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Early Termination Notices

20200243: Mode Investor, LP; Comvest Investment Partners IV, L.P.

… 20200243: Mode Investor, LP; Comvest Investment Partners IV, L.P. HSR Early Termination Notice 20200243: Mode Investor, LP; Comvest Investment Partners IV, L.P. 20200243 Sunteck/TTS Holdings, LLC Comvest Investment Partners IV, L.P. Mode Investor, LP … 20200243: …
Date
Acquiring Party
Mode Investor, LP
Acquired Party
Comvest Investment Partners IV, L.P.
Acquired Entities
Sunteck/TTS Holdings, LLC
HSR Informal Interpretations

1911002 Informal Interpretation

… be “considered evidence of an intent inconsistent with investment purpose.” The facts and circumstances of the … agree on all decisions regarding the Foundation’s investment decisions. The trustees do not have beneficiary … B preclude the Foundation from being eligible for the 802.9 investment only exemption?   … 1911002 Informal …
Date
Rule
802.9
Having a trustee of the acquiring person also serve as an officer or director of the acquired entity at the time of the acquisition could be “considered evidence of an intent inconsistent with...
Early Termination Notices

20200155: Tech Data Corporation; DLT Investment LLC

… 20200155: Tech Data Corporation; DLT Investment LLC HSR Early Termination Notice 20200155: Tech Data Corporation; DLT Investment LLC 20200155 DLT Investment LLC DLT Investment LLC Tech Data Corporation … …
Date
Acquiring Party
Tech Data Corporation
Acquired Party
DLT Investment LLC
Acquired Entities
DLT Investment LLC
Early Termination Notices

20200081: Kelso Investment Associates IX, L.P.; Gowrie Holdings, Inc.

… 20200081: Kelso Investment Associates IX, L.P.; Gowrie Holdings, Inc. HSR Early Termination Notice 20200081: Kelso Investment Associates IX, L.P.; Gowrie Holdings, Inc. … Maritime Program Group, Inc. Gowrie Holdings, Inc. Kelso Investment Associates IX, L.P. … 20200081: Kelso Investment …
Date
Acquiring Party
Kelso Investment Associates IX, L.P.
Acquired Party
Gowrie Holdings, Inc.
Acquired Entities
Gowrie Group, Inc.
Maritime Program Group, Inc.
HSR Informal Interpretations

1910005 Informal Interpretation

… person will need to determine whether the contingent investment is reasonably certain to occur. From: [Redacted] … is $65 million. There is also a $35 contingent additional investment obligation contingent on the LLC achieving … criteria in the future. If the contingent additional investment obligation becomes due in the future, X1 and X2 …
Date
Rule
801.10
The acquiring person will need to determine whether the contingent investment is reasonably certain to occur.
Early Termination Notices

20192027: PAR Investment Partners, L.P.; Groupon, Inc.

… 20192027: PAR Investment Partners, L.P.; Groupon, Inc. HSR Early Termination Notice 20192027: PAR Investment Partners, L.P.; Groupon, Inc. 20192027 Groupon, Inc. Groupon, Inc. PAR Investment Partners, L.P. … 20192027: PAR Investment …
Date
Acquiring Party
PAR Investment Partners, L.P.
Acquired Party
Groupon, Inc.
Acquired Entities
Groupon, Inc.
Early Termination Notices

20192066: Gamut Investment Fund I, L.P.; American Axle & Manufacturing Holdings, Inc.

… 20192066: Gamut Investment Fund I, L.P.; American Axle & Manufacturing … Holdings, Inc. HSR Early Termination Notice 20192066: Gamut Investment Fund I, L.P.; American Axle & Manufacturing … LLC American Axle & Manufacturing Holdings, Inc. Gamut Investment Fund I, L.P. … 20192066: Gamut Investment Fund I, …
Date
Acquiring Party
Gamut Investment Fund I, L.P.
Acquired Party
American Axle & Manufacturing Holdings, Inc.
Acquired Entities
ASP Grede Acquisitionco LLC
Early Termination Notices

20192071: Spot Light Investments, LLC; HF Foods Group Inc.

… 20192071: Spot Light Investments, LLC; HF Foods Group Inc. HSR Early Termination Notice 20192071: Spot Light Investments, LLC; HF Foods Group Inc. 20192071 HF Foods Group Inc. HF Foods Group Inc. Spot Light Investments, LLC … 20192071: Spot Light Investments, LLC; HF …
Date
Acquiring Party
Spot Light Investments, LLC
Acquired Party
HF Foods Group Inc.
Acquired Entities
HF Foods Group Inc.
HSR Informal Interpretations

1909002 Informal Interpretation

… Assume that Natural Person A also controls a family office/investment entity called Company C. Would I be correct to …
Date
Rule
803.2
Please see 803.6 (4) regarding certification where the UPE is a natural person. A can authorize B to make the filing. A’s name and address will be listed in Item 1(a), B’s name and address will be...
Early Termination Notices

20191946: Investment AB Latour; Warren A. & Harriet C. Stephens

… 20191946: Investment AB Latour; Warren A. & Harriet C. Stephens HSR Early Termination Notice 20191946: Investment AB Latour; Warren A. & Harriet C. Stephens … LeatherCraft Mfg. LLC Warren A. & Harriet C. Stephens Investment AB Latour … 20191946: Investment AB Latour; …
Date
Acquiring Party
Investment AB Latour
Acquired Party
Warren A. & Harriet C. Stephens
Acquired Entities
Custom LeatherCraft Mfg. LLC
HSR Informal Interpretations

1909004 Informal Interpretation

… Subject: Item 5 Reporting of Capital Gains HSRHelp, Do investment funds/vehicles report capital gains as part of investment income (under 523910 Investment Income) as Item 5 revenue? I had a call with Mike …
Date
Rule
Item 5
Capital gains are not reported.
HSR Informal Interpretations

1908002 Informal Interpretation

… [Redacted] Subject: 802.9 - Competitors Dear All: Would the investment only exemption (16 C.F.R. § 802.9) be available … that all other elements to permit the availability of the investment only exemption are met in this scenario. Thank …
Date
Rule
802.9
Exemption under Rule 802.9 is not necessarily precluded by the facts you present. However, because intent is factual inquiry, the acquiring person will need to make the final call and be prepared to...
Early Termination Notices

20191861: Cornell Capital Partners LP; Southfield Vanguard Investment LP

… 20191861: Cornell Capital Partners LP; Southfield Vanguard Investment LP HSR Early Termination Notice 20191861: Cornell Capital Partners LP; Southfield Vanguard Investment LP 20191861 Spectrum Automotive Holdings Corp Southfield Vanguard Investment LP Cornell Capital Partners LP … 20191861: …
Date
Acquiring Party
Cornell Capital Partners LP
Acquired Party
Southfield Vanguard Investment LP
Acquired Entities
Spectrum Automotive Holdings Corp
HSR Informal Interpretations

1908004 Informal Interpretation

… 802.9, this does not have to reported if it is made for investment purposes and less than 10%. My question is if the …
Date
Rule
802.9
Under these facts, 802.9 doesn’t apply. If the client begins to accumulate shares, it will have to file before it crosses a statutory size of transaction threshold, assuming the other statutory tests...
Early Termination Notices

20191812: Sterling Investment Partners III, L.P.; Great Range Capital Fund I, L.P.

… 20191812: Sterling Investment Partners III, L.P.; Great Range Capital Fund I, L.P. HSR Early Termination Notice 20191812: Sterling Investment Partners III, L.P.; Great Range Capital Fund I, … HeartLand, LLC Great Range Capital Fund I, L.P. Sterling Investment Partners III, L.P. … 20191812: Sterling …
Date
Acquiring Party
Sterling Investment Partners III, L.P.
Acquired Party
Great Range Capital Fund I, L.P.
Acquired Entities
HeartLand, LLC
Early Termination Notices

20191763: ICH Investment Holdings, L.P.; InnovaCare, Inc.

… 20191763: ICH Investment Holdings, L.P.; InnovaCare, Inc. HSR Early Termination Notice 20191763: ICH Investment Holdings, L.P.; InnovaCare, Inc. 20191763 InnovaCare, Inc. InnovaCare, Inc. ICH Investment Holdings, L.P. … 20191763: ICH Investment …
Date
Acquiring Party
ICH Investment Holdings, L.P.
Acquired Party
InnovaCare, Inc.
Acquired Entities
InnovaCare, Inc.
Displaying 161 - 180 of 1858
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