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HSR Informal Interpretations

8711001 Informal Interpretation

… been acquired through open-market purchases made without reporting under the H-S-R Act. On November 2, 198(redacted) … of beneficial ownership of the (redacted). (Redacted) nonreported purchases of (redacted) shares and its stated … beneficial ownership of (redacted) shares through the unreported Tender Offer. In both of the above situation …
Date
Rule
801.1(c)
None noted
HSR Informal Interpretations

8710002 Informal Interpretation

… infused with operating assets in amounts that exceed the reporting requirements of Hart-Scott-Rodino. My problem does … acquisitions of these asset contributions would seem to be reportable by the partners. I find no exemption in the Act … that the formation of a 50/50 partnership would be reportable by each partner as an asset acquisition from the …
Date
Rule
801.1(d)
The Commission did not change its position regarding the reportability of the formation of partnerships when it adopted the new partnership control rules. When assets are contributed at the time of...
HSR Informal Interpretations

8710004 Informal Interpretation

… - fifty days after he first exceeded the $15 million reporting threshold.** ___________________________________ … as a newly formed ultimate parent entity, qualify for a reporting exemption under 801.11(e) of the Premerger Rules. …
Date
Rule
802.9; 7A(c)(9)
None noted
HSR Informal Interpretations

8707004 Informal Interpretation

… for submitting a Hart-Scott-Rodino Premerger Notification Report under certain described facts. As a follow-up, we … not one that requires the submission of a Notification and Report Form pursuant to the Hart-Scott-Rodino Premerger …
Date
Rule
801.11(e)
Partially confused but the transaction acquirers appears to be subject (redacted) to the 801.11(e) size of person test and thus the transaction is (illegible).
Advocacy Filings

FTC Staff Comment Before the Cambridge License Commission Concerning Report of the Cambridge Taxi Advisory Committee

… Comment Before the Cambridge License Commission Concerning Report of the Cambridge Taxi Advisory Committee Submitted by … Comment Before the Cambridge License Commission Concerning Report of the Cambridge Taxi Advisory Committee v870013.pdf … Comment Before the Cambridge License Commission Concerning Report of the Cambridge Taxi Advisory Committee …
Date
Matter Number
V870013
HSR Informal Interpretations

8706011 Informal Interpretation

… of the Rules. Finally, we have concluded that Mr. A has no reporting obligation under the Act and the Rules, since the …
Date
Rule
801.11
Reviewed by (redacted) appears to be in accordance with general accounting principles 6/24/87 - OK [note 1-2 pages -regarding Assets]
HSR Informal Interpretations

8706006 Informal Interpretation

… the transactions as described would not be subject to HSR reporting obligations largely due to the new exemption … the non-voting preferred stock would not be subject to HSR reporting because such securities confer only the power to … that company As acquisition of the warrants would not be reportable until such time as Company a might choose to …
Date
Rule
802.35
OK-6/10/87-but limited to these specific facts
HSR Informal Interpretations

8704003 Informal Interpretation

… levels which are close to the $15 million and 15% ownership reporting thresholds under the Act, and those thresholds may …
Date
Rule
801.1(b); 801.1(c)
On 6/3/87 I notified (redacted) that I did not know enough to dispute his conclusions but that this does not bind either agency in any future transaction. He will send in a letter to confirm that...
HSR Informal Interpretations

8706002 Informal Interpretation

… of 801.1(a) (2) of the Rules, (redacted) is exempt from the reporting requirements of the Act because it is a … Because (redacted) would like to file its Notification & Report Form with respect to the acquisition of the Assets in …
Date
Rule
801.1(a)(2)
I told him that (redacted) is a corporation engaged in commerce through its subsidiaries (redacted) and it must report
HSR Informal Interpretations

8706012 Informal Interpretation

… inquire whether or not the following transaction would be reportable under the Premerger Notification Rules. The … would be opened before July 2, 1987. We would like to avoid reporting this transaction under the Premerger Notification … reason that the Buyer has not been previously subject to reporting under the rules and we are concerned that …
Date
Rule
801.1
Told him that beneficial interest in the assets must pass for the acquisition to close in escrow. Title and consideration arent being passed. We dont like the idea of claiming it is not closed for the...
HSR Informal Interpretations

8806011 Informal Interpretation

… a corporation,  have to comply with the Notification and Report provisions of the Hart-Scott-Rodino Antitrust … of a partnership have to comply with the Notification and Report provisions of the Hart-Scott-Rodino Antitrust …
Date
Rule
801.40
We do not write response information letter so notified writer- directed him to F.I. of 5/29/87 .
HSR Informal Interpretations

8705002 Informal Interpretation

… of deposits, money market funds, etc., would be reportable. You stated that they would not be reportable because the revenues must be derived from the reporting persons operations in various industries. I would …
Date
Rule
801.90; 801.11
5/10/87-I advised (redacted) that relative to the partnership and the irrevocable this letter is accurate finding that it is not for the purpose of evading HSR -as in 801.90 but that the last two...
HSR Informal Interpretations

8705001 Informal Interpretation

… notification requirements set forth in 15 U.S.C. 18A (the Reporting Requirement). I represented to you that the … factual representations, you have informed me that the Reporting Requirements are not applicable to the … (redacted) has not filed a Premerger Notification And Report Form For Certain Mergers And Acquisitions pursuant to …
Date
Rule
802.40
[response 1]-Called (redacted) MAY 15, 1987. The PMN Off has determined that this is exempt under 802.40.-[response 2]-I concur with this letter. Furthermore, (redacted) confirmed that (redacted)...
HSR Informal Interpretations

8704004 Informal Interpretation

… Commission Transaction Number (redacted) Notification And Report Form for Certain Mergers and Acquisitions dated … is being sent to you with regard to a Notification and Report Form for Certain Mergers and Acquisitions , dated …
Date
Rule
801.1(b)
4/22/87 Advised that I concur with the conclusion drawn by the letter & am unable underthe policy of the office to confirm in writing AMS
HSR Informal Interpretations

8704001 Informal Interpretation

… presented to you, in your view the acquisition would not be reportable under the act, because of proposed Premerger … of the Act. Accordingly, the Management Buy Out is not reportable under the Act. If you have any questions with …
Date
Rule
801.11(e)
Based on the telephone call which established that this is one total interrelated transaction (despite all the separate steps) I concur that 801.11(e) will apply
HSR Informal Interpretations

8607003 Informal Interpretation

… above gives rise to three transactions that are potentially reportable under the premerger notification rules. The first in the creation of CORP. This is potentially reportable under Rule 801.40, which covers the creation of a … meet the size-of-person test, the transaction need not be reported. The second potentially reportable transaction is …
Date
Rule
801.40
OK Upon later review WEK 3/27/87
HSR Informal Interpretations

8607010 Informal Interpretation

… conversation this morning, the following transaction is not reportable under the present Rules for interpreting the … revisions to the Rule which might make the transaction reportable will not become effective within the next 120 … for a capital contribution of $15,000,000 or more must report the acquisition of stock in Newco, if at least one …
Date
Rule
801.40(b)(2)
OK upon later review. WEK 3/27/87
Displaying 2361 - 2380 of 2690
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