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HSR Informal Interpretations

1403009 Informal Interpretation

… for a response . Please see his question and background information below. If you need further information from … but am not (entirely certain about how to interpret same under the facts below. 1. Filing person has wholly owned … should be added to revenue from sales by the U.S. parent company and other U . S . subsidiaries (as would be done for …
Date
Rule
Form Item 5
1. The revenues from graphic design services that are provided outside of the US would not be reported in Item 5 even if the customer is located in the US. 2. Non-manufacturing revenues derived from...
Federal Register Notice

16 CFR Parts 500-503: Rules, Regulations, Statements of General Policy or Interpretation and Exemptions Under the Fair Packaging and Labeling Act; Advanced Notice of Proposed Rulemaking; Request for Public Comments

… of General Policy or Interpretation and Exemptions Under the Fair Packaging and Labeling Act; Advanced Notice of Proposed Rulemaking; Request for Public Comments Federal Register Notice 16 CFR Parts 500-503: … Advanced Notice of Proposed Rulemaking; Request for Public Comments 140314fairpackaginglabelingfrn.pdf … 16 CFR Parts …
Date
Early Termination Notices

20140616: Golden Gate Capital Opportunity Fund, L.P.; Zale Corporation

… 20140616: Golden Gate Capital Opportunity Fund, L.P.; Zale Corporation HSR Early Termination Notice 20140616: Golden Gate Capital Opportunity Fund, L.P.; Zale Corporation 20140616 Zale Corporation Zale Corporation Golden Gate Capital Opportunity Fund, L.P. … 20140616: Golden Gate Capital Opportunity Fund, …
Date
Acquiring Party
Golden Gate Capital Opportunity Fund, L.P.
Acquired Party
Zale Corporation
Acquired Entities
Zale Corporation
Early Termination Notices

20140645: Crown Finance Foundation; Alvogen Aztiq Societe Civile

… 20140645: Crown Finance Foundation; Alvogen Aztiq Societe Civile HSR Early Termination Notice 20140645: Crown Finance Foundation; Alvogen Aztiq Societe Civile 20140645 Alvogen Lux … S.a.r.l. Alvogen Aztiq Societe Civile Crown Finance Foundation … 20140645: Crown Finance Foundation; Alvogen Aztiq …
Date
Acquiring Party
Crown Finance Foundation
Acquired Party
Alvogen Aztiq Societe Civile
Acquired Entities
Alvogen Lux Holdings S.a.r.l.
HSR Informal Interpretations

1403007 Informal Interpretation

… that the "size of transaction" test is not satisfied under the circumstances described. Our client … Currently both business lines are run through an operating company ("Opco"),indirectly controlled by Holdco; Opco … of transaction" tests is not satisfied. However, given the complexity of the various steps, we wanted to seek your …
Date
Rule
801.10
Agree. KW & DG concur.
HSR Informal Interpretations

1403008 Informal Interpretation

… The transactions contemplated by the Exchange Agreement comprise a tax-free exchange of certain exclusive … distinct and separate geographic territories (three under the Purchase Agreement and one under the Exchange … (even if such a closing, when aggregated with the earlier completed closings, would not exceed the $75 . 9 million …
Date
Rule
801.13, 801.14
Must aggregate, file and observe waiting period before closing on any. KW, DG concur.
HSR Informal Interpretations

1403005 Informal Interpretation

… 802.3 Hi Mike- quick 802.3 valuation question- if a company is buying a 55% interest in oil reserves, is the … Diana Gillis Premerger Notification Office Federal Trade Commission (202) 326-2220  dgillis@ftc.gov   … 1403005 Informal Interpretation …
Date
Rule
802.3
If it is a 55% undivided interest in the reserves, you would look at 55% of the value of the total reserves. If it is a 55% interest in an entity that holds the reserves: you would be under §802.4, so...
HSR Informal Interpretations

1403004 Informal Interpretation

… (Redacted) Subject: Inquiry re reportability of a license under 801.2(g) Mike and Kate: We are writing to obtain your … view on the non-reportability of a proposed pharmaceutical commercialization agreement ("Agreement"). Although the … pharmaceutical composition comprising the same active ingredient of RX;(c) any amendment or improvements to the process …
Date
Rule
801.2(g)
Agree – not reportable. KW Concurs
HSR Informal Interpretations

1403003 Informal Interpretation

… a 50% interest to C in a transaction not then reportable under HSR. Now, the parties are proposing that C sell S a … million (as adjusted). That transaction may be reportable under HSR. The parties also are proposing that, in a … but in any case the transaction is expected to be exempted under 802.2(c), via 802.4. The PNO aggregation tip-sheet …
Date
Rule
801.15, 802.30
This is exactly what we were addressing when we amended §801.15 to include §802.30 as an add-on to the form change rulemaking: The amendment to the aggregation rules in §801.15 would eliminate the...
HSR Informal Interpretations

1403002 Informal Interpretation

… a 50% interest to C in a transaction not then reportable under HSR. Now, the parties are proposing that C sell S a … million (as adjusted). That transaction may be reportable under HSR. The parties also are proposing that, in a … but in any case the transaction is expected to be exempted under 802.2(c), via 802.4. The PNO aggregation tip-sheet …
Date
Rule
801.15, 802.30
This is exactly what we were addressing when we amended §801.15 to include §802.30 as an add-on to the form change rulemaking: The amendment to the aggregation rules in §801.15 would eliminate the...
Advocacy Filings

FTC Staff Comment To Centers For Medicare and Medicaid Services Regarding "CY2015 Policy and Technical Changes to the Medicare Advantage and Prescription Drug Benefit Programs"

… FTC Staff Comment To Centers For Medicare and Medicaid Services … Submitted by sgilliam on March 10, 2014 | 5:59PM FTC Staff Comment To Centers For Medicare and Medicaid Services … and Prescription Drug Benefit Programs" Staff submitted a comment to CMS, in response to a request for public …
Date
Matter Number
V140006
Staff submitted a comment to CMS, in response to a request for public comments, regarding proposed changes in contracting for Medicare Part D. The comment recommended that CMS reconsider a proposal to...
Federal Trade Commission Statement Concerning Reliance on Prior PBM-Related Adv…
Related Release
FTC Staff Provided Comments on Proposed CMS Contracting Changes
FTC Votes to Issue Statement Withdrawing Prior Pharmacy Benefit Manager Advocacy
Advocacy Filings

FTC Staff Comment Before the Massachusetts Department of Public Utilities Regarding Its Investigation of Time-Varying Retail Rates for Electric Power

… FTC Staff Comment Before the Massachusetts Department of Public … the potential benefits of dynamic pricing and identified fundamental difficulties in reconciling the “basic” … electricity consumption during peak demand. 140318dpustaffcomment.pdf Advocacy Filing … FTC Staff Comment Before the …
Date
Matter Number
V140003
Docket Number
DPU 14-04
FTC staff submitted a comment in response to a request by the Commonwealth of Massachusetts Department of Public Utilities (DPU) for comments on its investigation of dynamic pricing for residential...
Related Release
FTC Staff Advises Massachusetts Department of Public Utilities On Dynamic Pricing Proposal for Residential Electricity Customers
Early Termination Notices

20140556: Carlyle U.S. Equity Opportunity Fund, L.P.; ECI Acquisition Holdings, Inc.

… 20140556: Carlyle U.S. Equity Opportunity Fund, L.P.; ECI Acquisition Holdings, Inc. HSR Early … Notice 20140556: Carlyle U.S. Equity Opportunity Fund, L.P.; ECI Acquisition Holdings, Inc. 20140556 ECI … Acquisition Holdings, Inc. Carlyle U.S. Equity Opportunity Fund, L.P. … 20140556: Carlyle U.S. Equity Opportunity Fund, …
Date
Acquiring Party
Carlyle U.S. Equity Opportunity Fund, L.P.
Acquired Party
ECI Acquisition Holdings, Inc.
Acquired Entities
ECI Acquisition Holdings, Inc.
HSR Informal Interpretations

1403001 Informal Interpretation

… the settlor of the GRAT constitute a reportable acquisition under HSR if the jurisdictional thresholds were met? Assume … (2) Would the annuity distribution be considered exempt under 802.71as a gift, since the trustee, not the settlor, …
Date
Rule
801.1, 802.71
UPDATE August 3, 2016: Clarification – the distribution of voting securities in this example does not constitute a reversionary interest in the trust, but the distribution could be a potentially...
Early Termination Notices

20140615: Quincy Newspapers, Inc.; Silver Point Capital Fund, L.P.

… 20140615: Quincy Newspapers, Inc.; Silver Point Capital Fund, L.P. HSR Early Termination Notice 20140615: Quincy Newspapers, Inc.; Silver Point Capital Fund, L.P. 20140615 Granite Broadcasting Corporation WBNG, … 11 License, Inc. KBJR License, Inc. Silver Point Capital Fund, L.P. Quincy Newspapers, Inc. … 20140615: Quincy …
Date
Acquiring Party
Quincy Newspapers, Inc.
Acquired Party
Silver Point Capital Fund, L.P.
Acquired Entities
Granite Broadcasting Corporation
WBNG, Inc.
Malara Broadcast Group of Fort Wayne License LLC
KBJR, Inc.
WBNG License, Inc.
WEEK-TV License, Inc.
Channel 11 License, Inc.
KBJR License, Inc.
Displaying 3661 - 3680 of 11382
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