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HSR Informal Interpretations

8807010 Informal Interpretation

… Interpretation (redacted) July  28th  1988 BY HAND Wayne Kaplan Premerger Notification Office Bureau of Competition … Reorganization and Purchase by (redacted) Dear Mr. Kaplan: On Tuesday, July 19, 1988, I discussed with you my … of which will be controlled by an employee stock ownership plan (redacted) to be formed at closing for the benefit of …
Date
Rule
801.11(e)
Notified the writer that facts were insufficient to determine reportability particularly reformation of (redacted) and acquisition by A of preferred (voting?) Shares of (redacted) 7/28/88
HSR Informal Interpretations

8807006 Informal Interpretation

… Informal Interpretation (redacted) July 21, 1988 Wayne Kaplan Premerger Notification Office Bureau of Competition … Avenue, NW Room 303 Washington, D.C. 20580 Dear Mr. Kaplan: This letter will serve to confirm certain informal … the definition of control under Rule 801.1(b) as it relates to a contractual power to designate directors …
Date
Rule
801.1(b)
OK - 7/25/88
HSR Informal Interpretations

8807003 Informal Interpretation

… Interpretation (redacted) July 8, 1988 BY HAND Wayne Kaplan Premerger Notification Office Bureau of Competition … Washington, D.C. 20580 Re: Hart-Scott-Rodino Dear Mr. Kaplan: This will confirm our telephone discussion of … Antitrust Improvements Act of 1976 (the Act) or the regulations thereunder based on the following facts. Companies …
Date
Rule
801.10, 801.40
Ok - 7/18/88
HSR Informal Interpretations

8806008 Informal Interpretation

… Informal Interpretation (redacted) June 27, 1988 Wayne Kaplan Premerger Notification Office Bureau of Competition … Room 303 Washington, D.C. 20580 Re: (redacted) Dear Mr. Kaplan: Further to our telephone conversation of this morning, … of the Department of Justice. The (redacted) illegible Delaware corporation (Subsidiary) and a wholly owned …
Date
OK Limited strictly to situations like this one in which the different issuers are identical in actual operation. 7/18/88
HSR Informal Interpretations

8807002 Informal Interpretation

… NW Room 303 Washington, D.C. 20580 Attention: Jeffrey Kaplan (Redacted) Dear Mr. Kaplan: In accordance with our telephone conversation on July … and the two institutions are subject to its rules and regulations and those of the Federal Home Loan Bank Board (the …
Date
Rule
7A(c)(8)
None noted
HSR Informal Interpretations

8807004 Informal Interpretation

… transaction. Our client (redacted), an employee benefit plan, intends to acquire the (redacted) in Washington, D.C. … for its investment portfolio. The (redacted) is regulated under (redacted) and makes investments solely for the … office buildings or residential properties because, as explained in the Statement of Basis and Purpose: It is unlikely …
Date
Rule
7A(c)(1), 802.2(b)
None noted
Advocacy Filings

FTC Staff Comment Before the Department of Housing and Urban Development Concerning Proposals to Relax Section 8 With Regard to Home Mortgages

… of Housing and Urban Development Concerning Proposals to Relax Section 8 With Regard to Home Mortgages Submitted by … of Housing and Urban Development Concerning Proposals to Relax Section 8 With Regard to Home Mortgages v880047.pdf … of Housing and Urban Development Concerning Proposals to Relax Section 8 With Regard to Home Mortgages …
Date
Matter Number
V880047
Docket Number
R-88-1256
HSR Informal Interpretations

8806003 Informal Interpretation

… Informal Interpretation (redacted) June 3, 1988 Wayne Kaplan Premerger Notification Office Bureau of Competition … D.C. 20580 Re: Confirmation of Telephone Advice Dear Mr. Kaplan: We have been retained as counsel to a not-for-profit … and Report Form pursuant to Section 7(a) of the Clayton Act (15 U.S.C. 18(A)). System is part of a …
Date
Rule
801.1(b)
OK - 6/6/88
HSR Informal Interpretations

8806001 Informal Interpretation

… we discussed yesterday, the operations of (redacted) are relatively unique. (Redacted) is a broker-dealer. Securities …
Date
The commissions are an expense, as indicated on the income statement and are not deducted. The total revenues are counted for purposes of determining revenues under 802.20(b).
HSR Informal Interpretations

8806004 Informal Interpretation

… Mr. Cohen: This is to confirm our telephone conversation of last week in which I asked whether the following … First, assume Company Q, a United States corporation, plans to acquire from a foreign government (F) a 49% interest … if you do not agree that this letter accurately sets forth last weeks conversation and your advice to me. Thank you …
Date
Rule
801.2; 801.40
None noted
HSR Informal Interpretations

8806006 Informal Interpretation

… Informal Interpretation (redacted) June 20, 1988 Wayne Kaplan Premerger Notification Office Bureau of Competition … Avenue, NW Room 303 Washington, D.C. 20580 Dear Mr. Kaplan: Pursuant to our telephone conversation of June 10, this … sets forth the advice you provided us concerning the availability of an exemption from the filing requirements …
Date
Rule
802.20
OK 6-23-88
HSR Informal Interpretations

8806007 Informal Interpretation

… Informal Interpretation (redacted) June 21, 1988 Jeffrey Kaplan Premerger Notification Office Bureau of Competition … Avenue, NW Room 303 Washington, D.C. 20580 Dear Mr. Kaplan: Pursuant to our telephone conversation yesterday with … represents the Sellers obligation to provide tours and related services to its customers. The assets being …
Date
Rule
801.10
[note 1-$7.0 MM]
HSR Informal Interpretations

8806010 Informal Interpretation

… this week, attached is a copy of a letter to Wayne Kaplan describing the original structure of a leveraged buy-out … was done to ensure that (redacted) would have assets available to compensate the seller in the event (redacted) … A) is the acquiring person under the presently contemplated structure, just as it was in the structure cleared …
Date
Rule
801.1(b); 801.1(c)
After further discussion with parties, the parties were advised that notification was not necessary if the Partnership A did indeed become a less than 50% holder of (redacted) as a result of the...
Advocacy Filings

FTC Staff Comment Before the Federal Energy Regulatory Commission Concerning Brokering of Interstate Natural Gas Pipeline Capacity

… FTC Staff Comment Before the Federal Energy Regulatory Commission Concerning Brokering of Interstate Natural … | 12:00AM FTC Staff Comment Before the Federal Energy Regulatory Commission Concerning Brokering of Interstate Natural … Filing … FTC Staff Comment Before the Federal Energy Regulatory Commission Concerning Brokering of Interstate Natural …
Date
Matter Number
V880041
Docket Number
RM88-13-000
Advisory Opinions

Advisory opinion concluding that proposed acquisition by Coca-Cola would require prior Commission approval under the Commission's order of August 3, 1983

… opinion concluding that proposed acquisition by Coca-Cola would require prior Commission approval under the … opinion concluding that proposed acquisition by Coca-Cola would require prior Commission approval under the … order of August 3, 1983 Proposed acquisition by Coca-Cola would require prior Commission approval under the …
Date
Proposed acquisition by Coca-Cola would require prior Commission approval under the Commission's order of August 3, 1983, Decisions Volume 111
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