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Early Termination Notices

20071541: The Williams Companies, Inc.; BASF Aktiengesellschaft

… 20071541: The Williams Companies, Inc.; BASF Aktiengesellschaft HSR Early Termination Notice 20071541: The Williams Companies, Inc.; BASF Aktiengesellschaft 20071541 BASF Corporation BASF Aktiengesellschaft The Williams Companies, Inc. … 20071541: The Williams Companies, Inc.; …
Date
Acquiring Party
The Williams Companies, Inc.
Acquired Party
BASF Aktiengesellschaft
Acquired Entities
BASF Corporation
HSR Informal Interpretations

0706023 Informal Interpretation

… (the "Rules"). CompanyA and Company B are mutual insurance companies, each of which meets the size ofthe parties … by a mutual insurer to its policyholders, secured by thecash value credited to the policyholder (most whole life policies permit thepolicyholder to borrow against the cash value accumulated in the policy atfavorable interest …
Date
Rule
15 USC 18a(c)(2) - 7A(c)(2)
Agree.
HSR Informal Interpretations

0706012 Informal Interpretation

… all of their stock to Newco in exchange for NewCo stock and cash. Would Al be exempt from any filing requirements based …
Date
Rule
801.40
06/15/2007 This is very complicated. Al is not exempt outright. The reason is that the intraperson exemption does not include control through a contractual right to designate directors. You would have...
HSR Informal Interpretations

0706013 Informal Interpretation

… contributed to a NewCo in exchange for NewCo stock and cash. A has one 50% shareholder, Al (so one UPE), B has two …
Date
Rule
801.40
06/15/2007 1. Yes 2. No - see answer to previous inquiry. 3. Correct 4. You would report on the form anything he controls, no matter how he controls it. The intraperson exemption does not extend to...
HSR Informal Interpretations

0706015 Informal Interpretation

… PrivateInvestment: A single investor will pay $50 million cash for Shell Corp.preferred stock (approx. 81%) and common … Investors: Other private investors will pay $30 million cash for ShellCorp. preferred stock (approx. 19%) and common … of LLC in exchange forapproximately $125 million in cash and Shell Corp. stock. The cash portion is$60.1 million …
Date
Rule
801.11
Agree.
Early Termination Notices

20071529: MedAssets, Inc.; Joseph H. Davi

… Systems, Inc. Solutions Services and Strategies, the "MD-X Companies Joseph H. Davi MedAssets, Inc. … 20071529: …
Date
Acquiring Party
MedAssets, Inc.
Acquired Party
Joseph H. Davi
Acquired Entities
MD-X Services, Inc.
MD-X Solutions, Inc.
MD-X Strategies, Inc.
Mid-X Systems, Inc.
Solutions Services and Strategies,
the "MD-X Companies
Early Termination Notices

20071402: Apax Europe VII-B, L.P.; 2003 TIL Settlement

… 20071402: Apax Europe VII-B, L.P.; 2003 TIL Settlement HSR Early Termination Notice 20071402: Apax Europe VII-B, L.P.; 2003 TIL Settlement 20071402 The Gale Group Inc, Thomson Global … Learning Holdings B. V. Thomson Learning Inc. 2003 TIL Settlement Apax Europe VII-B, L.P. … 20071402: Apax Europe …
Date
Acquiring Party
Apax Europe VII-B, L.P.
Acquired Party
2003 TIL Settlement
Acquired Entities
The Gale Group Inc,
Thomson Global Resources
Thomson Learning Holdings B. V.
Thomson Learning Inc.
Early Termination Notices

20071429: Deerfield Triarc Capital Corp.; Triarc Companies, Inc.

… 20071429: Deerfield Triarc Capital Corp.; Triarc Companies, Inc. HSR Early Termination Notice 20071429: Deerfield Triarc Capital Corp.; Triarc Companies, Inc. 20071429 Deerfield & Company LLC Triarc Companies, Inc. Deerfield Triarc Capital Corp. … 20071429: …
Date
Acquiring Party
Deerfield Triarc Capital Corp.
Acquired Party
Triarc Companies, Inc.
Acquired Entities
Deerfield & Company LLC
Early Termination Notices

20071428: Triarc Companies, Inc.; Deerfield Triarc Capital Corp.

… 20071428: Triarc Companies, Inc.; Deerfield Triarc Capital Corp. HSR Early Termination Notice 20071428: Triarc Companies, Inc.; Deerfield Triarc Capital Corp. 20071428 … Triarc Capital Corp. Deerfield Triarc Capital Corp. Triarc Companies, Inc. … 20071428: Triarc Companies, Inc.; …
Date
Acquiring Party
Triarc Companies, Inc.
Acquired Party
Deerfield Triarc Capital Corp.
Acquired Entities
Deerfield Triarc Capital Corp.
HSR Informal Interpretations

0706002 Informal Interpretation

… An existing LLC is currently ownedby "B". B seeks a cash investment by Investor "A". A willmake a cash-only capital contribution in the LLC in exchange for … upon dissolution. Because (i) A is contributing onlycash to the LLC; (ii) the purpose of the transaction is to …
Date
Rule
802.65
Agree.
HSR Informal Interpretations

0706001 Informal Interpretation

… June 01, 2007 2:25 PM To: Verne, B. Michael Subject: Cash tender offer question Hi,Mike - I haven't talked to you … in a whileand I hope you are well. I have a question about cash tender offers. We have asituation in which a foreign … todetermine whether it would be subject to treatment as a "cash tenderoffer" under 801.1 (g)(2), given that it is a …
Date
Rule
801.1(g)
Foreign tender offer can qualify.
HSR Informal Interpretations

0705024 Informal Interpretation

… owned by Company B (based on its 12-31-06 balance sheet)are cash and prepaid expenses of $10 million, property and … of the assets of Company B, which consist primarily of cash,development costs and leases, would be exempt because cash and unproductivereal estate - i.e., the mineral leases …
Date
Rule
802.4
Agree.
HSR Informal Interpretations

0705021 Informal Interpretation

… newly-formed corporation,Newco, and fund it with sufficient cash to acquire 75% of Target LLC. 2. Seller will acquire …
Date
Rule
802.30
What an odd transaction. I think the first scenario is exempt under 802.30 because Seller holds all of the voting securities of Newco and all of the non-corporate interests in Target LLC. In the...
HSR Informal Interpretations

0705020 Informal Interpretation

… look to the total GROSS revenue over that period? Thanks in advance for your response (either by email, or by calling me …
Date
Rule
802.2(c)
05/24/2007 1) You are correct in all of your assumptions regarding physical separation of the parcels. I am not aware of any other specific boundaries that we have opined on. 2) The $5 MM limitation...
HSR Informal Interpretations

0705019 Informal Interpretation

… The acquirerwill pay a purchase price of $59.5 million in cash for the voting securities ofthe target. The agreement … recent history. The target plans todividend or retain cash as necessary to minimize the amount of any … by theability to control the adjustment by managing cash through dividends oraccumulation. Also, the transaction …
Date
Rule
801.10
Agree.
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