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2209004 Informal Interpretation
… by a single asset purchase agreement. I am trying to clarify the calculation of the filing fee. Aggregate value of assets of the … It would be my understanding that the filing fee is calculated based on all assets, even though a portion of the …
Rule
803.9
The fee is based upon the size of the reportable transaction. Therefore, the value of the assets held by the other UPE would not be included. Please do describe the totality of the transaction in Item...
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2212004 Informal Interpretation
… transaction. The UPE controls a number of entities in the solar industry. In fact, there are about 50 entities that are … securities in the transaction has nothing to do with solar energy. It is difficult for us to gather the information all the way down to the solar project level. Is it permissible for us to not go so far …
Rule
Item 4(c), 802.4
Unless the controlled entities are foreign with no sales into the US, or have assets valued at less than $10 million, they must be listed in Item 6(a), regardless of whether they are in the same...
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