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Displaying 1701 - 1720 of 2689
9906020 Informal Interpretation
Date
Rule
802.1(a)
6/23/99 Called writer and advised that sale of the computer lease portfolio would not constitute the sale of an “operating unitâ€. R.B. Smith
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9906016 Informal Interpretation
Date
Rule
802.52
6/17/99 TS (co-counsel with writer) advises that none of B’s shareholders are U.S. persons and, thus, their respective minority takings of A’s stock would be exempt under 802.51(b). As to...
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(67.42 KB)
9906012 Informal Interpretation
Date
Rule
802.9; 801.1(b); 801.12(b); 801.2(e)
6/16/99 - Discussed with co-counsel and letter writer. As to Trans. One, if X and Y are competitors, presumption raised against use of 802.9. X’s entering into similar agreements with other cos. not...
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9906011 Informal Interpretation
Date
Rule
F.I. 15
AGREE - B. Michael Verne 6/14/99
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9906003 Informal Interpretation
Date
Rule
F.I. 15
6/14/99-Writer advised that in second sentence in letter, not one but rather four- LLCs were being founded by the two adult brothers. No reportable LLC formations are taking place. MV agrees with the...
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(38.87 KB)
9906002 Informal Interpretation
Date
Rule
802,2; 802.4
Agree - no filings are required. B. Michael Verne 6/10/99
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9906001 Informal Interpretation
… A of a 37.5% partnership interest in Subsidiary B is not reportable under the Premerger Notification Office’s … holding 100% of the interests in a partnership are not reportable. Likewise, the formation of Partnership B is … interpretation that the formation of a partnership is not reportable. 3. 64 Fed. Reg. 24, 5808-5811, (effective March …
Date
Rule
F.I. 15
6/4/99-Advised writer that neither of the persons forming Newco LLC has a reportable event since neither is deemed to hold 100% of the partnership or LLC interest being contributed to the LLC by the...
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9906006 Informal Interpretation
… acquiring U.S. Target. 2) the acquisition of U.S. target is reportable. 3) S-1, K and B are the UPE?s of Del. Newco. … …
Date
Rule
801.40; 802.30
Formation of Newco is reportable. 802.30 does not apply.
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(36.35 KB)
9906007 Informal Interpretation
… transaction described in my letter of June 8, 1999 is a non-reportable transaction. Also, in response to a question you … LLC) referenced in footnote 1 of my letter was not a reportable transaction under the new LLC regulation because, … to it. We will soon file a premerger notification report with respect to the LLC?s asset sale, as you and our …
Date
Rule
F.I. 15
File
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(20.29 KB)
9906014 Informal Interpretation
… forth below, that the acquisition of Company would not be a reportable transaction under the Hart-Scott-Rodino-Antitrust … net sales, the acquisition by Buyer of Company will not be reportable. As we discussed, I am enclosing a … with the conclusion that the transaction at issue was not reportable. Should you have any questions, or …
Date
Rule
801.11
If the assets for the company are less than $10 million, then a pro-forma must be created. We don’t take personal financial statements prepared for loans. A pro-forma must be created for the FTC...
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9906004 Informal Interpretation
… D.C. 20580 Dear Dick: I have a question concerning the reportability of a transaction intended to achieve a … We have been asked for advice concerning the reportability of the proposed transaction. We believe that the redemption is not reportable, but that the sale of the LLC’s assets to a third …
Date
Rule
801.1(b)
Advised writer that PMN Office would conclude that I-1 holds 55% of LLC through control of Corp. B, bout would not be deemed to hold the remaining 45% through control of I-1/2 LLC, thus does not hold...
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(46.79 KB)
9905013 Informal Interpretation
… of the Item 4(c) response to be made by our client in its report and notification under the Hart-Scott-Rodino … transactions: Our client is planning to engage in two HSR reportable transactions with the same target company (Target). The first report is being prepared now with respect tot he first …
Date
Rule
Item 4(c)
5/25/99-discussed letter with MV, TH and MB. We concluded that, in this particular fact situation, the CTO filing should include only those 4(c)s relating to the CTO transaction, at the $15 MM...
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(77.45 KB)
9905012 Informal Interpretation
… exceeds $15 million, making the stock acquisition by F reportable. There are documents that would be submitted …
Date
Rule
Item 4(c)
5/25/99-advised writer that the PMN Office reads the obligations imposed by item 4(c) to apply to the acquisition for which an HSR filing is being made. Exempt or non-reportable aspects of the...
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(25.3 KB)
9905016 Informal Interpretation
… you advised me that the transaction described below is not reportable. Company A is buying the stock of Company B which … company, is not engaged in manufacturing. The assets reported on Company Bs last regularly-prepared balance sheet …
Date
Rule
801.11
5/24/99-Advised writer that we agreed with deduction of amounts paid to Company B, which are passed onto worksite employees (with benefits and payroll taxes), thus making of non-reportable size.
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(41.96 KB)
9905007 Informal Interpretation
… a hypothetical shareholder who had filed a notification and report form to acquire in excess of $15 million of the …
Date
Rule
802.10; 7A (c)(10)
5/18/99-Left phone mail message for writer advising that the PM "illegible" Office agrees with this conclusion
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(41.97 KB)
9905002 Informal Interpretation
… the requirements of the launch services agreement; status reports on the development of Sub 1's launch vehicles and Bs …
Date
Rule
802.9; 7A(c)(9)
5/7/99-Advised writer that under present factual setting, A can purchase 1.7% of voting stock of B and claim the 802.9 exemption. However, the Premerger Office is of the view that the last two...
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(129.17 KB)
9904011 Informal Interpretation
… of certain real property containing timberlands is reportable under the Act. I explained that I represent the … could aggregate the first and second transactions and report them with one filing because the closing of the … would not be required to file a premerger notification report form should it sell these physically separate parcels …
Date
Rule
802.2(c)(1)
5/3/99-Writer advises that seller is a timber holder for a paper company which is also a sub of the acquired person. Timber is held in checker-board parcels across VA. No separate parcel has had sales...
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(77.17 KB)
9904015 Informal Interpretation
… Room 303 Washington, D.C. 20580 Re:Pre-Merger Notification (Reporting and Waiting Period Requirements in Connection with … parties to certain transactions must comply with certain reporting and waiting period requirements prior to …
Date
Rule
801.1
Agree that this fact scenario does not require a filing. Asked the writer to revise the language in the last paragraph of analysis section. B. Michael Verne 5/3/99. Dick Smith concurs Note 1-illegible...
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(153 KB)
Displaying 1701 - 1720 of 2689