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HSR Informal Interpretations

1209001 Informal Interpretation

… To: (Redacted) Cc: Ferkingstad, James H. Subject: RE: HSR Reporting Determination Basedon the facts presented, I … AM To: Ferkingstad, James H. Cc: (Redacted) Subject: HSR Reporting Determination Mr.Ferkingstad, Goodmorning. Thank … among the target UPEs, notransaction value exceeds the reporting threshold. It isour understanding that for HSR …
Date
Rule
801.1(a)(3)
Agree - not reportable.
Advocacy Filings

FTC Staff Comment Before the Federal Energy Regulatory Commission Concerning Third-Party Provision of Ancillary Services; Accounting and Financial Reporting for New Electric Storage Technologies

… Provision of Ancillary Services; Accounting and Financial Reporting for New Electric Storage Technologies Submitted by … Provision of Ancillary Services; Accounting and Financial Reporting for New Electric Storage Technologies … Provision of Ancillary Services; Accounting and Financial Reporting for New Electric Storage Technologies …
Date
Matter Number
V120009
Docket Number
RM11-24-000 and AD10-13-000
Related Release
FTC Staff Makes Recommendations to FERC on Measures to Reduce Cost of Providing Electricity, Improve Power System Reliability
HSR Informal Interpretations

1208003 Informal Interpretation

… securities, and therefore the abovetransaction would be non-reportable. My understanding is that the treatiseaccurately … certain I wanted to ask youto confirm my conclusion of non-reportability under the facts provided above. … 1208003 …
Date
Rule
801.10
Do not include debt in acquisition price.
HSR Informal Interpretations

1208001 Informal Interpretation

… with our assessment that the transaction as described is notreportable because it falls within the exemption set forth … that the intended transaction falls within the exemption toreportability set forth in 802.63(a). We read that exemption … with our assessment that the proposed transaction is notreportable under the exemption set forth in 16 CFR …
Date
Rule
802.63
Exempt transaction. K Walsh and K Berg concur.
Early Termination Notices

20121098: Time Warner Inc.; Bleacher Report, Inc.

… 20121098: Time Warner Inc.; Bleacher Report, Inc. HSR Early Termination Notice 20121098: Time Warner Inc.; Bleacher Report, Inc. 20121098 Bleacher Report, Inc. Bleacher Report, Inc. Time Warner Inc. … …
Date
Acquiring Party
Time Warner Inc.
Acquired Party
Bleacher Report, Inc.
Acquired Entities
Bleacher Report, Inc.
HSR Informal Interpretations

1207011 Informal Interpretation

… with you the proper method of handling Item 5 revenuereporting for an HSR notification I'm working on for a … partsmanufactured abroad and sold to the U.S.. sub, if the reporting person cannotdistinguish between spare parts meant …
Date
Rule
Form Item 5
Refer to comments below.
HSR Informal Interpretations

1207009 Informal Interpretation

… corporation board. Webelieve that this transaction is not reportable today, because Buyer is notacquiring either voting securities or an LLC interest. Nor is it reportable onexercise of the first option, because Buyer's … of the LLC. Exercise of the second option is potentiallyreportable, because acquisition of the LLC interest will …
Date
Rule
801.2
Agree. K Walsh concurs.
HSR Informal Interpretations

1207007 Informal Interpretation

… when the RSUs vest after deferral, itis another potentially reportable acquisition, of essentially the same shares? … …
Date
Rule
801.2, 802.21
1) I agree that this is enough to constitute an acquisition of voting securities when the RSUs are granted. 2) If the vesting is deferred and the RSUs lose voting rights, they are no longer voting...
HSR Informal Interpretations

1207006 Informal Interpretation

… #234 specifically addresses how a religiousorganization can report on the notification form. I'm not sure that is …
Date
Rule
801.1(b)
Confirmed that the other hospital has a different corporate parent. Each corporate parent is its own UPE for purposed of aggregation. (Redacted) -we have done some quick research on your issue and...
HSR Informal Interpretations

1206005 Informal Interpretation

… the seller of voting securities on the HSR notification and report. Approximately47% of the voting securities are held …
Date
Rule
801.1(b)
– Protector is UPE. K Walsh concurs. I've run into trust protectors before, but not where the settlor can remove and replace the protector and the protector can remove and replace the trustee. I think...
HSR Informal Interpretations

1206011 Informal Interpretation

… you could confirm that our conclusion is correct as to thereporting obligations of the parties in the joint venture … entity need not file thenotification required by the Act." ReportingObligations. 1. Company B will be subject to … of assets by Company A toCompany B will not be separately reportable since it is part of the formationof Newco and in …
Date
Rule
801.50
Agree. K Walsh concurs.
HSR Informal Interpretations

1206010 Informal Interpretation

… and sizeof-transaction test is met, so this transaction is reportable. Please confirmwhether this is correct. 2) Assuming the transaction is reportable, how shouldCompany A report NAICS revenues in Item 5? Transfer Sub has no 2011 …
Date
Rule
802.2(e)
Yes to both. K Walsh concurs.
HSR Informal Interpretations

1205015 Informal Interpretation

… questions regarding Item 4(c) of the HSR Notification and Report Form. I would appreciate it if you could share the …
Date
Rule
Form Item 4(c)
1. We have drawn a bright line on drafts submitted to the entire board of the person filing notification or the entire board of a sub (probably the acquisition vehicle), not a single director. Also...
Displaying 521 - 540 of 2689
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