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Early Termination Notices

20070629: BFC Financial Corporation; Stifel Financial Corp.

… 20070629: BFC Financial Corporation; Stifel Financial Corp. HSR Early Termination Notice 20070629: BFC Financial Corporation; Stifel Financial Corp. 20070629 Stifel Financial Corp. Stifel Financial Corp. BFC Financial Corporation … 20070629: BFC Financial …
Date
Acquiring Party
BFC Financial Corporation
Acquired Party
Stifel Financial Corp.
Acquired Entities
Stifel Financial Corp.
Early Termination Notices

20070628: Stifel Financial Corp.; BFC Financial Corporation

… 20070628: Stifel Financial Corp.; BFC Financial Corporation HSR Early Termination Notice 20070628: Stifel Financial Corp.; BFC Financial Corporation 20070628 Ryan Beck Holdings, Inc. BFC Financial Corporation Stifel Financial Corp. … 20070628: …
Date
Acquiring Party
Stifel Financial Corp.
Acquired Party
BFC Financial Corporation
Acquired Entities
Ryan Beck Holdings, Inc.
Early Termination Notices

20070649: Brockway Moran & Partners Fund II, L.P.; Odyssey Investment Partners Fund, L.P.

… 20070649: Brockway Moran & Partners Fund II, L.P.; Odyssey Investment Partners Fund, L.P. HSR Early Termination Notice 20070649: Brockway Moran & Partners Fund II, L.P.; Odyssey Investment Partners Fund, L.P. …
Date
Acquiring Party
Brockway Moran & Partners Fund II, L.P.
Acquired Party
Odyssey Investment Partners Fund, L.P.
Acquired Entities
TSEI Holdings, Inc.
HSR Informal Interpretations

0701026 Informal Interpretation

… 0701026 Informal Interpretation 0701026 Informal Interpretation … Mr. B.Michael Verne PremergerNotification Office Bureauof Competition FederalTrade Commission 7th& Pennsylvania … Washington, DC 20580 Dear Mike: I amwriting to confirm my understanding of telephone conversations we had on January …
Date
Rule
802.9, 802.64
Agree.
Federal Register Notice

TC Group L.L.C., Riverstone Holdings LLC, Carlyle/Riverstone Global Energy and Power Fund II, L.P.; Analysis of Proposed Agreement Containing Consent Orders To Aid Public Comment

… Holdings LLC, Carlyle/Riverstone Global Energy and Power Fund II, L.P.; Analysis of Proposed Agreement Containing Consent Orders To Aid Public Comment Federal Register Notice TC Group L.L.C., Riverstone … Proposed Agreement Containing Consent Orders To Aid Public Comment 061 0197 070131tcgroup-riverstone-carlyle.pdf … TC …
Date
HSR Informal Interpretations

0701021 Informal Interpretation

… the time on January 12, 2007, to discuss the applicability ofcertain exemptions under the Hart-Scott-Rodino Antitrust Act of 1976, Pub L. … hotel and golf courses; and (iv) stock in a public utilitiescompany owning a wastewater treatment plant, pump station …
Date
Rule
802.2(c), 802.2(e), 802.4
Agree. MV concurs.
HSR Informal Interpretations

0701023 Informal Interpretation

… Interpretation From:(redacted) Sent:Friday, January 26, 2007 8:46 AM To:Verne, B. Michael Subject:Mike, Mike, … and perhaps other kinds ofdocuments required to be attached under Item 4, that may be in a foreignlanguage. The only rule I have found that deals with when you have to interpretor translate …
Date
Rule
803.8
Your understanding is correct
HSR Informal Interpretations

0701024 Informal Interpretation

… Interpretation From:(redacted) Sent:Friday, January 26, 2007 3:06 PM To:Verne, B. Michael Subject:Another … B, which owns greater than 50% of the votingsecurities of Company C, a corporation. Company C plans to issue additionalshares which will result …
Date
Rule
802.30
Yes exempt under 802.3
HSR Informal Interpretations

0701025 Informal Interpretation

… Interpretation From: (redacted) Sent: Friday, January 26, 2007 2:02 PM To: Verne, B. Michael Cc: (redacted) … in an orbital slot allocated to and regulated by the US under international treaty but physically located over South … America. We then discussed the fact that the satellite is under construction and that the foreign issuer to be …
Date
Rule
802.50
Agree. UPDATE: October 15, 2015. This no longer reflects the position of the PNO.
Early Termination Notices

20070590: Jolly Roger Offshore Fund, LTD; Hilton Hotels Corporation

… 20070590: Jolly Roger Offshore Fund, LTD; Hilton Hotels Corporation HSR Early Termination Notice 20070590: Jolly Roger Offshore Fund, LTD; Hilton Hotels Corporation 20070590 Hilton Hotels … Corporation Hilton Hotels Corporation Jolly Roger Offshore Fund, LTD … 20070590: Jolly Roger Offshore Fund, LTD; Hilton …
Date
Acquiring Party
Jolly Roger Offshore Fund, LTD
Acquired Party
Hilton Hotels Corporation
Acquired Entities
Hilton Hotels Corporation
Cases and Proceedings

TC Group, LLC., Riverstone Holdings LLC, Carlyle/Riverstone Global Energy and Power Fund II, LP, and Carlyle/Riverstone Global Energy and Power Fund III, LP, In the Matter of

… Holdings LLC, Carlyle/Riverstone Global Energy and Power Fund II, LP, and Carlyle/Riverstone Global Energy and Power Fund III, LP, In the Matter of TC Group, LLC., Riverstone … and Riverstone Holdings LLC (Riverstone) would threaten competition between KMI and Magellan in eleven metropolitan …
The order settles charges that the proposed $22 billion deal whereby energy transportation, storage, and distribution firm Kinder Morgan, Inc. (KMI) would be taken private by KMI management and a group of investment firms, including private equity funds managed and controlled by The Carlyle Group (Carlyle) and Riverstone Holdings LLC (Riverstone) would threaten competition between KMI and Magellan in eleven metropolitan areas in the Southeast, likely resulting in higher prices for gasoline and other light petroleum products. The order requires that Carlyle’s and Riverstone’s interest in Magellan become a passive investment, by requiring them to: (1) removing all of their representatives from the Magellan Board of Managers and its boards of directors, (2) ceding control of Magellan to its other principal investor, Madison Dearborn Partners, and (3) not influencing or attempting to influence the management or operation of Magellan.
Type of Action
Administrative
Last Updated
FTC Matter/File Number
0610197
Docket Number
C-4183
HSR Informal Interpretations

0701017 Informal Interpretation

… AM To:Verne, B. Michael Cc:(redacted) Subject:FW: HSR Mike CompanyA is selling its right to an existing royalty stream … will not be transferred as a part of thetransaction). I understand that a royalty stream is treated like a cashequivalent under 801.21 and this has been the subject of a few informal …
Date
Rule
801.21
Agree.
HSR Informal Interpretations

0701018 Informal Interpretation

… 2007 8:32 AM To:Verne, B. Michael Subject:The Facts/ Mike, Company B wantsme to confirm the facts with you including … did notraise in our earlier conversation. /thanks(redacted) Company B is selling 100% ofthe stock of a subsidiary that originates, funds, services and wholesales subprime mortgages. Company B …
Date
Rule
15 USC 18a(c)(1) 7A(c)(1)
This is exempt under ordinary course.
HSR Informal Interpretations

0701020 Informal Interpretation

… Ferkingstad, Esq. Premerger Notification Office Bureau of Competition Federal Trade Commission 600 Pennsylvania Ave., NW Washington, D.C. 20580 … As we discussed, each party is a nonprofitcorporation under Section 501(c)(3) of the Internal Revenue Code. The …
Date
Rule
802.40
Agree. MV concurs.
Early Termination Notices

20070613: Airline Partners Australia Fund; Qantas Airways Limited

… 20070613: Airline Partners Australia Fund; Qantas Airways Limited HSR Early Termination Notice 20070613: Airline Partners Australia Fund; Qantas Airways Limited 20070613 Qantas Airways Limited Qantas Airways Limited Airline Partners Australia Fund … 20070613: Airline Partners Australia Fund; Qantas …
Date
Acquiring Party
Airline Partners Australia Fund
Acquired Party
Qantas Airways Limited
Acquired Entities
Qantas Airways Limited
HSR Informal Interpretations

0701015 Informal Interpretation

… Mr.B. Michael Verne PremergerNotification Office Bureauof Competition FederalTrade Commission 600 Pennsylvania Avenue, NW Washington, D.C. … you on November 20, 2006,relating to a transaction then under consideration by our client. Althoughseveral weeks …
Date
Rule
15 USC 18a(c)(1) 7A(c)(1)
Agree.
HSR Informal Interpretations

0701016 Informal Interpretation

… as you. The deal involves an investment bank that is buying companiesthrough a group of different funds that are raising money in different markets(US, … test. The UPE will have no assets (except cash or cashcommitments) at the time of filing, but it is almost certain …
Date
Rule
Form - General
1. Because the acquisition vehicle was shown as being within the person of the investment fund there is no need to amend if the acquisition vehicle ends up being its own UPE. 2. No need to amend 3. No...
HSR Informal Interpretations

0701013 Informal Interpretation

… threshold but not the larger where the size-of-person testbecomes irrelevant. Priorto closing the transaction our client … to closing the transaction, it's avirtual certainty to be completed and reflected in the balance sheet at thattime and … to represent to that in the filing in order to get itunderway. Wouldthis representation be a sufficient basis on …
Date
Rule
801.11
Yes.
Displaying 6161 - 6180 of 11382
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