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HSR Informal Interpretations

8402002 Informal Interpretation

… partnerships would be required to file a Notification and Report Form for Certain Mergers and Acquisitions in respect … no single partnership exceeds the threshold established for reporting acquisitions of securities under the … Antitrust Improvements Act of 1976, no such report need be made. Based on Mr. Sharpes advice, the …
Date
Rule
801.10; 801.1(a)(2)
Called (redacted) Feb 14, 1984 I concurred with letter - Patrick
HSR Informal Interpretations

8402005 Informal Interpretation

… staff of the Premerger Notification Office regarding the reportability under the Hart-Scott-Rodino Antitrust … of my conclusion that the transactions involved are not reportable based upon the informal advice given by the staff … outlined in the first part of this letter is not reportable under the Act on the ground that the Purchaser …
Date
Rule
7A(a)(2); 801.11(e)
No written comments
HSR Informal Interpretations

8312004 Informal Interpretation

… you have advised me that the following transaction is not reportable under the Hart-Scott-Rodino Act of 1976 (the … recently prepared consolidated annual financial statement reported net sales of $98.4 million. To this figure should … (These sales were excluded from the consolidated report by the Corporation because the investment in the …
Date
Rule
801.40
No written comments
HSR Informal Interpretations

8312008 Informal Interpretation

… non-voting securities is not a transaction that must be reported under HSR. However, if in the future A converts the … acquired into voting securities, the conversion might be a reportable event subject to the HSR waiting period …
Date
Rule
802.31
No written comments
HSR Informal Interpretations

8311004 Informal Interpretation

… in exchange for partnership interests, is not a reportable transaction under the premerger notification … pursuant to the original partnership agreement is not a reportable transaction. This is so even though (a) the … contemplated by the original formative agreements will be a reportable transaction, assuming the size-of-the-parties and …
Date
Rule
801.40
Called (redacted). Disagreed with Item 5. She is sending another letter.
HSR Informal Interpretations

8311005 Informal Interpretation

… Vidas Re:Confirmation of Exempt From Hart-Scott-Rodino Reporting Requirements Dear Ms. Vidas: This will confirm our … in my letter to you of October 28, 1983, is exempt from the reporting requirements of the Hart-Scott-Rodino Antitrust … from (redacted) and then from (redacted) are not currently reportable since they are speculative at this time. Please …
Date
Rule
7A(c)(1)
No notes written
HSR Informal Interpretations

8311006 Informal Interpretation

… U.S.C. 18a(c)(1)) and therefore would be exempt from the reporting requirements of the Hart-Scott-Rodino Antitrust … Act of 1976. Therefore, no premerger Notification and Report Form will be filed with respect to this transaction. …
Date
Rule
7A(c)(1); 802.1
No response noted
HSR Informal Interpretations

8311011 Informal Interpretation

… the transaction described herein will not be subject to the reporting and waiting requirements of Section 7A of the … the Securities Act of 1933. 15 U.S.C. 77c(a)(8). The House report makes clear that this was merely confirming everyones … characterization of purposes of accurately completing the report form, as are the other provisions of 801.2. (The …
Date
Rule
801.2(d)
No written comments
HSR Informal Interpretations

8310003 Informal Interpretation

… during our telephone conversation today regarding the report and wait requirements of the Hart-Scott-Rodino … P has not been formed for the purpose of avoiding the report and wait requirements of the Act. You have advised …
Date
Rule
801.40; Formation of a partnership
HSR Informal Interpretations

8310012 Informal Interpretation

… Abrahamsen: Recently I called you to discuss whether the report and wait requirements of the Hart-Scott-Rodino … entity. Since this interpretation has not been formally reported, I am writing to memorialize my understanding of …
Date
Rule
801.13; 801.1(b); 801.1(a)(3)
HSR Informal Interpretations

8309007 Informal Interpretation

… stock of (redacted) for $518,100,000. This transaction was reported on a Notification and Report Form pursuant to the Hart-Scott-Rodino Antitrust … voting securities of (redacted) through the Merger is a nonreportable transaction within the meaning of Rule 802.30 as …
Date
Rule
802.30
HSR Informal Interpretations

8307005 Informal Interpretation

… questions: 1. Where an acquiring person is making a reportable purchase of voting securities and is also … is the proper method of responding to Items 2(e) and 3 when reporting the purchase of voting securities and warrants … and only one of the acquiring persons will be making a reportable purchase, how should such information be …
Date
Rule
803.5; Item 1(c); Item 2(a)
7/26/83. RE: Letter of July 14, 1983. Letter is correct but we hereby ask forcopies of exemption request & send letter if request granted. We assign # and giveC5 letter & when - exemption granted we...
HSR Informal Interpretations

8307002 Informal Interpretation

… bility that the Phase II transaction might trigger the Acts reporting requirements. As we understand it, regardless of … exercise of the options in this transaction would not be reportable because the threshold requirement is Section … than $10,000,000, the subsequent transfer might have to be reported. It would satisfy the requirements of Sections …
Date
Rule
7A(a)(2)
The attached letters were reviewed by Wayne Kaplan and Dana Abrahamsen prior to July 8,1983 and as modified in the second letter there does not appear to be a reportabletransaction or transactions...
Displaying 2561 - 2580 of 2690
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