS andRS concurs 802.30 does...
HSR Informal Interpretations

9112003 Informal Interpretation

… 9112003 Informal Interpretation 9112003 Informal Interpretation December 3, … you for discussing with me last week my questions regarding the interpretation of the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as …
Date
Rule
801.1(c); 802.63
Called (redacted) firm and informed a cast of thousands in a conference call that my answer was over-simplified. After explaining John Sipples letter of 11-21-90, the parties decided to file and did...
HSR Informal Interpretations

9212001 Informal Interpretation

… 9212001 Informal Interpretation 9212001 Informal Interpretation December 2, 1992 BY HAND Patrick Sharpe, Esq. Premerger Notification Office … scenario for which I would appreciate your opinion as to whether a similar transaction would be reportable under the …
Date
Rule
801.10
If this is straight up, as is, with no side deals (contractual agreements, etc.) then this is ok. Otherwise, we are troubled lets talk. Called [redacted] 12-3-92. [Redacted] said that the parties will...
HSR Informal Interpretations

9212003 Informal Interpretation

… 9212003 Informal Interpretation 9212003 Informal Interpretation December 10, … of December 1, 1992. In that conversation, I posed the following factual situation: The acquired company enters into long-term contracts to …
Date
Rule
801.10(b)
Clarified that payment is not received until after the services is provided. If payment was received before the service is provided the countervailing liability/obligation would have to be added to...
HSR Informal Interpretations

9212006 Informal Interpretation

… 9212006 Informal Interpretation 9212006 Informal Interpretation December 15, … December 14, 1992. As we discussed, more than 50% of the voting stock of our client (Company A) is held by the Company A Employee Stock Ownership Trust (ESOT}; Company …
Date
Rule
801.1; 802.35
None
HSR Informal Interpretations

9212007 Informal Interpretation

… 9212007 Informal Interpretation 9212007 Informal Interpretation December 15, … conversation of yesterday wherein you informed me that the transaction described in my letter dated December 10, 1992, is exempt from filing under the Hart-Scott-Rodino Antitrust Improvements Act. The basis …
Date
Rule
801.2(d), 802.30
None
Displaying 42701 - 42720 of 44764
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