8902002 Informal Interpretation
… transaction is exempted by 15 U.S.C. 18(a)(c)(10) from the reporting requirements of the Hart- Scott-Rodino Antitrust … The proposed transaction should not be subjected to any reporting obligation under 16 C.F.R. 801.20. The rule states … under either the act or the rules, 801.20 does not create a reporting obligation. I look forward to discussing this …
Date
Rule
7A(c)(10); 801.20
In one transaction from indirect to direct & lower % of stock being held -ok. 1) cant buy any more unless file 2) only applies since hold shares in issuer based upon holding shares in parent and not...
File
Original Image File
(140.78 KB)