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Early Termination Notices

20190303: Aquiline Financial Services Fund III L.P.; Ronald O. Perelman

… 20190303: Aquiline Financial Services Fund III L.P.; Ronald O. Perelman HSR Early Termination Notice 20190303: Aquiline Financial Services Fund III L.P.; Ronald O. Perelman 20190303 NCP Solutions, LLC Ronald O. Perelman Aquiline Financial Services Fund III L.P. … 20190303: Aquiline Financial Services Fund …
Date
Acquiring Party
Aquiline Financial Services Fund III L.P.
Acquired Party
Ronald O. Perelman
Acquired Entities
NCP Solutions, LLC
HSR Informal Interpretations

1811001 Informal Interpretation

… organization that operates assisted living/retirement communities. It proposes to become the sole member of, and take control of, all of the … threshold. However, we are trying to determine whether and under what circumstances, the buildings involved in the …
Date
Rule
802.2
Number 111 in the Premerger Notification Manual and Informal Interpretation 0911001 reflect our existing position.
HSR Informal Interpretations

1811003 Informal Interpretation

… Subject: RE: HSR Question   The UPE has an obligation to comply with the Act. Rule 803.4 only applies to acquired … UPE’s cooperation, we may have to refer the matter to our Compliance shop. Thanks. Bob Jones AD Premerger Office From: … Subject: RE: HSR Question Ultimate Parent is an entity under 801.1(a)(2). From: Carson, Timothy < tcarson@ftc.gov > …
Date
Rule
801.1(a)(2), 803.3, 803.4
The UPE has an obligation to comply with the Act. Rule 803.4 only applies to acquired persons and 803.3 only applies when the UPE is unable to provide a response, not when the UPE is unwilling to do...
Early Termination Notices

20190134: Trian Partners Co-Investment Opportunities Fund, LLC; PPG Industries Inc.

… 20190134: Trian Partners Co-Investment Opportunities Fund, LLC; PPG Industries Inc. HSR Early Termination Notice … 20190134: Trian Partners Co-Investment Opportunities Fund, LLC; PPG Industries Inc. 20190134 PPG Industries Inc … Industries Inc. Trian Partners Co-Investment Opportunities Fund, LLC … 20190134: Trian Partners Co-Investment …
Date
Acquiring Party
Trian Partners Co-Investment Opportunities Fund, LLC
Acquired Party
PPG Industries Inc.
Acquired Entities
PPG Industries Inc
Early Termination Notices

20190155: Welsh Carson Anderson & Stowe XII, L.P.; SIG Growth Equity Funds Limited Partnership, LLLP

… Welsh Carson Anderson & Stowe XII, L.P.; SIG Growth Equity Funds Limited Partnership, LLLP HSR Early Termination Notice … Welsh Carson Anderson & Stowe XII, L.P.; SIG Growth Equity Funds Limited Partnership, LLLP 20190155 MMIT Holdings, LLC SIG Growth Equity Funds Limited Partnership, LLLP Welsh Carson Anderson & Stowe …
Date
Acquiring Party
Welsh Carson Anderson & Stowe XII, L.P.
Acquired Party
SIG Growth Equity Funds Limited Partnership, LLLP
Acquired Entities
MMIT Holdings, LLC
Early Termination Notices

20190226: George D. Yancopoulos, M.D., PH.D; Regeneron Pharmaceuticals, Inc

… 20190226: George D. Yancopoulos, M.D., PH.D; Regeneron … Pharmaceuticals, Inc HSR Early Termination Notice 20190226: George D. Yancopoulos, M.D., PH.D; Regeneron Pharmaceuticals, Inc 20190226 Regeneron Pharmaceuticals, Inc Regeneron Pharmaceuticals, …
Date
Acquiring Party
George D. Yancopoulos, M.D., PH.D
Acquired Party
Regeneron Pharmaceuticals, Inc
Acquired Entities
Regeneron Pharmaceuticals, Inc
HSR Informal Interpretations

1811006 Informal Interpretation

… [Redacted] Subject: RE: Item 6(b) The limited partnership fund is the minority shareholder for purposes of this hypo, … Item 6(b) Good morning, I am working on an HSR form for a fund and want to make sure that I am reporting correctly under Item 6(b). The UPE controls the Acquiring Entity …
Date
Rule
Item 6(b)
The limited partnership fund is the minority shareholder for purposes of this hypo, so only that should be listed along with the minority percentage held in response to Item 6(b).
Early Termination Notices

20190179: KKR Americas Fund XII, L.P.; Epic Games, Inc.

… 20190179: KKR Americas Fund XII, L.P.; Epic Games, Inc. HSR Early Termination Notice 20190179: KKR Americas Fund XII, L.P.; Epic Games, Inc. 20190179 Epic Games, Inc. Epic Games, Inc. KKR Americas Fund XII, L.P. … 20190179: KKR Americas Fund XII, L.P.; Epic …
Date
Acquiring Party
KKR Americas Fund XII, L.P.
Acquired Party
Epic Games, Inc.
Acquired Entities
Epic Games, Inc.
Early Termination Notices

20190183: CIP Capital Fund II, L.P.; Falfurrias Capital Partners II, LP

… 20190183: CIP Capital Fund II, L.P.; Falfurrias Capital Partners II, LP HSR Early Termination Notice 20190183: CIP Capital Fund II, L.P.; Falfurrias Capital Partners II, LP 20190183 … Inc. Falfurrias Capital Partners II, LP CIP Capital Fund II, L.P. … 20190183: CIP Capital Fund II, L.P.; …
Date
Acquiring Party
CIP Capital Fund II, L.P.
Acquired Party
Falfurrias Capital Partners II, LP
Acquired Entities
KCity Holdings, Inc.
Early Termination Notices

20190228: NCR Corporation; Flexpoint Fund II, L.P.

… 20190228: NCR Corporation; Flexpoint Fund II, L.P. HSR Early Termination Notice 20190228: NCR Corporation; Flexpoint Fund II, L.P. 20190228 JetPay Corporation Flexpoint Fund II, L.P. NCR Corporation … 20190228: NCR Corporation; …
Date
Acquiring Party
NCR Corporation
Acquired Party
Flexpoint Fund II, L.P.
Acquired Entities
JetPay Corporation
HSR Informal Interpretations

1811002 Informal Interpretation

… I would like advice on how to set up an HSR filing for a complex CTO and merger that involves rollovers and … condition that requires the tender of a number of Shares of Common Stock that would represent at least one share more … acquisitions (and should check the following boxes under Item 2(b)): · 801.30(3) (cash tender offer) · …
Date
Rule
801.30
Buyer should file for the maximum number of shares that it plans to acquire through all mechanisms and steps. Since Buyer will make the cash tender offer for more than 50% of the voting securities, we...
Early Termination Notices

20190152: Thoma Bravo Fund XIII, L.P.; Imperva, Inc.

… 20190152: Thoma Bravo Fund XIII, L.P.; Imperva, Inc. HSR Early Termination Notice 20190152: Thoma Bravo Fund XIII, L.P.; Imperva, Inc. 20190152 Imperva, Inc. Imperva, Inc. Thoma Bravo Fund XIII, L.P. … 20190152: Thoma Bravo Fund XIII, L.P.; …
Date
Acquiring Party
Thoma Bravo Fund XIII, L.P.
Acquired Party
Imperva, Inc.
Acquired Entities
Imperva, Inc.
Early Termination Notices

20182026: Stryker Corporation; K2M Group Holdings, Inc.

… 20182026: Stryker Corporation; K2M Group Holdings, Inc. HSR Early Termination Notice 20182026: Stryker Corporation; K2M Group Holdings, Inc. 20182026 K2M Group Holdings, Inc. K2M Group Holdings, Inc. Stryker …
Date
Acquiring Party
Stryker Corporation
Acquired Party
K2M Group Holdings, Inc.
Acquired Entities
K2M Group Holdings, Inc.
Early Termination Notices

20190172: Vedihold S.A.; Riverside Fund V, L.P.

… 20190172: Vedihold S.A.; Riverside Fund V, L.P. HSR Early Termination Notice 20190172: Vedihold S.A.; Riverside Fund V, L.P. 20190172 BALX Holdings, LLC Riverside Fund V, L.P. Vedihold S.A. … 20190172: Vedihold S.A.; …
Date
Acquiring Party
Vedihold S.A.
Acquired Party
Riverside Fund V, L.P.
Acquired Entities
BALX Holdings, LLC
Early Termination Notices

20190185: Bain Capital Fund XII, L.P.; Lindsay Goldberg III AIV DT (Direct) L.P.

… 20190185: Bain Capital Fund XII, L.P.; Lindsay Goldberg III AIV DT (Direct) L.P. HSR Early Termination Notice 20190185: Bain Capital Fund XII, L.P.; Lindsay Goldberg III AIV DT (Direct) L.P. … LLC Lindsay Goldberg III AIV DT (Direct) L.P. Bain Capital Fund XII, L.P. … 20190185: Bain Capital Fund XII, L.P.; …
Date
Acquiring Party
Bain Capital Fund XII, L.P.
Acquired Party
Lindsay Goldberg III AIV DT (Direct) L.P.
Acquired Entities
Dealer Tire Holdings, LLC
Displaying 1821 - 1840 of 11396
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