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HSR Informal Interpretations

9412009 Informal Interpretation

… 9412009 Informal Interpretation 9412009 Informal Interpretation Richard Smith …             I am writing to set forth my understanding of the advice which you gave me in the course of our telephone …
Date
Rule
7A(c) (1); 802.1(b)
12/4/94-Called writer who advised that A & B were selling a portion of their own assets and such assets were not held by divisions, subsidiaries or entities controlled by A or B. (He advised that A...
HSR Informal Interpretations

9412003 Informal Interpretation

… 9412003 Informal Interpretation 9412003 Informal Interpretation … Improvements act of 1976 Dear Ms. Epps: In connection with the transactions described below, we have discussed with you … [based on the value supplied by the Issuer)). On the other hand, if combined with the Voting Securities received …
Date
Rule
802.63; 801.15; 802.20(b)
(8/7) - Discussed w/Dick Smith, who raised the 802.20 issue. Called (redacted) and toldher that in Transaction 3, if the (redacted) makes a stock purchase that would result inholding of 50% or more of...
HSR Informal Interpretations

9412004 Informal Interpretation

… 9412004 Informal Interpretation 9412004 Informal Interpretation VIA HAND DELIVERY Richard B. Smith Premerger Notification Office … Dear Mr. Smith:             As we discussed recently over the phone, I would like some additional guidance and …
Date
Rule
801.40; 802.40
[note 1-Advised writer that the PMN Office was in agreement with the conclusions reached in this letter based on the specific facts presented]-[note 2-IDS-STATEWIDE NETWORK(OUTLINE] - [Note 3 -PMN...
HSR Informal Interpretations

9412006 Informal Interpretation

… 9412006 Informal Interpretation 9412006 Informal Interpretation … Friday (December 2, 1994), to provide your views regarding the applicability of the Hart-Scott-Rodino Antitrust … premises. Each residence generally has a nurse, however, to handle basic procedures such as blood tests. The staff at …
Date
Rule
801.40; 802.1
Reportability depends on whether this plan is viewed as the formation of a joint venturecorporation and subject to 801.40. If the investors in step 4 have been identified and arecontractually...
HSR Informal Interpretations

9412007 Informal Interpretation

… 9412007 Informal Interpretation 9412007 Informal Interpretation December 9, … 7, 1994. During that conversation, you and I discussed the ordinary course exemption set forth in 7A(c)(1) of the Clayton Act (the Act), as specified to a transfer of …
Date
Rule
802.1(b)
Acquisition of real property which is exempt is allowable even though transactionconstitutes sale of all (redacted) realty held. Need not aggregate with other (redacted) &since they are valued at less...
HSR Informal Interpretations

9412014 Informal Interpretation

… 9412014 Informal Interpretation 9412014 Informal Interpretation December 20, … to our phone conversation of yesterday, set forth below are the fact situation and legal conclusions which I have … with entity H. X and H are engaged in commerce, within the meaning of Section 7A(a) (1) of the Clayton Act. X has …
Date
Rule
7A; 801.1(f)(1)
None
HSR Informal Interpretations

9412016 Informal Interpretation

… 9412016 Informal Interpretation 9412016 Informal Interpretation Nancy Ovuka … D.C. 20580 Re: Premerger Notification Requirements under the Hart-Scott-Rodino Antitrust  Improvements Act of 1976, as amended (the Act) Dear Nancy: Pursuant to our telephone conversation …
Date
Rule
801.1(a)(2); 7A(c)(4)
Its not crystal clear but seems to be OK-[note 1-yes]-[note 2-yes]-[note 3-yes][-note 4-yes]-[note 5 -not as convincing]-[note 6- Do we want to take on the state courts?]
HSR Informal Interpretations

9411009 Informal Interpretation

… 9411009 Informal Interpretation 9411009 Informal Interpretation November 30, … making a distributionto its shareholders of all of the outstanding stock of a wholly-owned subsidiary (Sub). No considerationwould be paid by the shareholders of Parent for the shares of Sub to be …
Date
Called (redacted) 11-3-94-I concur with this letter exception noted.-[note 1-11-9-94] -note 2-Premerger Office]
HSR Informal Interpretations

9411007 Informal Interpretation

… 9411007 Informal Interpretation 9411007 Informal Interpretation VIA FEDERAL … Dear Mr. Sipple:             This letter is to confirm the voice message you left for the undersigned on Wednesday, …
Date
Rule
7A(c)(10)
11/22/94-The letter correctly reflects the advice given
HSR Informal Interpretations

9411003 Informal Interpretation

… 9411003 Informal Interpretation 9411003 Informal Interpretation November 18, … Smith: This will confirm our conversation today concerning the application of the Hart-Scott-Rodino Antitrust Improvements Act of 1976 …
Date
Rule
801.40
11/21/94-Writer confirms that A and b have agreed and intend that their respective contributors of the (redacted) assets to the partnership are part of its formation. The assets are reasonably...
HSR Informal Interpretations

9411002 Informal Interpretation

… 9411002 Informal Interpretation 9411002 Informal Interpretation Victor L. … D.C. 20580             Re:      Applicability of the Investment Exemption Dear Mr. Cohen:             The purpose of this letter is to confirm the details of our …
Date
Rule
802.9; 7A(c)(9)
None noted
HSR Informal Interpretations

9411004 Informal Interpretation

… 9411004 Informal Interpretation 9411004 Informal Interpretation November 21, … your phone call last week in which you told me that the staff has reconsidered it earlier guidance regarding whether an affiliation between not-for-profit health care …
Date
Rule
801.1(b) ; 801.1(f)
see letter of 11-09-94
HSR Informal Interpretations

9411006 Informal Interpretation

… 9411006 Informal Interpretation 9411006 Informal Interpretation November 21, … NW Room 303 Washington, D.C. 20580 Re: Interpretation of the Securities Underwriter Exemption (16 C.F.R. 802.60) Under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 …
Date
Rule
802.60
Letter accurately reflects the advice given regarding the application of the 802.60 exemption for underwriters.
HSR Informal Interpretations

9411008 Informal Interpretation

… 9411008 Informal Interpretation 9411008 Informal Interpretation November 22, … telephone conversation of November 15, 1994. We discussed the advice previously given to (redacted) of this firm, as … In his letter to you, (redacted) confirmed, among other things, your advice that an acquisition of a (redacted) …
Date
Rule
7A(c)(1)
None noted
Cases and Proceedings

BPI Environmental, Inc.

… BPI Environmental, Inc. BPI Environmental, Inc. Federal Trade Commission Decisions, Volume 118, Page 930 … BPI Environmental, Inc. …

Federal Trade Commission Decisions, Volume 118, Page 930

Type of Action
Federal
Last Updated
HSR Statements of Basis and Purpose

59 FR 50762

Federal Register Cite
… 59 FR 50762 59 FR 50762 Fee $45,000 beginning 8/29/94 941005-59fr50762.pdf … 59 FR 50762 …
Type
Notice
Date
Description
Fee $45,000 beginning 8/29/94
Topic
Filing Fee
Displaying 42501 - 42520 of 44785
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