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Date
Rule
New HSR Form - Select 801.30 Transactions
Staff
Nora Whitehead
Response/Comments

No, because the scenario you describe is subject to an agreement.

Question

From: Whitehead, Nora 
Sent: Monday, March 31, 2025 3:02:04 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp 
Subject: RE: Question Re Select 801.30


No, because the scenario you describe is subject to an agreement.


From: [Redacted]
Sent: Thursday, March 27, 2025 1:28 PM
To: HSRRuleReview 
Subject: Question Re Select 801.30
    

Good afternoon!
I am compiling backside filings for the CEO and CTO of a target. These executives will receive a mix of cash and stock in the acquiring UPE in exchange for the acquisition of their shares in the target. Does this qualify as a select 801.30 executive-compensation transaction?
Thanks for your help.
 

About Informal Interpretations

Informal interpretations provide guidance from PNO staff on the applicability of the HSR rules to specific fact situations. They do not necessarily reflect the position of the Commission. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice. 

Learn more about Informal Interpretations.

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