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HSR Informal Interpretations

8605005 Informal Interpretation

… the transactions described herein are not subject to the reporting and waiting requirements of 7A of the Clayton Act … Act of 1976 (the Act) or, alternatively, a waiver of the reporting and waiting requirements for the transactions … the Sponsored Institutions will ultimately be reporting to the SYSTEM Trustees. Coverage Under the Act The …
Date
Rule
7A(d)(2)(B), 803.11, 802.30
On 5/29/ I informed (redacted) that the Transaction was not required to be filedsince (1) If it involves voting securities it is exempt under 802.30 as an intra-person transaction. If it is not voting...
HSR Informal Interpretations

8604011 Informal Interpretation

… pursuant to the tender offer, (1) this transaction is reportable under the Act, and (2) the rule contained in 16 …
Date
Rule
802.20
I concur with this letter except that we cannot sign and return a copy of your letter P.S. called (redacted) 1:30 P.M. May 1, 1986. The PMN Staff concurs with your letter, except for exception as...
HSR Informal Interpretations

8604004 Informal Interpretation

… This will confirm our recent discussions concerning the non-reportability of the following described transaction. A is a … consolidation.’ You confirmed that the transaction is not reportable because it is exempt by §802.20 (b). As the rules … excess of $25 million, the minimum value exemption excuses reporting under the Act. If, contrary to present treatment …
Date
Rule
802.20
I did not advise the writer that the acquisition of A by B was non reportable if there was an assumption of A’s liabilities by B. The transaction would be non reportable only if the sale consideration...
HSR Informal Interpretations

8604002 Informal Interpretation

… size of Newco concludes that it is insufficient to require reporting under the Act and the rules promulgated thereunder … to meet the size of the person test so as to invoke the reporting requirements in respect of the asset acquisition … a transaction which is insufficient in size to invoke the reporting requirements under the Rules. As discussed above, …
Date
Rule
801.11; 801.40
No Comments
HSR Informal Interpretations

8604003 Informal Interpretation

… I requested advice concerning the current Hart-Scott-Rodino reporting requirements for revenues attributable to … consumed internally the revenues would not otherwise be reported. *I concur - added this statement: Thus you must report these revenues. Please call me at your earliest …
Date
Rule
803.2(d); Item 5
called 4-16-86 upon later review this letter is inaccurate. All intraperson transfers must be shown as item 5 revenues
HSR Informal Interpretations

8604010 Informal Interpretation

… you that (redacted) filed a Premerger Notification and Report Form in connection with the acquisition of certain … Reference Number for that transaction was (redacted), the Report was filed and the waiting period began on November … made on the *expires 9-30 version of the Notification and Report Form with the 9/84" revision date in the lower …
Date
Rule
803.1
It is OK to use this form up until 5-23-86. After this date the PMN Office will only accept 1982 as the base year.
HSR Informal Interpretations

8603011 Informal Interpretation

… D.C. 20580 Re: File No. (redacted) Dear Wayne: I want to report to you the results of my investigation into your … of the revision to the above referenced filing. As I reported to you over the phone today, (redacted) records … directly to the Premerger Office. Airborne investigated and reported back that their delivery person attempted to …
Date
Rule
803.1
I called (redacted) & explained that we cannot accept delivery except in our office Rm 303. W.K. 3/31/86
HSR Informal Interpretations

8603005 Informal Interpretation

… in the ordinary course of business and are exempt from the reporting requirements of the Hart, Scott, Rodino Act. In …
Date
Rule
801.1(b)
Andrew Scanlon Response: 3/21/ T/C Scanlon I advised (redacted) that the staff agreed that the transactions as outlined above were exempt as indicated. I suggested that should she be involved in a...
HSR Informal Interpretations

8603008 Informal Interpretation

… limited partnership, now held by (redacted) is not a reportable transaction under the Hart-Scott-Rodino Antitrust … Act of 1976. We are informed that the transaction will be reported by (redacted) by reason of its ultimate acquisition … an asset nor a voting security and is therefore without the reporting requirement of the Act. As we discussed, there …
Date
Rule
801.1(b), 801.40
On 3/21/86 I called the author of this letter and spoke with his associate and informed him that the letter was incorrect regarding the transaction referred in the 2d last paragraph on pg 2. That...
HSR Informal Interpretations

8603006 Informal Interpretation

… that the formation of a new partnership is not a reportable transaction under Regulation 801.40, or any other … nor the acquiree is required to file a Notification and Report Form under the Act. We also understand that the … described above do not intend to file a Notification and Report Form with the FTC or the Justice Department in …
Date
Rule
801.1(b), 801.1(f)(1); 801.40
OK. WEK 3/19/86
HSR Informal Interpretations

8602008 Informal Interpretation

… proposes to enter into a merger transaction subject to the reporting requirements of the Hart-Scott-Rodino Antitrust … 50% notification threshold, A must file a Notification and Report Form in connection with its acquisition of E’s voting …             3) Neither A nor E need file a Notification and Report Form in connection with E’s acquisition of C’s voting …
Date
Rule
801.10
See below
HSR Informal Interpretations

8603003 Informal Interpretation

… which, if any, of the transactions outlined above must be reported under the Rules. Please feel free to call me at …
Date
Rule
7A(c)(2)
I advised (redacted) that based on this letter a filing is required with XYZ (ESOP) as the acquiring party and XYZ as the acquired with the data the same for both parties, and that there may be a...
HSR Informal Interpretations

8603004 Informal Interpretation

… Newco and Sub do not meet the size-of-transaction test for reporting under the Hart-Scott-Rodino. Although the Act itself would require reporting of any transaction in which more than 15% of the … 16 C.F.R. 801.90 (1985), even though it is not otherwise reportable. I have represented to you that the structure of …
Date
Rule
801.1(a)(1); 802.20; 801.90
OK.
HSR Informal Interpretations

8603010 Informal Interpretation

… to be analogous to entering into a contract, which is not a reportable event; and (iii) in any event, the contract is an … of business transaction to obtain coal supplies, not a reportable acquisition. In connection with a separate …
Date
Rule
7A(c)(1); 801.11(e)
According to our conversations the purchase made pursuant to the K would qualify for (c)(1) because they are used as supplies and do not constitute they actual size of the acquisition. O.K. as amended
HSR Informal Interpretations

8602007 Informal Interpretation

… obtain the Premerger Notification Office staffs view on the reportability of an of these transactions. Most of the … this transaction unquestionably would not be required to reported. Because the limited partnership interests in … Limited Partnership as an acquired person required to report. Junior and its partners are acquiring neither voting …
Date
Rule
802.20
See below
Displaying 2441 - 2460 of 2690
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