The legal library gives you easy access to the FTC’s case information and other official legal, policy, and guidance documents.
Displaying 3381 - 3400 of 3992
FTC Staff Comment Before the Federal Communications Commission Concerning Petition to Reclassify AT&T as a Non-Dominant Carrier
… FTC Staff Comment Before the Federal Communications Commission Concerning Petition to Reclassify … to Reclassify AT&T as a Non-Dominant Carrier v940002-fcc-rates-competitive-common-carriers.pdf Advocacy Filing … …
Date
Matter Number
V940002
9307006 Informal Interpretation
… July 16, 1993 Confidential VIA TELECOPIER - (202) 326-2050 John M. Sipple, Jr., Esq. Chief, Premerger Notification Office Bureau of Competition Federal Trade Commission Washington, D.C. 20580 Dear Mr. Sipple, At your …
Date
Rule
801.10(b) and (c)(2) and (3)
7/21/93 - The writer was advised that the PMN Offices response to question (1)is affirmative. In response to question (2), the grant of a non-exclusive trademarklicense need not be included in the...
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9307007 Informal Interpretation
Date
Rule
801.1(c)
7/21/93 - called letter writer and advised that the Premerger Offices view is that the investment advisor does not hold the voting stock it acquires on behalf of its clients. (Also discussed possible...
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Original Image File
(115.82 KB)
9307004 Informal Interpretation
Date
Rule
802.9
I am not an attorney. This scenario is not exempt under Section 802.9. Trustees are comparable to officers or directors of a corporation. Therefore, the trustees of B becoming directors of A is...
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Original Image File
(103.41 KB)
9307005 Informal Interpretation
Date
Rule
801.1(c) 801.2
Despite the fact that the leased assets are carried on the books of the lessee(redacted) (p.21), beneficial owership (sic) of the assets remains with the lessor(redacted). The (redacted) can buy the...
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(162.79 KB)
9307008 Informal Interpretation
… Informal Interpretation July 20, 1993 VIA TELECOPIER: 202/326-2050 Premerger Notification Office Bureau of Competition Federal Trade Commission Sixth Street and Pennsylvania Avenue Washington, …
Date
Rule
7A(c)(1)
None
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Original Image File
(76.68 KB)
9306007 Informal Interpretation
Date
7/1/93. Conclusion is OK. But only because they do not hold enough stock to elect the one director. If they could elect one by themselves, the transaction would not be exempt. T.F.H."
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Original Image File
(151.15 KB)
9306003 Informal Interpretation
Date
Rule
802.20
(Redacted) called HDR on 6-18-93. Confirmed that figures in 2 are latest, andtotal holdings will be less than $15 mm. Exempt - 802.20 (b). HDR. RSconcurs.
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Original Image File
(68.92 KB)
9305012 Informal Interpretation
Date
Rule
802.50
June 93. Called (redacted) if (redacted) is in territorial waters of US, then it is a US asset. I (redacted) is reportable. RS agrees.
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Original Image File
(81.97 KB)
9305003 Informal Interpretation
Date
Rule
802.1
5-10-93 Called (redacted) agreed with letter RS also agrees.
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Original Image File
(102.55 KB)
9305005 Informal Interpretation
Date
Rule
801.20(c)
Acquiring person will purchase 5% then corporation A will redeem all of its outstanding stock-leaving B-in control. If B is instrumental in A redeeming all of its share, transaction is reportable. See...
File
Original Image File
(95.93 KB)
9304001 Informal Interpretation
… attorney) Premerger Notification Office H-303 Federal Trade Commission Washington, D.C. 20580 Re: Formation of … is a follow-up to our telephone conversation of March 26, 1992 wherein I requested the Federal Trade Commissions … securities exchange nor authorized to be quoted in any interdealer quotation system. [Redacted] purchased its Shares in …
Date
Rule
802.20, 801.10, 801.40, Fees
Called [redacted] 4-6-93. Two filing fees are required for this transaction. RS concurs.
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Original Image File
(205.83 KB)
9304005 Informal Interpretation
… Thomas F. Hancock Premerger Notification Office Bureau of Competition Federal Trade Commission 6th & Pennsylvania Avenue, NW Room 303 …
Date
Rule
802.63
None noted
File
Original Image File
(82.04 KB)
9303007 Informal Interpretation
… Interpretation March 23, 1993 FACSIMILE TRANSMISSION (202) 326-2050 Richard B. Smith, Esq. Premerger Notification Office Federal Trade Commission 6th and Pennsylvania Avenue, N.W. Washington, … the [redacted], is contemplating purchasing certain assets comprising an enclosed [redacted]. The proposed transaction …
Date
Rule
801.1(a)(2)
3/24/93 called [redacted] and advised that [redacted] qualifies as a state agency and is therefore not an entity within the definition set forth in 801.1(a)(2). Therefore, its purchase of the...
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Original Image File
(130.48 KB)
Displaying 3381 - 3400 of 3992