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Displaying 34821 - 34840 of 46721
0012005 Informal Interpretation
Date
Rule
801.1(c),801.12
See below
File
Original Image File
(61.14 KB)
0012008 Informal Interpretation
Date
Rule
802.5
Agree - REIT acquiring assets or voting securities of another REIT is non-reportable.
File
Original Image File
(38.94 KB)
0012009 Informal Interpretation
Date
Rule
802.30
Agree - would also be exempt under (c)(3)
File
Original Image File
(38.49 KB)
20010655: Pitney Bowes, Inc.; Royal Dutch Petroleum Company
Date
Acquiring Party
Pitney Bowes, Inc.
Acquired Party
Royal Dutch Petroleum Company
Acquired Entities
Services Intergration Group, L.P.
SIG-GP, LLC
20010653: Smith International, Inc.; Emerson Electric Co.
Date
Acquiring Party
Smith International, Inc.
Acquired Party
Emerson Electric Co.
Acquired Entities
Emerson Electric Co.
20010651: Andrew J. McKelvey; SPEC Group Holdings, Inc.
Date
Acquiring Party
Andrew J. McKelvey
Acquired Party
SPEC Group Holdings, Inc.
Acquired Entities
SPEC Group Holdings, Inc.
20010649: Broadcom Corporation; SiByte, Inc.
Date
Acquiring Party
Broadcom Corporation
Acquired Party
SiByte, Inc.
Acquired Entities
SiByte, Inc.
20010647: Investor AB; Molecular Staging Inc.
Date
Acquiring Party
Investor AB
Acquired Party
Molecular Staging Inc.
Acquired Entities
Molecular Staging Inc.
20010645: Computershare Limited; Merrill Lynch & Co., Inc.
Date
Acquiring Party
Computershare Limited
Acquired Party
Merrill Lynch & Co., Inc.
Acquired Entities
Merrill Lynch & Co., Inc.
20010644: Mosaic Group Inc.; Paradigm Direct, Inc.
Date
Acquiring Party
Mosaic Group Inc.
Acquired Party
Paradigm Direct, Inc.
Acquired Entities
Paradigm Direct LLC
20010641: Apollo Investment Fund IV, L.P.; Wareco Service, Inc.
Date
Acquiring Party
Apollo Investment Fund IV, L.P.
Acquired Party
Wareco Service, Inc.
Acquired Entities
Wareco Service, Inc.
20010639: Bain Capital Fund VII, L.P.; Datek Online Holdings, Corp.
Date
Acquiring Party
Bain Capital Fund VII, L.P.
Acquired Party
Datek Online Holdings, Corp.
Acquired Entities
Datek Online Holdings, Corp.
20010618: Intuit Inc.; FrontLine Capital Group
Date
Acquiring Party
Intuit Inc.
Acquired Party
FrontLine Capital Group
Acquired Entities
EmployeeMatters, Inc.
20010607: Andrew J. McKelvey; Satinder Garcha
Date
Acquiring Party
Andrew J. McKelvey
Acquired Party
Satinder Garcha
Acquired Entities
People.com Consultants, Inc.
20010605: Best Buy Co., Inc.; Leonard M. Tweten
Date
Acquiring Party
Best Buy Co., Inc.
Acquired Party
Leonard M. Tweten
Acquired Entities
Magnolia Hi-Fi, Inc.
Displaying 34821 - 34840 of 46721