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HSR Informal Interpretations

0601019 Informal Interpretation

… 2006 VIA ELECTRONIC MAIL Mr. Michael Verne Federal Trade Commission Premerger NotificationOffice 600 Pennsylvania … Washington, D.C. 20580 Dear Mike: Iam writing to confirm my understanding of our telephone conversation thisafternoon concerning the non-reportability under the Hart-Scott-RodinoAntitrust Improvements Act of …
Date
Rule
802.65
Agree.
Early Termination Notices

20060456: OCM Principal Opportunities Fund III, L.P.; Peter and Liesel Mager

… 20060456: OCM Principal Opportunities Fund III, L.P.; Peter and Liesel Mager HSR Early Termination Notice 20060456: OCM Principal Opportunities Fund III, L.P.; Peter and Liesel Mager 20060456 Nordenia … AG Peter and Liesel Mager OCM Principal Opportunities Fund III, L.P. … 20060456: OCM Principal Opportunities Fund …
Date
Acquiring Party
OCM Principal Opportunities Fund III, L.P.
Acquired Party
Peter and Liesel Mager
Acquired Entities
Nordenia International AG
Early Termination Notices

20060455: OCM Opportunities Fund VI, L.P.; Peter and Liesel Mager

… 20060455: OCM Opportunities Fund VI, L.P.; Peter and Liesel Mager HSR Early Termination Notice 20060455: OCM Opportunities Fund VI, L.P.; Peter and Liesel Mager 20060455 Nordenia … International AG Peter and Liesel Mager OCM Opportunities Fund VI, L.P. … 20060455: OCM Opportunities Fund VI, L.P.; …
Date
Acquiring Party
OCM Opportunities Fund VI, L.P.
Acquired Party
Peter and Liesel Mager
Acquired Entities
Nordenia International AG
Early Termination Notices

20060498: Audax Private Equity Fund II, L.P.; Zurich Financial Services

… 20060498: Audax Private Equity Fund II, L.P.; Zurich Financial Services HSR Early Termination Notice 20060498: Audax Private Equity Fund II, L.P.; Zurich Financial Services 20060498 BEI Holding … Corporation Zurich Financial Services Audax Private Equity Fund II, L.P. … 20060498: Audax Private Equity Fund II, L.P.; …
Date
Acquiring Party
Audax Private Equity Fund II, L.P.
Acquired Party
Zurich Financial Services
Acquired Entities
BEI Holding Corporation
Early Termination Notices

20060442: ARES Corporate Opportunities Fund, L.P.; Samsonite Corporation

… 20060442: ARES Corporate Opportunities Fund, L.P.; Samsonite Corporation HSR Early Termination Notice 20060442: ARES Corporate Opportunities Fund, L.P.; Samsonite Corporation 20060442 Samsonite … Samsonite Corporation ARES Corporate Opportunities Fund, L.P. … 20060442: ARES Corporate Opportunities Fund, …
Date
Acquiring Party
ARES Corporate Opportunities Fund, L.P.
Acquired Party
Samsonite Corporation
Acquired Entities
Samsonite Corporation
Early Termination Notices

20060298: GGC Investment Fund II, L.P.; APA Excelsior V L.P.

… 20060298: GGC Investment Fund II, L.P.; APA Excelsior V L.P. HSR Early Termination Notice 20060298: GGC Investment Fund II, L.P.; APA Excelsior V L.P. 20060298 CML Emergency … Services, Inc. APA Excelsior V L.P. GGC Investment Fund II, L.P. … 20060298: GGC Investment Fund II, L.P.; APA …
Date
Acquiring Party
GGC Investment Fund II, L.P.
Acquired Party
APA Excelsior V L.P.
Acquired Entities
CML Emergency Services, Inc.
HSR Informal Interpretations

0601014 Informal Interpretation

… To: Verne, B. Michael Subject:Section 802.10 Question Mike, Company A owns 100% of thevoting stock of Company B and plans to distribute 20% of the voting stock ofCompany B to all the shareholders of Company A on a … stock of Company B by the shareholders of Company Aexempt under Rule 802.10? … 0601014 Informal Interpretation …
Date
Rule
15 USC 18a(c)(10) 7A(c)(10)
7A(c)(10) covers it.
HSR Informal Interpretations

0601010 Informal Interpretation

… From: (redacted) Sent: Thursday, January 12, 2006 7:26 PM To: Ovuka, Nancy M. Subject:New Facilities Exemption … of the membership interests of (redacted)limited liability company (the "Company"). The Company is a specialpurpose … filing threshold has been met (which it may not under this factpattern), it seems that the proposed sale …
Date
Rule
802.2(a)
Purchase price is $6MM, but even if it exceeded $53.1MM (as adjusted), the new facilities exemption under 802.2(a) would not apply.
HSR Informal Interpretations

0601012 Informal Interpretation

… collaboration and licensing agreement for development andcommercialization of biotechnology-based medicines and … obligations because the only exclusive rights acquiredunder the agreement are marketing and distribution rights, … Company") to cooperate and jointly fund the development ofcertain biotechnology therapies, and to grant one another …
Date
Rule
801.2
Agree.
HSR Informal Interpretations

0601013 Informal Interpretation

… in thefollowing fact scenario. X is a private investmentfund that manages $20B in bank loans that are primarily non-defaulting loans. Yis a privately held company and the majority of its equity is held by a … (filed June 30) Y discussed that it may not be able to comply withfinancial covenants by 9/30/05. Subsequently Y …
Date
Rule
802.63
Agree.
Early Termination Notices

20060457: Levine Leichtman Capital Partners III, L.P.; Fox & Hound Restaurant Group

… Levine Leichtman Capital Partners III, L.P.; Fox & Hound Restaurant Group HSR Early Termination Notice 20060457: … Levine Leichtman Capital Partners III, L.P.; Fox & Hound Restaurant Group 20060457 Fox & Hound Restaurant Group Fox & Hound Restaurant Group Levine …
Date
Acquiring Party
Levine Leichtman Capital Partners III, L.P.
Acquired Party
Fox & Hound Restaurant Group
Acquired Entities
Fox & Hound Restaurant Group
HSR Informal Interpretations

0601007 Informal Interpretation

… James Ferkingstad Premerger NotificationOffice Bureau of Competition Room 303 Federal Trade Commission 600 … a proposedtransaction and whether it is a reportable under the Hart-Scott-Rodino Act. Aswe discussed, the … a result, the ESOP will hold 100% of the voting securities ofCompany although it will not1 acquire any voting securities …
Date
Rule
802.30, 802.35
Agree. N Ovuka concurs.
HSR Informal Interpretations

0601011 Informal Interpretation

… the target; seller kicks in for any deficit, and buyer refunds any excess. The acquisition price is not affected in … acquisition price, but wanted a reality check. Thanks! MV COMMENT A working capital adjustment does affect the … it is too speculative to estimate, the acquisition price is undetermined and a fair market valuation will be the …
Date
Rule
801.10
- A working capital adjustment does affect the acquisition price. It should be treated the same as any other contingent portion of the acquisition price (e.g. earnouts, etc.). If there is a reasonable...
HSR Informal Interpretations

0601009 Informal Interpretation

… Michael B. Verne Premerger NotificationOffice Federal Trade Commission 600 Pennsylvania Avenue. N.W. Washington, D.C. 20580 Re.HSR Compliance Issues Dear Mike: Thisis to confirm our … interpretation that a senior's retained annuitypayment under a grantor retained annuity trust (GRAY') does not …
Date
Rule
801.1(c), 802.0
Agree with both.
Early Termination Notices

20060409: J.P. Morgan Chase & Co.; Collegiate Funding Services, Inc.

… 20060409: J.P. Morgan Chase & Co.; Collegiate Funding Services, Inc. HSR Early Termination Notice 20060409: J.P. Morgan Chase & Co.; Collegiate Funding Services, Inc. 20060409 Collegiate Funding Services, Inc. Collegiate Funding Services, Inc. J.P. …
Date
Acquiring Party
J.P. Morgan Chase & Co.
Acquired Party
Collegiate Funding Services, Inc.
Acquired Entities
Collegiate Funding Services, Inc.
Early Termination Notices

20060367: Linsalata Capital Partners Fund IV, L.P.; Harden Manufacturing Corporation

… 20060367: Linsalata Capital Partners Fund IV, L.P.; Harden Manufacturing Corporation HSR Early … Termination Notice 20060367: Linsalata Capital Partners Fund IV, L.P.; Harden Manufacturing Corporation 20060367 … Manufacturing Corporation Linsalata Capital Partners Fund IV, L.P. … 20060367: Linsalata Capital Partners Fund IV, …
Date
Acquiring Party
Linsalata Capital Partners Fund IV, L.P.
Acquired Party
Harden Manufacturing Corporation
Acquired Entities
Briar Garrett, LLC
Harden Aviation, LLC
Harden Shipping, Inc.
Harden Transport, Inc.
Smith Land Holdings, LLC
Smith Properties, LLC
Early Termination Notices

20060446: Odyssey Investment Partners Fund III, L.P.; Thomas C. MacArthur

… 20060446: Odyssey Investment Partners Fund III, L.P.; Thomas C. MacArthur HSR Early Termination Notice 20060446: Odyssey Investment Partners Fund III, L.P.; Thomas C. MacArthur 20060446 York Insurance … Inc. Thomas C. MacArthur Odyssey Investment Partners Fund III, L.P. … 20060446: Odyssey Investment Partners Fund …
Date
Acquiring Party
Odyssey Investment Partners Fund III, L.P.
Acquired Party
Thomas C. MacArthur
Acquired Entities
York Insurance Services Group, Inc.
Early Termination Notices

20060445: Odyssey Investment Partners Fund III, L.P.; Bexil Corporation

… 20060445: Odyssey Investment Partners Fund III, L.P.; Bexil Corporation HSR Early Termination Notice 20060445: Odyssey Investment Partners Fund III, L.P.; Bexil Corporation 20060445 York Insurance … Group, Inc. Bexil Corporation Odyssey Investment Partners Fund III, L.P. … 20060445: Odyssey Investment Partners Fund …
Date
Acquiring Party
Odyssey Investment Partners Fund III, L.P.
Acquired Party
Bexil Corporation
Acquired Entities
York Insurance Services Group, Inc.
Displaying 6641 - 6660 of 11381
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