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HSR Informal Interpretations

0711003 Informal Interpretation

… 0711003 Informal Interpretation From: (redacted) Sent: Sunday, November 04, 2007 11:17 PM To: Verne, B. Michael Cc: … Act of 1976, as amended (the "HSR Act"). Weare counsel to Company A which will shortly enter into a Stock … to purchase all of the outstanding capital shares of Company B fromthe shareholders of Company B for an …
Date
Rule
801.10
Agree.
Early Termination Notices

20080084: Svoboda, Collins Fund II, L.P.; John C. Tlapek

… 20080084: Svoboda, Collins Fund II, L.P.; John C. Tlapek HSR Early Termination Notice 20080084: Svoboda, Collins Fund II, L.P.; John C. Tlapek 20080084 Cape Electrical Supply, Inc. John C. Tlapek Svoboda, Collins Fund II, L.P. … 20080084: Svoboda, Collins Fund II, L.P.; …
Date
Acquiring Party
Svoboda, Collins Fund II, L.P.
Acquired Party
John C. Tlapek
Acquired Entities
Cape Electrical Supply, Inc.
Early Termination Notices

20080019: Petroliam Nasional Berhad; KKR European Fund II, Limited Partnership

… 20080019: Petroliam Nasional Berhad; KKR European Fund II, Limited Partnership HSR Early Termination Notice 20080019: Petroliam Nasional Berhad; KKR European Fund II, Limited Partnership 20080019 Sole Italia S.p.A. KKR European Fund II, Limited Partnership Petroliam Nasional Berhad … …
Date
Acquiring Party
Petroliam Nasional Berhad
Acquired Party
KKR European Fund II, Limited Partnership
Acquired Entities
Sole Italia S.p.A.
Advocacy Filings

FTC Staff Comment Before the Federal Reserve Concerning Proposed Illustrations of Consumer Information for Subprime Mortgage Lending

… FTC Staff Comment Before the Federal Reserve Concerning Proposed … by wfg-adm109 on November 1, 2007 | 12:00AM FTC Staff Comment Before the Federal Reserve Concerning Proposed … Mortgage Lending v080000.pdf Advocacy Filing … FTC Staff Comment Before the Federal Reserve Concerning Proposed …
Date
Matter Number
V080000
Related Release
FTC Staff Files Mortgage Disclosure Comments With Banking Agencies
HSR Informal Interpretations

0711004 Informal Interpretation

… would beconsidered the ultimate parent entity of our client Company X under the factsand circumstances as described … for two managing directors one to manage the interests ofCompany X and the other to manage the interests of Company … to abide by therules of the GbR. 7.Should a pool member die, his or herheirs become parties to the Pooling …
Date
Rule
801.1(b)
Agree.
Early Termination Notices

20080025: ValueAct Capital Master Fund III, L.P.; Sara Lee Corporation

… 20080025: ValueAct Capital Master Fund III, L.P.; Sara Lee Corporation HSR Early Termination Notice 20080025: ValueAct Capital Master Fund III, L.P.; Sara Lee Corporation 20080025 Sara Lee … Corporation Sara Lee Corporation ValueAct Capital Master Fund III, L.P. … 20080025: ValueAct Capital Master Fund III, …
Date
Acquiring Party
ValueAct Capital Master Fund III, L.P.
Acquired Party
Sara Lee Corporation
Acquired Entities
Sara Lee Corporation
Early Termination Notices

20080021: ValueAct Capital Master Fund, L.P.; Sara Lee Corporation

… 20080021: ValueAct Capital Master Fund, L.P.; Sara Lee Corporation HSR Early Termination Notice 20080021: ValueAct Capital Master Fund, L.P.; Sara Lee Corporation 20080021 Sara Lee … Corporation Sara Lee Corporation ValueAct Capital Master Fund, L.P. … 20080021: ValueAct Capital Master Fund, L.P.; …
Date
Acquiring Party
ValueAct Capital Master Fund, L.P.
Acquired Party
Sara Lee Corporation
Acquired Entities
Sara Lee Corporation
HSR Informal Interpretations

0710017 Informal Interpretation

… Michael Verne Premerger Notification Office Federal Trade Commission 6th Street & Pennsylvania Avenue, NW Room 310 … which you confirmed our conclusion that our client's(the "Company") acquisition of certain assets primarily consisting … gas reserves (the "Acquisition")does not require a filing under the Hart-Scott-Rodino Antitrust Improvement Actof …
Date
Rule
802.3, 802.2(c)
Agree.
HSR Informal Interpretations

0710018 Informal Interpretation

… B. Michael Verne Premerger Notification Office Bureau of Competition Federal Trade Commission 7th & Pennsylvania Avenue, NW Washington, DC 20580 Dear Mike: I am writing to confirm myunderstanding of telephone conversation we had on October …
Date
Rule
801.1(a)(2)
Agree.
Early Termination Notices

20080096: The Resolute Fund II, L.P.; David B. Garcia

… 20080096: The Resolute Fund II, L.P.; David B. Garcia HSR Early Termination Notice 20080096: The Resolute Fund II, L.P.; David B. Garcia 20080096 CEDRA Corporation … Cedra Holding, Inc. David B. Garcia The Resolute Fund II, L.P. … 20080096: The Resolute Fund II, L.P.; David …
Date
Acquiring Party
The Resolute Fund II, L.P.
Acquired Party
David B. Garcia
Acquired Entities
CEDRA Corporation
Cedra Holding, Inc.
Early Termination Notices

20080009: Montagu III L.P.; 2003 Riverside Capital Appreciation Fund, L.P.

… Montagu III L.P.; 2003 Riverside Capital Appreciation Fund, L.P. HSR Early Termination Notice 20080009: Montagu III L.P.; 2003 Riverside Capital Appreciation Fund, L.P. 20080009 Orthopedic Holding Company 2003 Riverside Capital Appreciation Fund, L.P. …
Date
Acquiring Party
Montagu III L.P.
Acquired Party
2003 Riverside Capital Appreciation Fund, L.P.
Acquired Entities
Orthopedic Holding Company
HSR Informal Interpretations

0710015 Informal Interpretation

… question Hi, Mike - Is a transaction which requires FCCapproval exempt from HSR reporting pursuant to 7A(c) …
Date
Rule
15 USC 18(a)(c)(6) 7A(c)(6)
No. The only applicability of 7A(c)(6) to transactions requiring FCC approval was to mergers, consolidations and control acquisitions by telephone and telegraph companies (47 USC 221(a)). The old...
HSR Informal Interpretations

0710016 Informal Interpretation

… interestin Newco. Others will contribute cash to Newco. We understand that theformation of Newco will not be reportable …
Date
Rule
802.41, 801.50(a)
Whenever any person(s) contributing to the formation of an entity are subject to the requirements of the Act by reason of 801.40 or 801.50 of this chapter, the new entity need not file the...
Early Termination Notices

20080026: John L. Ocampo; RF Micro Devices, Inc.

… 20080026: John L. Ocampo; RF Micro Devices, Inc. HSR Early Termination Notice 20080026: John L. Ocampo; RF Micro Devices, Inc. 20080026 RF Micro Devices, Inc. RF Micro Devices, Inc. John L. …
Date
Acquiring Party
John L. Ocampo
Acquired Party
RF Micro Devices, Inc.
Acquired Entities
RF Micro Devices, Inc.
HSR Informal Interpretations

0710012 Informal Interpretation

… my e-mail below and wanted to clarify one point. The Company's current plan, which is described in the second … Rules 801.1, 802.30 and 802.35. Our client (the "Company") currently maintains an Employee Stock Purchase … trusts. Specifically, the ESPP is a trust qualified under Section 401 of the Internal Revenue Code and the …
Date
Rule
801.1, 802.30, 802.35
UPDATE July 7, 2016: The intraperson exemption in 802.30 does not apply to trusts. Agree.
HSR Informal Interpretations

0710011 Informal Interpretation

… indicated. The proposed transaction is a merger in which Company Awill acquire 100% of the voting securities of Company C. Specifically, Company A's wholly-ownedsubsidiary, … indebtedness of approximately $55million owed by Company C under an existing credit agreement. Anothersignificant …
Date
Rule
801.10
Correct.
HSR Informal Interpretations

0710013 Informal Interpretation

… VIA ELECTRONIC MAIL ( MVERNE@FTC.GOV ) B. Michael Verne Compliance Specialist Federal Trade Commission RE: Hart-Scott-Rodino Analysis Dear Mr. Verne: … 18, in which we discussed the potential reportability under the Hart-Scott-Rodino Antitrust Improvements Act of …
Date
Rule
802.2, 802.5, 801.50
UPDATE: July 14, 2015 -- The below interpretation, as it relates to 802.5, is no longer the position of the PNO. The PNO’s clarified position, found at " HSR Rule 802.5: the Investment Rental Property...
Displaying 5661 - 5680 of 11267
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