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HSR Informal Interpretations

8411008 Informal Interpretation

… Interpretation (redacted) November 19, 1984 Wayne Kaplan, Esq. Federal Trade Commission Room 301 Washington, D.C. … (the Act), 15 U.S.C. Section 18A, and the rules and regulations promulgated pursuant thereto, 16 C.F.R. Pt. 800. … of the new corporation would be exempt under the minimum dollar value exemption, C.F.R. Section 802.20, and that the …
Date
Rule
801.40; 802.20; 801.11
See attached note re [indecipherable] of advice transmitted by telephone to(redacted) on 11/30. [Indecipherable] and by W.E.K. on 11/26/84. The fact thatB is making loans and guarantees to the newly...
Advisory Opinions

Advisory opinion about whether the manufacturing of polypropylene using propylene as a feedstock constitutes "petrochemical processing" and is an "oil and gas related asset" within the meaning of the Consent Order issued against respondent

Date
Manufacturing of polypropylene using propylene as a feedstock constitutes "petrochemical processing" and is an "oil and gas related asset" within the meaning of the Consent Order issued against...
HSR Informal Interpretations

8411005 Informal Interpretation

… Interpretation (redacted) November 13, 1984 Wayne Kaplan, Esq. Federal Trade Commission Bureau of Competition … Avenue, N.W. Washington, D.C. 20580 Dear Mr. Kaplan: Clients (the Shareholders) of this firm are proposing … consummated shortly after the formation of New Co. Present plans are to close by December 20, `984. There will initially …
Date
Rule
801.40
Comments in body of letter only(see below)
HSR Informal Interpretations

8411011 Informal Interpretation

… conversations on November 25 with you and Mr. Wayne Kaplan of your office. Both of you were kind enough to restate … you amplify the instruction to Item 5 (first paragraph, last sentence) that one should identify or explain the revenues reported from certain major groups. Mr. …
Date
Rule
801.1(b); 803.2
No written comments. [Note: Advice incorrect; partnerships can be controlled. See 801.1(b)(2).]
HSR Informal Interpretations

8410007 Informal Interpretation

… its interpretations. I would appreciate it if you would clarify the following points concerning documentary … in response to items 4(a) and 4(b(. I.    Item 4(a) Relative to Paragraph 803.2(e), will incorporation by reference hinder or delay, in any way, the processing cycle? Are separate Forms …
Date
Rule
803.2
10/29/ (redacted) letter response 10/30/84. 1. Not significantly except to extent system fails [indecipherable] we have to spend time looking for necessary documents. 2. Yes - See p33524 - if entities...
HSR Informal Interpretations

8410001 Informal Interpretation

… (redacted) October 5, 1984 BY HAND DELIVERY Mr. Wayne Kaplan, Esq. Premerger Notification Office Room 301 Federal Trade Commission Washington, D.C. 20580 Dear Mr. Kaplan: In our telephone conversations of October 2, 1984, and … itself. 2. For a newly formed person with no regularly prepared balance sheet, which person was formed for …
Date
Rule
801.11
No written comments
HSR Informal Interpretations

8410004 Informal Interpretation

… for HSR analysis and shall not, for example, detail facts relating to the interrelationship between Holding co. and its direct and indirect … some other shareholders as well. 10.Thus, the question centers on whether the Additional Real Estate transaction …
Date
Rule
7A(a)(2)
No written comments
HSR Informal Interpretations

8410005 Informal Interpretation

… for a major, integrated oil companys interest in six Alaska petroleum leases. This acquisition would increase … producing wells have been determined. However, even if the plan proceeds the first barrel of oil will not be produced … obtain state and federal permits; (3) build two drilling islands; (4) build production facilities; and (5) perform all …
Date
Rule
7A(c)(1)
No written comments
HSR Informal Interpretations

8410006 Informal Interpretation

… Interpretation (redacted) October 23, 1984 Wayne Kaplan, Esq. Federal Trade Commission Premerger Notification … Office Room 301 Washington, D.C. 20580 Dear Mr. Kaplan: This letter is to confirm our telephone conversation …
Date
Rule
7A(c)(3); 802.30
No written comments
HSR Informal Interpretations

8409008 Informal Interpretation

… in reliance upon Securities and Exchange Commission Regulation D. It is expected that these limited partners will … and size of the transaction tests of Section 7A of the Clayton Act have been satisfied. Therefore, the only question … the acquiring person satisfies that test and, in particular, whether the acquiring person has total assets or annual …
Date
Rule
7A(a)(2), 801.11
T/C 9/25/84 Scanlon - [unknown person] I explained retention of $10 MM abovepass through money could make this deal reportable - He will send supplemental letter citing his understanding of this. ams(...
HSR Informal Interpretations

8409006 Informal Interpretation

… September 12, 1984 DELIVERED BY NETWORK COURIER Wayne Kaplan, Esq. United States Federal Trade Commission Seventh & … Avenue, N.W. Washington, DC 20004 Re:Interpretation of Regulations Under the Hart- Scott-Rodino Antitrust Improvements Act of 1976 Dear Mr. Kaplan: This letter is to confirm our telephone conversation of …
Date
Rule
801.1(b)
Initialed by WEK 9/13/84. O (redacted) letter. B Parent [holds] 80% [of] sub 20%[of which is] held by Client Smith. A to acquire B (Parent) of B sub. Prior to A acq Smith will form Smith Inc & will...
HSR Informal Interpretations

8409013 Informal Interpretation

… things, that (i) Mr. X and Mrs. X (the Settlors ) have disclaimed any interest in the assets of the Trusts and have … Trusts are aggregated for the purposes of making the calculations required under such test. ISSUES AND CONCLUSIONS (1) … there is a remote possibility that under the applicable laws of descent and distribution Mr. X could inherit through …
Date
Rule
801.1(b)(2), 801.1(c)(4)
No written comments
HSR Informal Interpretations

8409001 Informal Interpretation

… September 6, 1984 Bureau of Competition Attention: Wayne Kaplan Federal Trade Commission 301 FTC Building Washington, …         Antitrust Improvement [sic] Act of 1976 Dear Mr. Kaplan: Pursuant to our oral conversation on September 4, 1984, … directors, and amend the Articles of Incorporation and Bylaws. the trust is terminable upon consent of 65% or more of …
Date
Rule
801.1(a)(2), 801.1(a)(3)
Comments indecipherable
Displaying 44601 - 44620 of 45450
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