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HSR Informal Interpretations

0806028 Informal Interpretation

… 0806028 Informal Interpretation 0806028 Informal Interpretation … This is a follow-up to our call the other day concerning the contents of a notice letter in a situation in which … the recipient of the letter is the ultimate parent entity and a filing clearly is required. Thank you. LETTER July_, …
Date
Rule
803.5
This is OK.
Advocacy Filings

FTC Staff Comment Before the Federal Aviation Administration Concerning a Proposed Congestion Management Rule

… FTC Staff Comment Before the Federal Aviation Administration Concerning a Proposed Congestion Management Rule Submitted by …
Date
Matter Number
V080015
Related Release
FTC Submits Staff Comment to FAA on Proposed Congestion Management Rule for LaGuardia Airport
Advocacy Filings

FTC Staff Comment Before the Department of Housing and Urban Development Concerning the Real Estate Settlement Procedures Act ("RESPA")

… FTC Staff Comment Before the Department of Housing and Urban Development Concerning the Real Estate Settlement Procedures Act ("RESPA") Submitted by …
Date
Matter Number
V080012
Related Release
FTC Staff Files Comments with HUD on Proposed Amendments to RESPA Regulations
Advocacy Filings

FTC Staff Comment to Representative Elaine Nekritz of the Illinois General Assembly Concerning H.B. 5372 to Regulate Retail Health Facilities

… FTC Staff Comment to Representative Elaine Nekritz of the Illinois General Assembly Concerning H.B. 5372 to Regulate Retail …
Date
Matter Number
V080013
Related Release
FTC Approves Filing of Staff Comments Regarding Proposed Regulation of Retail Health Care Facilities in Illinois
HSR Informal Interpretations

0805021 Informal Interpretation

… 0805021 Informal Interpretation 0805021 Informal Interpretation … Verne, B. Michael Subject: IP matter Dear Mike, I am writing to inquire about a transaction involving a sale of rights … Irish company) will sell to Company B (a Jersey, Channel Islands company) all of Company A's rights under 10 agreements …
Date
Rule
801.2, 801.10
05/30/2008 (1) Agree (2) Agree (3) Not an asset for HSR purposes (4) Moot (5) Agree (6) Agree
HSR Informal Interpretations

0805019 Informal Interpretation

… 0805019 Informal Interpretation 0805019 Informal Interpretation … detailing a transaction between a debtor-in-possession("0") and a purchaser ("P"). There mayor may not be afiling on … theseassets to P who will acquire them, but not from 0, as legally, they will havebeen foreclosed upon by creditors. It …
Date
Rule
801.1(c)
Advised that beneficial ownership of the 0 assets does not pass to the creditors prior to being acquired by Newco. The creditors will not have dispositive rights because there is a definitive...
Early Termination Notices

20081223: Battery Ventures VIII, L.P.; 3M Company

… Battery Ventures VIII, L.P.; 3M Company HSR Early Termination Notice 20081223: Battery Ventures VIII, L.P.; 3M Company 20081223 High Jump Software, LLC HighJump Software, Ltd. 3M Company Battery Ventures VIII, L.P. …
Date
Acquiring Party
Battery Ventures VIII, L.P.
Acquired Party
3M Company
Acquired Entities
High Jump Software, LLC
HighJump Software, Ltd.
Early Termination Notices

20081168: Colam Entreprendre S.A.; Donald R. Tapia

… Colam Entreprendre S.A.; Donald R. Tapia HSR Early Termination Notice 20081168: Colam Entreprendre S.A.; Donald R. Tapia 20081168 EGM, Inc. ESSCO Companies Donald R. Tapia Colam Entreprendre S.A. …
Date
Acquiring Party
Colam Entreprendre S.A.
Acquired Party
Donald R. Tapia
Acquired Entities
EGM, Inc.
ESSCO Companies
HSR Informal Interpretations

0805016 Informal Interpretation

… 0805016 Informal Interpretation 0805016 Informal Interpretation … transaction described below is exempt from the notification and waiting period requirements of the HSR Act by virtue of … 802.1 of the FTC Premerger Notification Rules, which cover transactions in the ordinary course of business (OCB …
Date
Rule
15 USC 18a(c)(1) – 7A(c)(1)
05/29/2008 – Agree. UPDATE: December 9, 2021: This no longer represents the positon of the PNO. Section 7A(c)(1) does not exempt the assets underlying the exempt financial instrument, such as a lease...
HSR Informal Interpretations

0805017 Informal Interpretation

… 0805017 Informal Interpretation 0805017 Informal Interpretation … 2008 1:12 PM To: Verne, B. Michael Subject: FW: (redacted)-Agreements I have atransaction in which an uncontrolled … be includedas this is an acquisition of voting securities? And, is it correct that forpurposes of 802.51 (b)(2) …
Date
Rule
801.10, 802.51
Agree on both issues.
HSR Informal Interpretations

0805018 Informal Interpretation

… 0805018 Informal Interpretation 0805018 Informal Interpretation … Verne, B. Michael Subject:Hypothetical Hi Mike. I'm hopingthat you can help me sort through this scenario. It is not … wascleared at the 25% threshold to acquire Parent stock and busted that thresholdwithin one year of filing. …
Date
Rule
802.21
You are correct that the shareholders who will hold a higher percentage in Splitco than they did in Parent would have a potential reporting obligation. 802.21 would not exempt this because Splitco is...
Cases and Proceedings
Closing Letters

Market Data Retrieval and MKTG Services

… Market Data Retrieval and MKTG Services Market Data Retrieval and MKTG Services 080529rscottthompson.pdf 080529waynedalecollins.pdf 080529michaelcantor.pdf … Market Data Retrieval and …
Date
Matter Number
071 0250
Displaying 21961 - 21980 of 45674
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