8612009 Informal Interpretation
Date
Rule
U.S.C. 18a
12/17/86 Indicated to (redacted) by phone that his conclusion of the facts as stated are correct.
File
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(149.58 KB)
Informal interpretations provide guidance from PNO staff on the applicability of the HSR rules to specific fact situations. They do not necessarily reflect the position of the Commission. You should not rely on them as a substitute for reading the Act and the Rules themselves. These materials do not, and are not intended to, constitute legal advice.
Informal interpretations issued prior to February 10, 2025, that reference the HSR Form are about older versions of the HSR Form, not the updated Form that became effective on February 10, 2025. To the extent that an informal interpretation issued before February 10, 2025 overlaps with the updated 2025 HSR Form, the 2025 HSR Form supersedes the earlier guidance.
Learn more about informal interpretations.
Displaying 4361 - 4380 of 4709
8612008 Informal Interpretation
Date
Rule
802.30
Trusts already own shares through X; no filing for acquisition of Y shares by trusts. However, Y acquisition of X in a merger is reportable and so notified. 12/12/86
File
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(364.96 KB)
8612002 Informal Interpretation
Date
Rule
7A(c)(2)
12/4/86 Spoke with W.K. He had no problems under (c)(1) and states its probably ok under (c)(2) since the consumer loans are exclusively generated by no banks
File
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(95.53 KB)
8612007 Informal Interpretation
Date
Rule
802.50
None - but see 8611017 for original letter
File
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(245.91 KB)
8612013 Informal Interpretation
Date
Rule
801.10
This looks OK to me.
File
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(212.93 KB)
8612014 Informal Interpretation
Date
Rule
Item 4(c)
Offering document must be included as 4(c).
File
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(415.78 KB)
8612015 Informal Interpretation
Date
Rule
16 C.F.R. 801.19(b)
O.K.
File
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(135.37 KB)
8612016 Informal Interpretation
Date
Rule
7A(c)(3); 803.30
None noted
File
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(211.55 KB)
8612017 Informal Interpretation
Date
Rule
802.20
Upon review it appears that this is a questionable interpretation in that C can elect 50% of the board or more through holding of voting securities. Perhaps C should have been advised to file. More...
File
Original Image File
(339.67 KB)
8612018 Informal Interpretation
Date
Rule
16 C.F.R 802.20
Subject to real intent of parties to actually acquire and hold the 49% of the initial org. is not reportable.
File
Original Image File
(124.52 KB)
8611009 Informal Interpretation
Date
Rule
802.1; 802.63
Must use ordinary course exemption analysis. c(2) does not apply because areacquiring an asset. 11/24/86
File
Original Image File
(391.27 KB)
8611015 Informal Interpretation
Date
Rule
801.10 (b), 801.10 (c) (2), 801.13 (b) (1)
Letter incorrect. Since portions of the consideration are undetermined, the acquiring person must have good faith determine the fair market value of assets. 11/24/1986
File
Original Image File
(237.35 KB)
8611010 Informal Interpretation
Date
Rule
802.20
Notified OK 11/21/86
File
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(107.65 KB)
8611007 Informal Interpretation
Date
Rule
802.30
Incorrect. Persons are A acquiring B & 802.30 inapplicable despite comparable shareholdings. Wayne Kaplan 11/12/86 Notified writer on 11/13/86
File
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(138.55 KB)
8611003 Informal Interpretation
Date
Rule
801.40
Called (redacted) 11-10-86. I concur
File
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(137.33 KB)
8611006 Informal Interpretation
Date
Rule
Rule 803.1 (Item 5 of Form)
See Text Boxes
File
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(155.46 KB)
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