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HSR Informal Interpretations

2409002 Informal Interpretation

… Subject: RE: Filing with a Newco Acquiring Person Yes, parties to an executed LOI can file with a to-be-formed … The filing must be certified by someone who will be an officer or director (or the equivalent of an officer or director) of Newco. For Item 4, the filer …
Date
Rule
803.6
Yes, parties to an executed LOI can file with a to-be-formed Acquiring Person/Newco and Acquiring Entity. The filing must be certified by someone who will be an officer or director (or the equivalent...
HSR Informal Interpretations

2409005 Informal Interpretation

… <HSRHelp@ftc.gov> Subject: RE: HSR Signature Yes, any officer or director of the UPE or of a controlled entity within it authorized to … Signature May any authorized executive or director of a company sign the HSR form? Does the person who signs the HSR …
Date
Rule
803.6
Yes, any officer or director of the UPE or of a controlled entity within it authorized to execute on the UPE’s behalf may sign the Certification. And no, it need not be the same person who signs the...
Rules

Telemarketing Sales Rule

Rule Updated Date
The Telemarketing Sales Rule, which requires telemarketers to make specific disclosures of material information; prohibits misrepresentations; sets limits on the times telemarketers may call consumers...
Text of Rule
HSR Informal Interpretations

2408004 Informal Interpretation

… controls Corps A, B, and C, it holds everything that each of them holds. As a result, Holdings Corp holds 100% of OpCo (49% + 39% + 12%) and therefore controls OpCo. Best … Subject: Control Dear PNO, Holdings Corp holds 100% of the voting securities of each of Corp A, Corp B, and Corp …
Date
Rule
801.1
Confirmed. Because Holdings Corp controls Corps A, B, and C, it holds everything that each of them holds. As a result, Holdings Corp holds 100% of OpCo (49% + 39% + 12%) and therefore controls OpCo.
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