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HSR Informal Interpretations

0604030 Informal Interpretation

… Ferkingstad, Pre-MergerNotification Office FederalTrade Commission 600 Pennsylvania Ave., N.W. Washington, D.C. … Obligations DearMr. Ferkingstad: I am writingto confirm my understanding based on conversations with you on March 30, … to anincentive allocation for a specific year, which is computed and paid to the GPonly on the last day of the year …
Date
Rule
801.1(b)
Agree. M Verne concurs.
HSR Informal Interpretations

0604029 Informal Interpretation

… B.Michael Verne Premerger Notification Office Bureauof Competition FederalTrade Commission 600 Pennsylvania Avenue, … December 31, 2004. You advised that the 15 month period under Rule801.11(b) runs from the date of preparation of the … of the notification required by the Act, or the date ofconsummation of the acquisition. Pleaselet me know if the …
Date
Rule
801.11(b)
Agree see 1979 SBP for 801.11(b) it references prepared.
HSR Informal Interpretations

0604025 Informal Interpretation

… as the business to be contributed to the JVby B is exempt under 802.51(b), given that A and T are foreign and A will notgain control. Canyou please let me know if this understanding is correct? … 0604025 Informal Interpretation …
Date
Rule
802.4
No but it is exempt under 802.4
HSR Informal Interpretations

0604027 Informal Interpretation

… its shareholders have entered into a ShareholdersAgreement under which certain shareholders (the "Shareholder … to be"submitted jointly" by the Shareholder Group. Our understanding isthat this joint nomination by the … Shareholder Group does not confer control ofthe corporation under Rule 801.1(b)(2) and that the corporation would be …
Date
Rule
801.1(b)
Agree
HSR Informal Interpretations

0604031 Informal Interpretation

… Esq. Staff Attorney Premerger NotificationOffice Bureau of Competition Federal Trade Commission 6th Street and Pennsylvania Avenue, N.W. … my call last week. We arecounsel for (redacted) (the "Fund"), a limited partnership formedunder the laws of …
Date
Rule
801.11
Agree.
Early Termination Notices

20060815: Inversiones Argos S.A.; Audax Private Equity Fund, L.P.

… 20060815: Inversiones Argos S.A.; Audax Private Equity Fund, L.P. HSR Early Termination Notice 20060815: Inversiones Argos S.A.; Audax Private Equity Fund, L.P. 20060815 RMCC Group, Inc. Audax Private Equity Fund, L.P. Inversiones Argos S.A. … 20060815: Inversiones …
Date
Acquiring Party
Inversiones Argos S.A.
Acquired Party
Audax Private Equity Fund, L.P.
Acquired Entities
RMCC Group, Inc.
Advocacy Filings

FTC Staff Comment Before the Food and Drug Administration: In the Matter of Draft Guidance for Industry and FDA Staff: Whole Grains Label Statements

… FTC Staff Comment Before the Food and Drug Administration: In the … by wfg-adm109 on April 1, 2006 | 12:00AM FTC Staff Comment Before the Food and Drug Administration: In the … and FDA Staff: Whole Grains Label Statements v060014ftcstaffcommentstothefdaredocketno2006-0066.pdf Advocacy Filing … …
Date
Matter Number
V060014
Docket Number
2006--0066
Related Release
Commission Staff Provides Comments to FDA on Whole Grain Labeling Statements; FTC Issues Notice of Proposed Rulemaking on DNC Registry Fee Changes
Advocacy Filings

FTC Staff Comment to The Honorable Paula Dockery Concerning Florida Senate Bill 282, A Bill To Allow Direct Shipment of Wine to Florida Consumers From Manufacturers Inside or Outside Florida

… FTC Staff Comment to The Honorable Paula Dockery Concerning Florida … by wfg-adm109 on April 1, 2006 | 12:00AM FTC Staff Comment to The Honorable Paula Dockery Concerning Florida … From Manufacturers Inside or Outside Florida v060013ftcstaffcommentrefloridasenatebill282.pdf Advocacy Filing … FTC …
Date
Matter Number
V060013
Related Release
FTC Staff: Proposed Florida Legislation to Allow Interstate Direct Shipping Would Benefit Consumers and Competition, Lead to More Variety and Lower Prices
HSR Informal Interpretations

0603031 Informal Interpretation

… HSR Question As afollow up to the below questions, the two companies that filed with respect to Merger1 used different … and oneused 2005 revenues. For purposes of the "pro forma" combined filingfor Merger 2, must all of the revenues be … after Merger 1 is effected.Merger 2 will require a filing under the HSR Act. The question is who needs tofile: …
Date
Rule
Form Item 5, 801.2
Comment 1: Use different years / footnote. Comment 2: Option in A is correct. N. Ovuka concurs.
Early Termination Notices

20060851: Hellman & Friedman Capital Partners V, L.P.; Hicks, Muse, Tate & Furst Equity Fund III, L.P.

… Capital Partners V, L.P.; Hicks, Muse, Tate & Furst Equity Fund III, L.P. HSR Early Termination Notice 20060851: Hellman … Capital Partners V, L.P.; Hicks, Muse, Tate & Furst Equity Fund III, L.P. 20060851 Activant Solutions Holdings Inc. Hicks, Muse, Tate & Furst Equity Fund III, L.P. Hellman & Friedman Capital Partners V, L.P. … …
Date
Acquiring Party
Hellman & Friedman Capital Partners V, L.P.
Acquired Party
Hicks, Muse, Tate & Furst Equity Fund III, L.P.
Acquired Entities
Activant Solutions Holdings Inc.
Early Termination Notices

20060826: Sun Capital Partners IV, LP; The Lubrizol Corporation

… 20060826: Sun Capital Partners IV, LP; The Lubrizol Corporation HSR Early Termination Notice 20060826: Sun Capital Partners IV, LP; The Lubrizol Corporation 20060826 Lubrizol Foam Control Additives, Inc. Noveon Hilton …
Date
Acquiring Party
Sun Capital Partners IV, LP
Acquired Party
The Lubrizol Corporation
Acquired Entities
Lubrizol Foam Control Additives, Inc.
Noveon Hilton Davis, Inc.
Noveon IP Holdings Corp.
Noveon Kalama, Inc.
Noveon Textile Chemicals, Inc.
Noveon, Inc.
HSR Informal Interpretations

0603028 Informal Interpretation

… of HSR Advice (redacted) March 29, 2006 Ms. Nancy Ovuka Compliance Specialist Premerger NotificationOffice Bureau of Competition Federal Trade Commission 600 Pennsylvania … to confirm the advice you provided. The factual background that Iprovided you is set forth below: Background: …
Date
Rule
801.1, 802.31
Agree.
HSR Informal Interpretations

0603027 Informal Interpretation

… 29, 2006 11:12 AM To:Verne, B. Michael Subject: hedge funds Mike, Does a hedge fund qualify asan institutional investor under 802.64? Verne,B. Michael To:(redacted) Subject:RE: …
Date
Rule
802.64
Not unless it qualifies under the Sections of US Code cited in (a)(6) or (a)(8). I have not encountered a hedge fund that meets one of these criteria, but that is not to say that they don't exist. I...
HSR Informal Interpretations

0603025 Informal Interpretation

… implications of a pharmaceuticalco-development agreement. Under the terms of the draft agreement, the partiesto the agreement (two pharmaceutical companies) would license their currentintellectual property … property). Asthe parties work together to develop compounds based on the licensed technologyand new technology …
Date
Rule
801.2
Entering into co-development agreement is not reportable. Potentially reportable later if one party opts out on a product or geographic region. M. Bruno & N. Ovuka agree.
Displaying 6541 - 6560 of 11381
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