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HSR Formal Interpretations

Formal Interpretation No. 17

… Act, ("the HSR Act," "the Act"), which requires persons planning certain mergers, consolidations, or other … exempts from Hart-Scott-Rodino premerger review certain classes of acquisitions that require premerger competitive review by a specialized regulatory agency. This Interpretation describes the PNO's …
Type of Formal Interpretation
Banking and non-banking businesses under (c)(7) and (c)(8) as amended by the Gramm-Leach-Bliley Act
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Issuance of Formal Interpretation 17 SUMMARY: The Premerger Notification Office (...
HSR Formal Interpretations

Formal Interpretation No. 10

… issues this formal interpretation. Section 7A(h) of the Clayton Act, 15 U.S.C. § 18a(h), exempts documents or … notice, when possible," before premerger submissions are placed on the public record in any proceeding to which the … person 10 days' notice, whenever possible, before placing on the public record in any administrative or …
Type of Formal Interpretation
Confidentiality of HSR Information
In accordance with the provisions of § 803.30 of the Commission's premerger notification rules, 16 C.F.R. § 803.30, the Commission, with the concurrence of the Assistant Attorney General in charge of...
HSR Formal Interpretations

Formal Intrepretation No. 5

… rules ("the rules"), promulgated pursuant to § 7A of the Clayton Act, 15 U.S.C. § 18a (the "Act"). These requests … period. In other words, the requesting party should explain the need to complete the transaction before the waiting … or the importance of preserving existing contractual relationships that might be placed in jeopardy because of …
Type of Formal Interpretation
Early Termination (standards applied in granting or denying request for early termination)
FORMAL INTERPRETATION UNDER 16 C.F.R. § 803.30 CONCERNING EARLY TERMINATION UNDER § 7A(b)(2) AND § 803.11 Commission staff have received several requests for interpretation of § 803.11 of the...
HSR Formal Interpretations

Formal Interpretation No. 6

… incorporate by reference documents supplied with the Form relating to a previous acquisition by the same person. The … both agencies. These documents may not, therefore, be available to the premerger notification offices of both agencies … requirements for five years. Thus substantial time may elapse between notifications involving the same parties, and …
Type of Formal Interpretation
Incorporation by Reference (responding to items in the Form by referring to information or materials accompanying another Form)
FEDERAL TRADE COMMISSION WASHINGTON. D. C. 20580 Bureau of Competition April 10, 1979 Formal Staff Interpretation Under 16 C.F.R. § 803.30 Concerning Incorporation by Reference in the Antitrust...
HSR Formal Interpretations

Formal Interpretation No. 11

… to be supplied with the Form, provided they are readily available to the filing person. The United States General … formal interpretation on the incorporation by reference in later filings of current SEC documents supplied with earlier … notification filing and if copies of them are readily available to the filing person. The SEC documents requested are: …
Type of Formal Interpretation
Incorporation by Reference (responding to items in the Form by referring to information or materials accompanying another Form)
BUREAU OF COMPETITION April 7, 1981 Formal Interpretation Pursuant to § 803.30 of the Premerger Notification Rules, 16 C.F.R. § 803.30, Concerning Incorporation by Reference in the Antitrust...
HSR Formal Interpretations

Formal Interpretation No. 15 and Explanatory Material

… Formal Interpretation No. 15 and Explanatory Material Formal Interpretation No. 15 and Explanatory Material Premerger Notification: Reporting and … of LLCs and an interest in an LLC was treated as a voting security for HSR purposes. On further analysis, the PNO …
Type of Formal Interpretation
Limited Liability Company (LLC) (reportability of transactions involving limited liability companies) (REPEALED - See Formal Interpretation 18)
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Adoption of Formal Interpretation SUMMARY: The Premerger Notification Office ("PNO"...
HSR Formal Interpretations

Formal Interpretation No. 15 and Explanatory Material (Amended July 1, 1999)

… Formal Interpretation No. 15 and Explanatory Material (Amended July 1, 1999) Formal Interpretation No. 15 and Explanatory Material (Amended July 1, 1999) Premerger … of LLCs and an interest in an LLC was treated as a voting security for HSR purposes. On further analysis, the PNO …
Type of Formal Interpretation
Limited Liability Company (LLC) (reportability of transactions involving limited liability companies) (REPEALED - See Formal Interpretation 18)
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Amendment of Formal Interpretation 15 SUMMARY: The Premerger Notification Office (...
HSR Formal Interpretations

Formal Interpretation No. 16

… Rules ("the rules"). The rules implement Section 7A of the Clayton Act, 15 U.S.C. § 18a, which was added by sections 201 … receive meaningful scrutiny under the antitrust laws, with the possibility of an effective remedy for violations, before consummation. The act states that " no …
Type of Formal Interpretation
Number of Original Affidavits and Certification
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of the Issuance of Formal Interpretation 16 Changing the Policy of the Premerger...
HSR Formal Interpretations

Formal Interpretation No. 1

… on in principle before the effectiveness of the new regulations but which will not be consummated until after … Your letter of August 15 gives me the opportunity to explain a couple of points which have been the subject of … letter and my response on the public record, in order to clarify the relationship between the Commission's existing …
Type of Formal Interpretation
Pre-existing Notification Program (applicability of Pre-September 5, 1978 Notification Rules)
[COVINGTON & BURLINGTON LETTERHEAD] 888 Sixteenth Street, N.W. Washington, D.C. 20006 August 15, 1978 Malcolm R. Pfunder, Esq. Associate Director, Premerger Notification and Screening Federal Trade...
HSR Formal Interpretations

Formal Interpretation No. 4

… Interpretation No. 4 BUREAU OF COMPETITION January 17, 1979 Laurence T. Sorkin, Esquire Cahill, Gordon & Reindel Eighty … a Notification and Report Form ("Form") under § 7A of the Clayton Act ("the Act"), 15 U.S.C. § 18a, stating an … to depress the price which other prospective sellers of the security may obtain, until well after that large block has …
Type of Formal Interpretation
Solely for Purposes of Investment Exemption
BUREAU OF COMPETITION January 17, 1979 Laurence T. Sorkin, Esquire Cahill, Gordon & Reindel Eighty Pine Street New York, New York 10005 Dear Mr. Sorkin: This formal interpretation is issued by the...
HSR Formal Interpretations

Formal Interpretation No. 12

… No. 12 BUREAU OF COMPETITION June 2, 1981 Lewis A. Kaplan, Esquire Paul, Weiss, Rifkind, Wharton & Garrison 345 … Subordinated Exchangeable Debentures Due 2006 Dear Mr. Kaplan: This letter responds to your letter of April 8, 1981, … the term "voting securities" be construed to include any security which at present entitles the owner or holder …
Type of Formal Interpretation
Subordinated Exchangeable Debentures (whether voting securities under §801.1(f)(1))
BUREAU OF COMPETITION June 2, 1981 Lewis A. Kaplan, Esquire Paul, Weiss, Rifkind, Wharton & Garrison 345 Park Avenue New York, New York 10154 Re: Sun Company, Inc. 10-3/4% Subordinated Exchangeable...
HSR Formal Interpretations

Formal Interpretation No. 18

… interpretation. By direction of the Commission. D onald S. Clark Secretary 1 Formal Interpretation 15 - 64 FR @ 5808 …
Type of Formal Interpretation
Repeal of Formal Interpretation 15
Formal Interpretation 15 - 64 FR @ 5808 (February 5, 1999) FEDERAL TRADE COMMISSION [Billing code 6750-01P] Premerger Notification; Reporting and Waiting Period Requirements AGENCY: Federal Trade...
HSR Formal Interpretations

Formal Interpretation No. 15 and Explanatory Material (Amended March 2001)

… Formal Interpretation No. 15 and Explanatory Material (Amended March 2001) Formal Interpretation No. 15 and Explanatory Material (Amended March 2001) Premerger … of LLCs and an interest in an LLC was treated as a voting security for HSR purposes. On further analysis, the PNO …
Type of Formal Interpretation
Limited Liability Company (LLC) (reportability of transactions involving limited liability companies) (REPEALED - See Formal Interpretation 18)
Premerger Notification: Reporting and Waiting Period Requirements AGENCY: Federal Trade Commission ACTION: Notice of Amendment of Formal Interpretation 15 SUMMARY: The Premerger Notification Office (...
Statutes

Magnuson-Stevens Fishery Conservation and Management Act, as amended by the Consolidated Appropriations Act of 2004

… program for crab fisheries of the Bering Sea and Aleutian Islands, in which individuals receive processing quotas. … …
Mission
Competition
Law
Consolidated Appropriations Act, 2004, Pub. L. No. 108-199, 118 Stat. 3, amending the Magnuson-Stevens Fishery Conservation and Management Act, codified in relevant part at 16 U.S.C. § 1862
Section 801 of the Consolidated Appropriations Act instructs the Secretary of Commerce to implement a cooperative program for crab fisheries of the Bering Sea and Aleutian Islands, in which...
https://www.ftc.govhttp://uscode.house.gov/view.xhtml
Statutes

Defense Production Act of 1950

… agreement to make ships, services, and facilities available to the Department of Defense in case of military …
Mission
Competition
Law
Pub. L. No. 81–774, 123 Stat. 2006, codified in relevant part at 50 U.S.C. § 4558
Section 708 of the Act requires the Commission and the Department of Justice to participate in developing, implementing, monitoring, and reporting on voluntary agreements among industry members...
https://www.ftc.govhttp://uscode.house.gov/view.xhtml
Statutes

Do-Not-Call Registry Legislation

… Do-Not-Call Registry Legislation Do-Not-Call Registry Legislation The Do-Not-Call Implementation Act authorizes the FTC … and enforcement of a Do-Not-Call Registry. Public Law No. 108-82 expressly authorizes the FTC under Section …
Mission
Consumer Protection
Law
15 U.S.C. §§ 6151-6155
The Do-Not-Call Implementation Act authorizes the FTC to collect fees for the implementation and enforcement of a Do-Not-Call Registry. Public Law No. 108-82 expressly authorizes the FTC under Section...
https://www.ftc.govhttp://uscode.house.gov/view.xhtml
Statutes

Dolphin Protection Consumer Information Act

… Protection Consumer Information Act The Act makes it unlawful under Section 5 of the Federal Trade Commission Act … exported from or offered for sale in the United States to claim that its product is "dolphin safe," if it contains tuna …
Mission
Consumer Protection
Law
16 U.S.C. § 1385
The Act makes it unlawful under Section 5 of the Federal Trade Commission Act for any producer, importer, exporter, distributor, or seller of any tuna product that is exported from or offered for sale...
https://www.ftc.govhttp://uscode.house.gov/view.xhtml
Displaying 45041 - 45060 of 45450
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