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HSR Informal Interpretations

8503002 Informal Interpretation

… venture will be exempt from filing the Notification and Report Form (i.e., (redacted) the (redacted). We would …
Date
Rule
802.20
I informed (redacted) that I agree on basis of either joint venture analysis or voting securities of issuer within a person analysis. Either results in § 802.20 exemption. 3/20/85 Wayne Kaplan
HSR Informal Interpretations

8502003 Informal Interpretation

… is not exempt under any circumstances, although it is not reportable unless the size-of-transaction test is met. the … Whether aggregation is required for purposes of determining reportable of a U.S. companys purchases of U.S. assets and … its size was not large enough, by itself, to require reporting. In addition, all of the voting securities of a …
Date
Rule
802.50; 801.15
Dana objects on basis 802.20 not w/in 801.15 & suggests parties file. I notified(redacted) secretary on 2/8/85 that the letter is inaccurate and that a filing is required by both parties. See attached...
HSR Informal Interpretations

8502006 Informal Interpretation

… rules and regulations governing premerger notification and reporting. Would you kindly confirm to us in writing that …
Date
Rule
801.10; 802.20
Note: It has not been determined that the cooperative share is a voting security. amerger normally means an acquisition of all of the v/s. However, this may or may not be one of the exceptions. It is...
HSR Informal Interpretations

8501004 Informal Interpretation

… in the ordinary course of business, and, thus, need not be reported. The parent of the purchasers has been (redacted) … view, we do not plan to file a pre-merger notification and report form relating to this transaction. We presently …
Date
Rule
7A(c)(1); 802.1; now See 802.2
The FTC staff has historically said that the acquisition of office buildings is generally exempt (no retail space or other income producing properties included) under § 802.1 of the rules. Is this...
HSR Informal Interpretations

8411008 Informal Interpretation

… on October 26 and November 5, 1984, regarding the reporting requirements under the Hart-Scott-Rodino Antitrust … acquisition of assets by the new corporation would not be reportable because it would not meet the size-of-the-parties … of Title 16 of the Code of Federal Regulations and would be reportable, unless exempt, because the formation would meet …
Date
Rule
801.40; 802.20; 801.11
See attached note re [indecipherable] of advice transmitted by telephone to(redacted) on 11/30. [Indecipherable] and by W.E.K. on 11/26/84. The fact thatB is making loans and guarantees to the newly...
HSR Informal Interpretations

8411001 Informal Interpretation

… partnership (B), that the revenues of (B) would not be reported in item 5. ITEM 6a - In accordance with the above …
Date
Rule
803.2
11/6/84 Called [indecipherable] - He is not available. told his secy that we do notrespond by mail but that I agree with the statements in this letter & confirm his understanding AMS 11/6/84
HSR Informal Interpretations

8411011 Informal Interpretation

… As to the portions of Item 5 of the Notification and Report form that require 1977 SIC data, you stated that where the reporting person was not in business in 1977, and where the reporting person does not contain an entity that was in …
Date
Rule
801.1(b); 803.2
No written comments. [Note: Advice incorrect; partnerships can be controlled. See 801.1(b)(2).]
HSR Informal Interpretations

8410007 Informal Interpretation

… reference to requirements set forth in the Notification and Report Form for certain mergers and acquisitions governed by … III.   tem 4(b) Pursuant to Paragraph 803.2(e), annual reports may be incorporated by reference. (redacted) annual audit report is part of the annual report. Does this allow the …
Date
Rule
803.2
10/29/ (redacted) letter response 10/30/84. 1. Not significantly except to extent system fails [indecipherable] we have to spend time looking for necessary documents. 2. Yes - See p33524 - if entities...
HSR Informal Interpretations

8410004 Informal Interpretation

… in assets collectively. Thus, this transaction is not reportable, whether or not it is viewed as one transaction … 11.The Additional Real Estate transaction will not be reportable since, among other reasons, the partnership will … purchasing entities and that neither transaction is reportable. If you have any questions or disagree with this …
Date
Rule
7A(a)(2)
No written comments
HSR Informal Interpretations

8410005 Informal Interpretation

… You advised me that the test for determining whether to report such an acquisition is whether a stream of revenue … not an acquisition of petroleum leasehold interests is not reportable under the Hart-Scott-Rodino Act. Accordingly, the proposed acquisition is not reportable. You cautioned me that the test may be reviewed …
Date
Rule
7A(c)(1)
No written comments
HSR Informal Interpretations

8409012 Informal Interpretation

… acquisition of Newco’s voting securities by A, B and C is reportable. First, the size of person test will be … their Newco shares. Newco, however, is* exempt from the reporting requirements of the Act pursuant to the Rule …
Date
Rule
801.40, 802.41
No written comments
HSR Informal Interpretations

8409005 Informal Interpretation

… subsidiary of our client (redacted) its Notification and Report From concerning the proposed transaction on August … date of receipt of (redacted) completed Notification and Report Form (provided, of course, that the waiting period as …
Date
Rule
801.30(a)(7)
Comments indecipherable
Displaying 2521 - 2540 of 2690
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