Skip to main content

Refine your results

Filters
Search
Include spaces in matter number if applicable. Ex.: 182 3125
Date
Displaying 20501 - 20520 of 44618
HSR Informal Interpretations

0812008 Informal Interpretation

… 0812008 Informal Interpretation 0812008 Informal Interpretation From: … Subject: RE: HSR question Please note that, with respect to the below, my analysis is as follows: 1. Formation of Newco … 2. Acquisition of assets from C: Both N and C must file. The intraperson exemption (Section 802.30) does not apply …
Date
Rule
802.4, 801.2
12/22/2008 1. The formation of Newco is not reportable because all that is being contributed is cash. A and B's acquisition of Newco voting securities is exempt under 802.4. 2. Newco's subsequent...
Cases and Proceedings
Closing Letters

Unnamed Television Networks

Date
Matter Number
031 0062
Early Termination Notices

20090205: United Farmers of Alberta Co-operative Limited; Stuart Utgaard

… Alberta Co-operative Limited; Stuart Utgaard HSR Early Termination Notice 20090205: United Farmers of Alberta … Limited; Stuart Utgaard 20090205 Sportsman's Warehouse Holdings, Inc. Stuart Utgaard United Farmers of Alberta Co-operative …
Date
Acquiring Party
United Farmers of Alberta Co-operative Limited
Acquired Party
Stuart Utgaard
Acquired Entities
Sportsman's Warehouse Holdings, Inc.
Early Termination Notices

20090203: Nelson Peltz; Wendy's/Arby's Group, Inc.

… 20090203: Nelson Peltz; Wendy's/Arby's Group, Inc. HSR Early Termination Notice 20090203: Nelson Peltz; Wendy's/Arby's Group, Inc. 20090203 Wendy's/Arby's Group, Inc. Wendy's/Arby's …
Date
Acquiring Party
Nelson Peltz
Acquired Party
Wendy's/Arby's Group, Inc.
Acquired Entities
Wendy's/Arby's Group, Inc.
HSR Informal Interpretations

0812004 Informal Interpretation

… 0812004 Informal Interpretation 0812004 Informal Interpretation From … Sensitive Mike - I am writing toconfirm that the following transaction relating to the emergence of a firm frombankruptcy will not satisfy the …
Date
Rule
15 USC 18a(c)(3)-7A(c)(3), 801.10, 802.31
I agree -nothing reportable now. Also nothing reportable if the debt is later converted to voting securities because B will already hold 50%.
Cases and Proceedings
Commissioner Statements

Dissenting Statement of Commissioner Rosch, In the Matter of Whole Foods Market, Inc., and Wild Oats Markets, Inc.

… Dissenting Statement of Commissioner Rosch, In the Matter of Whole Foods Market, Inc., and Wild Oats …
Date
By
J. Thomas Rosch, Former Commissioner
Matter Number
071 0114
Docket Number
9324
Early Termination Notices

20090194: BB&T Corporation; Mr. Tapley O. Johnson, III

… BB&T Corporation; Mr. Tapley O. Johnson, III HSR Early Termination Notice 20090194: BB&T Corporation; Mr. Tapley O. Johnson, III 20090194 Charleston Premium Finance Company Charleston Premium Finance Company of California, Inc. TAPCO Underwriters, Inc. …
Date
Acquiring Party
BB&T Corporation
Acquired Party
Mr. Tapley O. Johnson, III
Acquired Entities
Charleston Premium Finance Company
Charleston Premium Finance Company of California, Inc.
TAPCO Underwriters, Inc.
HSR Informal Interpretations

0812006 Informal Interpretation

… 0812006 Informal Interpretation 0812006 Informal Interpretation Dear Mike, Inconnection with the application of 802.63 and what used to be known as the"vulture fund exception to 802.63," we have a few …
Date
Rule
802.63
[1] Yes [2] I don't think (a), (b) or (c) would qualify as a public announcement of filing bankruptcy. [3] (a) OK (b) Unless the manufacturer has a financial arm that lends money and/or buys debt in...
Cases and Proceedings
Commissioner Statements

Concurring Statement of Commissioner Jon Leibowitz In re Federal Trade Commission v. Ovation Pharmaceuticals, Inc.

… Concurring Statement of Commissioner Jon Leibowitz In re Federal Trade Commission v. Ovation Pharmaceuticals, Inc. Concurring Statement of Commissioner Jon Leibowitz In …
Date
By
Jon Leibowitz, Former Chairman
Matter Number
081 0156
Displaying 20501 - 20520 of 44618
Return to top