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Advocacy Filings

FTC Staff Comment Before the Federal Energy Regulatory Commission Concerning Electricity Market Design and Structure (RTO Cost Benefit Analysis Report)

… Market Design and Structure (RTO Cost Benefit Analysis Report) Submitted by wfg-adm109 on April 1, 2002 | 12:00AM … Market Design and Structure (RTO Cost Benefit Analysis Report) v020014.pdf Advocacy Filing … FTC Staff Comment … Market Design and Structure (RTO Cost Benefit Analysis Report) …
Date
Matter Number
V020014
HSR Informal Interpretations

0203016 Informal Interpretation

… be best written out. My question focuses on Item 5 of the report form requiring dollar revenue information by 6-digit …
Date
Rule
Form, NAICS
Acquired person is primarily engaged in wholesaling a general line (wide range) of groceries rather than a specialized line of groceries which are classified according to the product sold.
HSR Informal Interpretations

0203013 Informal Interpretation

… in Newco. (Transaction 5) Clearly, Transaction 1 is reportable. My question is whether the transfers of Company … to NewCo (only 1 of which exceeds $50 M) would also be reportable; each Investor will receive membership interests … A stock. I assume that Transactions 2, 4 and 5 are not reportable. Thank you for your assistance. … 0203013 …
Date
Rule
FI 15
The only reportable transaction is Investor As acquisition of Company A voting stock. The formation of Newco LLC is non-reportable. (Only one business is being contributed to the formation).
Federal Register Notice

Premerger Notification; Reporting and Waiting Period Requirements - 16 CFR Parts 801 and 802 - Clayton Act Section 7A

… Premerger Notification; Reporting and Waiting Period Requirements - 16 CFR Parts 801 … Section 7A Federal Register Notice Premerger Notification; Reporting and Waiting Period Requirements - 16 CFR Parts 801 … 020318apremergernotification.pdf … Premerger Notification; Reporting and Waiting Period Requirements - 16 CFR Parts 801 …
Date
HSR Informal Interpretations

0203011 Informal Interpretation

… view that the formation of the LLC described below is not reportable under the Act. A, B and C will form an LLC. … 15 provides: "The PNO will henceforth treat as reportable the formation of an LLC if ( l ) two or more … formation of the LLC described in this letter would not be reportable under the Act. I will, of course, be happy to …
Date
Rule
FI 15
Advised that the retained profits which had not yet been distributed were not part of the determination of the right to 50% of the assets upon dissolution. At the time of the formation, each of A and...
HSR Informal Interpretations

0202009 Informal Interpretation

… the first 2 approaches, I will not be able to determine the reportability of the transaction any sooner than 45 days prior to consummation. If it is not reportable based on the relevant closing quotation(s) 45 … within 45 days has remained sufficiently low). If it is reportable based on the relevant closing quotation(s) 45 …
Date
Rule
801.10
Advised that reportability could not be determined until 45 days prior to the scheduled closing. At that point, the value of the transaction would be the greater of the market price of Bs voting...
HSR Informal Interpretations

0101008 Informal Interpretation

… 7, 2002 regarding the availability of the exemption from reportability for certain acquisitions by foreign persons of … would qualify for the Section 802.51(b) exemption from HSR reportability assuming all of the other requirements for … people in the Colorado office are financial staffers who report to tile CFO, one is the office manager, and one is a …
Date
Rule
801.1(E)802.51
Agree See e-mail from author dated 1/7/02. B. Michael Verne 2/13/02 (Delayed receipt by mail)
HSR Informal Interpretations

0202005 Informal Interpretation

… as amended (the HSR Act), Item 4(c) of the Notification and Report Form (the Form) requires that the Form include copies of any study, survey, analysis or report which was prepared by or for any officer or director …
Date
Rule
Item 4(c)
Agree with writer of letter that because the draft was never received by an officer or director it is not 4(c).
HSR Informal Interpretations

0101006 Informal Interpretation

… the following facts, "A" would be considered to be making a reportable acquisition of voting securities of "B" A is an … voting securities, and therefore there would not be an HSR reporting obligation? Also, would A, under either of these … additional acquisition of B voting stock will result in a reportable event. The question is whether at the time of the …
Date
Rule
801.1 801.2
Karen Berg; Marian Bruno; Nancy Ovuka (all concur) B. Michael Verne 1/11/02
HSR Informal Interpretations

0101001 Informal Interpretation

… telephone conversations, the transaction at issue is not reportable. In our conversations, we described a proposed … advised that the formation of the LLC is treated as a non-reportable formation of a partnership and, therefore, is exempt from the HSR reporting requirements. You explained that the LLC described …
Date
Agree with this analysis. The current position of the PNO is that formal interpretation is only applicable to U.S. LLCS. Foreign LLCS are treated as either partnerships or corporations. The treatment...
Federal Register Notice

Charges for Certain Disclosures - Fair Credit Reporting Act

… Charges for Certain Disclosures - Fair Credit Reporting Act Federal Register Notice Charges for Certain Disclosures - Fair Credit Reporting Act 011207chargesforcertaindisclosures.pdf … Charges for Certain Disclosures - Fair Credit Reporting Act …
Date
HSR Informal Interpretations

0112001 Informal Interpretation

… license to intellectual property is a potentially reportable asset acquisition. Seems to me that answer is …
Date
Rule
801.2
Upon further discussion with the writer, the issue became whether the transfer of certain royalty rights from licenses which these . . . were not being transferred for cash consideration constituted...
Displaying 1481 - 1500 of 2689
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